Purchases and Sales Made in Q1 2024 in Ubs Group Ag (UBS)
This table provides information about the institutional ownership of Ubs Group Ag (UBS) during Q1 2024. The information is specifically focused on institutions that hold shares of UBS Group AG.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
May 10, 2024
Q1 2024
|
Principal Securities, Inc.
Des Moines, IA |
SELL
|
- |
-3.03K- 30.96% |
$82.1K - $96.9K
|
6.77K
$215K
|
|
|
Aug 06, 2024
Q1 2024
|
Hantz Financial Services, Inc.
|
SELL
|
- |
-3.2K- 3.55% |
$86.6K - $102K
|
86.8K
$2.76M
|
|
|
May 14, 2024
Q1 2024
|
Aviva PLC
|
SELL
|
- |
-3.21K- 0.07% |
$86.9K - $103K
|
4.42M
$141M
|
|
|
May 08, 2024
Q1 2024
|
Independent Advisor Alliance
|
SELL
|
- |
-3.26K- 3.61% |
$88.1K - $104K
|
86.9K
$2.77M
|
|
|
May 10, 2024
Q1 2024
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-3.67K- 2.47% |
$99.3K - $117K
|
145K
$4.62M
|
|
|
Apr 24, 2024
Q1 2024
|
Assenagon Asset Management S.A.
|
SELL
|
- |
-4.11K- 2.15% |
$111K - $131K
|
187K
$5.96M
|
|
|
May 14, 2024
Q1 2024
|
Advisor Shares Investments LLC
Bethesda, MD |
SELL
|
- |
-4.19K- 12.07% |
$113K - $134K
|
30.5K
$971K
|
|
|
May 14, 2024
Q1 2024
|
Prudential Financial Inc
Newark, NJ |
SELL
|
- |
-4.44K- 18.91% |
$120K - $142K
|
19K
$606K
|
|
|
May 15, 2024
Q1 2024
|
Penserra Capital Management LLC
Orinda, CA |
SELL
|
- |
-4.48K- 94.49% |
$121K - $143K
|
261
$8.31K
|
|
|
May 15, 2024
Q1 2024
|
Northwestern Mutual Wealth Management CO
|
SELL
|
- |
-4.61K- 15.42% |
$125K - $147K
|
25.3K
$804K
|
|
|
May 13, 2024
Q1 2024
|
Hrt Financial LP
New York, NY |
SELL
|
- |
-4.64K- 22.32% |
$126K - $148K
|
16.2K
$514K
|
|
|
May 15, 2024
Q1 2024
|
Geo Wealth Management, LLC
Chicago, IL |
SELL
|
- |
-4.65K- 74.05% |
$126K - $148K
|
1.63K
$51.9K
|
|
|
Apr 30, 2024
Q1 2024
|
Private Advisor Group, LLC
|
SELL
|
- |
-4.73K- 12.11% |
$128K - $151K
|
34.3K
$1.09M
|
|
|
May 02, 2024
Q1 2024
|
Financial Counselors Inc
|
SELL
|
- |
-4.78K- 29.74% |
$129K - $152K
|
11.3K
$359K
|
|
|
May 09, 2024
Q1 2024
|
Pinnacle Wealth Planning Services, Inc.
|
SELL
|
- |
-4.87K- 42.01% |
$132K - $155K
|
6.72K
$214K
|
|
|
May 15, 2024
Q1 2024
|
Svb Wealth LLC
Boston, MA |
SELL
|
- |
-4.97K- 21.97% |
$134K - $159K
|
17.6K
$562K
|
|
|
Apr 24, 2024
Q1 2024
|
Spire Wealth Management
|
SELL
|
- |
-5K- 21.75% |
$135K - $160K
|
18K
$573K
|
|
|
Apr 10, 2024
Q1 2024
|
Btc Capital Management, Inc.
|
SELL
|
- |
-6.69K- 15.59% |
$181K - $213K
|
36.2K
$1.15M
|
|
|
May 13, 2024
Q1 2024
|
Logan Capital Management Inc
Newtown Square, PA |
SELL
|
- |
-6.87K- 7.28% |
$186K - $219K
|
87.5K
$2.79M
|
|
|
May 06, 2024
Q1 2024
|
Envestnet Portfolio Solutions, Inc.
Berwyn, PA |
SELL
|
- |
-6.92K- 9.77% |
$187K - $221K
|
64K
$2.04M
|
|
|
May 03, 2024
Q1 2024
|
Pictet North America Advisors Sa
|
SELL
|
- |
-7.22K- 1.08% |
$195K - $230K
|
662K
$21.1M
|
|
|
May 14, 2024
Q1 2024
|
Axq Capital, LP
Jersey City, NJ |
SELL
|
- |
-7.8K- 53.06% |
$211K - $249K
|
6.9K
$220K
|
|
|
Apr 15, 2024
Q1 2024
|
Wealth Enhancement Advisory Services, LLC
|
SELL
|
- |
-7.93K- 25.4% |
$215K - $253K
|
23.3K
$742K
|
|
|
May 01, 2024
Q1 2024
|
Compagnie Lombard Odier S Cm A
1204 Geneva, V8 |
SELL
|
- |
-8.08K- 0.38% |
$218K - $258K
|
2.11M
$67.3M
|
|
|
Apr 22, 2024
Q1 2024
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-8.08K- 0.89% |
$219K - $258K
|
900K
$28.6M
|
|
|
May 21, 2024
Q1 2024
|
Atria Investments LLC
Charlotte, NC |
SELL
|
- |
-8.11K- 11.03% |
$219K - $259K
|
65.4K
$2.08M
|
|
|
May 13, 2024
Q1 2024
|
Crossmark Global Holdings, Inc.
