Latest Institutional Sells of Ubs Group Ag (UBS)

This list provides information on the latest institutional transactions involving Ubs Group Ag (UBS) stock that were sells. The list includes the name of the institution, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the sale has occurred.

Report Date	Institution (Fund)	Operation	Option	Shares change	Value Range	Shares Held
Jul 29, 2019 Q2 2019	High Tower Trust Services, Lta	SELL	-	-21.4K Closed	$245K - $290K	0 $0
Aug 08, 2019 Q2 2019	Cumberland Partners LTD Toronto, A6	SELL	-	-21.3K Closed	$244K - $289K	0 $0
Jul 16, 2019 Q2 2019	Ferguson Wellman Capital Management, Inc	SELL	-	-13.3K Closed	$152K - $180K	0 $0
Aug 12, 2019 Q2 2019	Loews Corp New York, NY	SELL	-	-10.6K Closed	$121K - $144K	0 $0
Aug 13, 2019 Q2 2019	Icon Wealth Partners, LLC	SELL	-	-10.3K Closed	$118K - $140K	0 $0
Jul 31, 2019 Q2 2019	Camarda Financial Advisors, LLC Fleming Island, FL	SELL	-	-1.99K Closed	$22.7K - $26.9K	0 $0
Aug 07, 2019 Q2 2019	Alera Investment Advisors, LLC	SELL	-	-1.35K Closed	$15.4K - $18.3K	0 $0
Jul 10, 2019 Q2 2019	Dubuque Bank & Trust CO	SELL	-	-1.3K Closed	$14.8K - $17.5K	0 $0
Jul 19, 2019 Q2 2019	Sea Crest Wealth Management, LLC Purchase, NY	SELL	-	-1.08K Closed	$12.3K - $14.6K	0 $0
Aug 27, 2019 Q2 2019	Front Row Advisors LLC Tiburon, CA	SELL	-	-1.01K Closed	$11.5K - $13.6K	0 $0
Jul 30, 2019 Q2 2019	Wespac Advisors So Cal, LLC	SELL	-	-565 Closed	$6.46K - $7.64K	0 $0
Aug 06, 2019 Q2 2019	Strategic Wealth Partners, Ltd. Independence, OH	SELL	-	-437 Closed	$4.99K - $5.91K	0 $0
Aug 15, 2019 Q2 2019	Centaurus Financial, Inc.	SELL	-	-431 Closed	$4.93K - $5.83K	0 $0
Jul 10, 2019 Q2 2019	Kwmg, LLC	SELL	-	-382 Closed	$4.37K - $5.17K	0 $0
Aug 13, 2019 Q2 2019	Hirtle Callaghan & CO LLC West Conshohocken, PA	SELL	-	-268 Closed	$3.06K - $3.63K	0 $0
Aug 05, 2019 Q2 2019	Requisite Capital Management, LLC	SELL	-	-238 Closed	$2.72K - $3.22K	0 $0
Aug 01, 2019 Q2 2019	Coastal Investment Advisors, Inc. Wilmington, DE	SELL	-	-109 Closed	$1.25K - $1.47K	0 $0
Q1 2019
May 14, 2019 Q1 2019	Old Mission Capital LLC	SELL	-	-108K Closed	$1.28M - $1.47M	0 $0
May 03, 2019 Q1 2019	Enlightenment Research, LLC Saddle Brook, NJ	SELL	-	-2.8K Closed	$33.2K - $38.1K	0 $0
May 08, 2019 Q1 2019	Wealthspire Advisors, LLC New York, NY	SELL	-	-1.88K Closed	$22.2K - $25.5K	0 $0
May 07, 2019 Q1 2019	All Square Wealth Management LLC Albany, NY	SELL	-	-1.43K Closed	$16.9K - $19.5K	0 $0
May 15, 2019 Q1 2019	Claybrook Capital, LLC	SELL	-	-1.05K Closed	$12.5K - $14.3K	0 $0
May 09, 2019 Q1 2019	Well Done, LLC	SELL	-	-1.05K Closed	$12.5K - $14.3K	0 $0
Apr 09, 2019 Q1 2019	Washington Trust Bank	SELL	-	-790 Closed	$9.36K - $10.8K	0 $0
Apr 22, 2019 Q1 2019	G&S Capital LLC	SELL	-	-774 Closed	$9.17K - $10.5K	0 $0
May 01, 2019 Q1 2019	Destination Wealth Management	SELL	-	-706 Closed	$8.37K - $9.61K	0 $0