|
SELL
|
- |
-8.12K- 4.03% |
$220K - $259K
|
193K
$6.16M
|
|
|
Apr 23, 2024
Q1 2024
|
Solstein Capital, LLC
Menlo Park, CA |
SELL
|
- |
-8.68K- 30.99% |
$235K - $277K
|
19.3K
$615K
|
|
|
Apr 11, 2024
Q1 2024
|
Contravisory Investment Management, Inc.
|
SELL
|
- |
-8.82K- 2.61% |
$239K - $282K
|
330K
$10.5M
|
|
|
May 14, 2024
Q1 2024
|
Metropolitan Life Insurance CO
New York, NY |
SELL
|
- |
-8.88K- 6.47% |
$240K - $283K
|
128K
$4.09M
|
|
|
May 15, 2024
Q1 2024
|
Paul Tudor Jones
Tudor Investment Corp Et Al | Stamford, Ct
|
SELL
|
- |
-9.14K- 44.96% |
$247K - $292K
|
11.2K
$356K
|
|
|
May 08, 2024
Q1 2024
|
Dorsey Wright & Associates
|
SELL
|
- |
-9.3K- 6.76% |
$252K - $297K
|
128K
$4.08M
|
|
|
Apr 30, 2024
Q1 2024
|
Liberty One Investment Management, LLC
|
SELL
|
- |
-10.2K- 27.91% |
$275K - $324K
|
26.2K
$835K
|
|
|
Apr 05, 2024
Q1 2024
|
First Hawaiian Bank
|
SELL
|
- |
-10.6K- 24.38% |
$285K - $337K
|
32.7K
$1.04M
|
|
|
Apr 30, 2024
Q1 2024
|
Covenant Partners, LLC
|
SELL
|
- |
-11.1K- 52.92% |
$301K - $356K
|
9.91K
$315K
|
|
|
May 14, 2024
Q1 2024
|
American Century Companies Inc
Kansas City, MO |
SELL
|
- |
-11.3K- 1.26% |
$306K - $361K
|
888K
$28.3M
|
|
|
Apr 23, 2024
Q1 2024
|
Fifth Third Bancorp
|
SELL
|
- |
-11.9K- 29.88% |
$322K - $380K
|
27.9K
$889K
|
|
|
May 10, 2024
Q1 2024
|
Banco Santander, S.A.
|
SELL
|
- |
-13.8K- 19.97% |
$372K - $439K
|
55.2K
$1.76M
|
|
|
Apr 10, 2024
Q1 2024
|
Park Avenue Securities LLC
|
SELL
|
- |
-13.8K- 24.79% |
$373K - $441K
|
41.9K
$1.33M
|
|
|
May 13, 2024
Q1 2024
|
Credit Capital Investments LLC
Short Hills, NJ |
SELL
|
- |
-15K- 23.08% |
$406K - $479K
|
50K
$1.59M
|
|
|
May 06, 2024
Q1 2024
|
Oppenheimer Asset Management Inc.
New York, NY |
SELL
|
- |
-17.2K- 50.85% |
$465K - $549K
|
16.6K
$529K
|
|
|
Aug 22, 2024
Q1 2024
|
Fiera Capital Corp
Montreal, A8 |
SELL
|
- |
-17.8K- 29.02% |
$482K - $569K
|
43.6K
$1.39M
|
|
|
May 13, 2024
Q1 2024
|
Cibc World Market Inc.
Toronto, A6 |
SELL
|
- |
-20.6K- 5.5% |
$556K - $657K
|
354K
$11.3M
|
|
|
May 06, 2024
Q1 2024
|
Metis Global Partners, LLC
|
SELL
|
- |
-20.6K- 16.84% |
$558K - $658K
|
102K
$3.24M
|
|
|
May 14, 2024
Q1 2024
|
Mario Gabelli
Gamco Investors, Inc. Et Al | Rye, Ny
|
SELL
|
- |
-20.9K- 67.55% |
$566K - $669K
|
10.1K
$320K
|
|
|
May 10, 2024
Q1 2024
|
Y Intercept (Hong Kong) LTD
|
SELL
|
- |
-21.8K- 27.71% |
$590K - $697K
|
56.9K
$1.81M
|
|
|
May 14, 2024
Q1 2024
|
Philadelphia Financial Management Of San Francisco, LLC
San Francisco, CA |
SELL
|
- |
-23.7K- 6.35% |
$641K - $756K
|
349K
$11.1M
|
|
|
May 15, 2024
Q1 2024
|
Channing Global Advisors, LLC
|
SELL
|
- |
-24.1K- 4.35% |
$653K - $771K
|
531K
$16.9M
|
|
|
May 14, 2024
Q1 2024
|
State Of Tennessee, Treasury Department
Nashville, TN |
SELL
|
- |
-24.2K- 1.64% |
$654K - $772K
|
1.45M
$46.2M
|
|
|
May 14, 2024
Q1 2024
|
Paragon Associates & Paragon Associates Ii Joint Venture
Dallas, TX |
SELL
|
- |
-25K- 25.0% |
$676K - $798K
|
75K
$2.39M
|