Apr 04, 2019 Q1 2019	First Premier Bank	SELL	-	-505 Closed	$5.98K - $6.87K	0 $0
May 15, 2019 Q1 2019	Heritage Trust CO Oklahoma City, OK	SELL	-	-18 Closed	$213 - $245	0 $0
Q4 2018
Feb 13, 2019 Q4 2018	New Vernon Investment Management LLC Highland Park, IL	SELL	-	-110K Closed	$1.3M - $1.71M	0 $0
Feb 08, 2019 Q4 2018	New York State Common Retirement Fund	SELL	-	-65.2K Closed	$770K - $1.02M	0 $0
Jan 14, 2019 Q4 2018	Legacy Advisors, LLC	SELL	-	-54.7K Closed	$646K - $851K	0 $0
Feb 06, 2019 Q4 2018	River Road Asset Management, LLC	SELL	-	-13.1K Closed	$155K - $204K	0 $0
Feb 12, 2019 Q4 2018	Bahl & Gaynor Inc	SELL	-	-10.8K Closed	$128K - $168K	0 $0
Jan 14, 2019 Q4 2018	True Private Wealth Advisors	SELL	-	-6.79K Closed	$80.2K - $106K	0 $0
Feb 13, 2019 Q4 2018	Cornerstone Wealth Management, LLC	SELL	-	-4.77K Closed	$56.3K - $74.2K	0 $0
Feb 14, 2019 Q4 2018	Signet Financial Management, LLC Parsippany, NJ	SELL	-	-2.1K Closed	$24.8K - $32.7K	0 $0
Jan 29, 2019 Q4 2018	Capital Advisors, Ltd. LLC	SELL	-	-1.24K Closed	$14.6K - $19.3K	0 $0
Feb 08, 2019 Q4 2018	Wilbanks Smith & Thomas Asset Management LLC	SELL	-	-819 Closed	$9.67K - $12.8K	0 $0
Feb 14, 2019 Q4 2018	Panagora Asset Management Inc Boston, MA	SELL	-	-595 Closed	$7.03K - $9.26K	0 $0
Feb 07, 2019 Q4 2018	W.G. Shaheen & Associates Dba Whitney & CO	SELL	-	-227 Closed	$2.68K - $3.53K	0 $0
Feb 08, 2019 Q4 2018	Mainstay Capital Management LLC	SELL	-	-190 Closed	$2.24K - $2.96K	0 $0
Feb 01, 2019 Q4 2018	Forward Management, LLC	SELL	-	-152 Closed	$1.8K - $2.37K	0 $0
Q3 2018
Nov 14, 2018 Q3 2018	David Tepper Appaloosa LP \| Short Hills, Nj	SELL	-	-6.83M Closed	$102M - $114M	0 $0
Nov 09, 2018 Q3 2018	Hilton Capital Management, LLC	SELL	-	-683K Closed	$10.2M - $11.4M	0 $0
Nov 14, 2018 Q3 2018	Quantitative Investment Management, LLC Charlottesville, VA	SELL	-	-179K Closed	$2.68M - $2.98M	0 $0
Nov 05, 2018 Q3 2018	Jabodon Pt CO Reno, NV	SELL	-	-164K Closed	$2.46M - $2.73M	0 $0
Nov 14, 2018 Q3 2018	Symmetry Peak Management LLC Radnor, PA	SELL	PUT	-50K Closed	$749K - $832K	0 $0
Nov 14, 2018 Q3 2018	Silvercrest Asset Management Group LLC New York, NY	SELL	-	-20.9K Closed	$313K - $348K	0 $0
Nov 14, 2018 Q3 2018	Arete Wealth Advisors, LLC Chicago, IL	SELL	-	-11.4K Closed	$171K - $190K	0 $0
Nov 14, 2018 Q3 2018	Apriem Advisors Irvine, CA	SELL	-	-1.5K Closed	$22.5K - $25K	0 $0

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Latest Institutional Sells of Ubs Group Ag (UBS)

-21.4K

-21.3K

-13.3K

-10.6K

-10.3K

-1.99K

-1.35K

-1.3K

-1.08K

-1.01K

-565

-437

-431

-382

-268

-238

-109

-108K

-2.8K

-1.88K

-1.43K

-1.05K

-1.05K

-790

-774

-706

-505

-18

-110K

-65.2K

-54.7K

-13.1K

-10.8K

-6.79K

-4.77K

-2.1K

-1.24K

-819

-595

-227

-190

-152

-6.83M

-683K

-179K

-164K

-50K

-20.9K

-11.4K

-1.5K

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