Purchases and Sales Made in Q3 2022 in Ubs Group Ag (UBS)
This table provides information about the institutional ownership of Ubs Group Ag (UBS) during Q3 2022. The information is specifically focused on institutions that hold shares of UBS Group AG.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Oct 26, 2022
Q3 2022
|
Sequoia Financial Advisors, LLC
|
SELL
|
- |
-408- 2.32% |
$5.92K - $7.02K
|
17.2K
$585K
|
|
|
Oct 05, 2022
Q3 2022
|
First Hawaiian Bank
|
SELL
|
- |
-408- 0.75% |
$5.92K - $7.02K
|
53.8K
$1.83M
|
|
|
Oct 04, 2022
Q3 2022
|
Advisor Net Financial, Inc
|
SELL
|
- |
-470- 27.07% |
$6.82K - $8.09K
|
1.27K
$43.1K
|
|
|
Aug 16, 2024
Q3 2022
|
Td Private Client Wealth LLC
New York, NY |
SELL
|
- |
-508- 7.79% |
$7.37K - $8.74K
|
6.01K
$205K
|
|
|
Oct 26, 2022
Q3 2022
|
Ballentine Partners, LLC
Waltham, MA |
SELL
|
- |
-583- 3.75% |
$8.46K - $10K
|
15K
$509K
|
|
|
Nov 09, 2022
Q3 2022
|
First Horizon Advisors, Inc.
|
SELL
|
- |
-583- 64.14% |
$8.46K - $10K
|
326
$11.1K
|
|
|
Nov 08, 2022
Q3 2022
|
Ken Fisher
Fisher Asset Management, LLC | Camas, Wa
|
SELL
|
- |
-624- 2.51% |
$9.05K - $10.7K
|
24.3K
$827K
|
|
|
Oct 14, 2022
Q3 2022
|
Gradient Investments LLC
|
SELL
|
- |
-629- 2.59% |
$9.13K - $10.8K
|
23.7K
$806K
|
|
|
Nov 14, 2022
Q3 2022
|
Bokf, Na
Tulsa, OK |
SELL
|
- |
-648- 4.48% |
$9.4K - $11.2K
|
13.8K
$471K
|
|
|
Nov 14, 2022
Q3 2022
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-691- 3.66% |
$10K - $11.9K
|
18.2K
$619K
|
|
|
Oct 21, 2022
Q3 2022
|
Value Partners Investments Inc.
|
SELL
|
- |
-697- 0.21% |
$10.1K - $12K
|
327K
$11.1M
|
|
|
Nov 14, 2022
Q3 2022
|
Aquatic Capital Management LLC
Chicago, IL |
SELL
|
- |
-700- 10.29% |
$10.2K - $12K
|
6.1K
$208K
|
|
|
Oct 24, 2022
Q3 2022
|
Sage Rhino Capital LLC
|
SELL
|
- |
-723- 4.42% |
$10.5K - $12.4K
|
15.6K
$532K
|
|
|
Nov 04, 2022
Q3 2022
|
Schechter Investment Advisors, LLC
Birmingham, MI |
SELL
|
- |
-779- 1.17% |
$11.3K - $13.4K
|
65.6K
$2.23M
|
|
|
Nov 14, 2022
Q3 2022
|
New Edge Advisors, LLC
New Orleans, LA |
SELL
|
- |
-817- 6.76% |
$11.9K - $14.1K
|
11.3K
$384K
|
|
|
Nov 09, 2022
Q3 2022
|
Opseu Pension Plan Trust Fund
Toronto, A6 |
SELL
|
- |
-838- 5.06% |
$12.2K - $14.4K
|
15.7K
$535K
|
|
|
Nov 07, 2022
Q3 2022
|
Spire Wealth Management
|
SELL
|
- |
-1.07K- 4.92% |
$15.6K - $18.4K
|
20.7K
$705K
|
|
|
Nov 14, 2022
Q3 2022
|
Wetherby Asset Management Inc
San Francisco, CA |
SELL
|
- |
-1.15K- 0.86% |
$16.6K - $19.7K
|
132K
$4.5M
|
|
|
Nov 01, 2022
Q3 2022
|
Brinker Capital Investments, LLC
|
SELL
|
- |
-1.29K- 0.71% |
$18.6K - $22.1K
|
181K
$6.15M
|
|
|
Oct 27, 2022
Q3 2022
|
Synovus Financial Corp
Columbus, GA |
SELL
|
- |
-1.35K- 10.08% |
$19.6K - $23.3K
|
12.1K
$410K
|
|
|
Oct 13, 2022
Q3 2022
|
Umb Bank, N.A.
|
SELL
|
- |
-1.46K- 58.88% |
$21.1K - $25K
|
1.02K
$34.6K
|
|
|
Oct 17, 2022
Q3 2022
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-1.67K- 6.46% |
$24.3K - $28.8K
|
24.2K
$825K
|
|
|
Oct 31, 2022
Q3 2022
|
Raymond James Trust N.A.
|
SELL
|
- |
-1.78K- 4.82% |
$25.8K - $30.7K
|
35.2K
$1.2M
|
|
|
Nov 08, 2022
Q3 2022
|
Banco Santander, S.A.
|
SELL
|
- |
-1.79K- 1.31% |
$25.9K - $30.8K
|
134K
$4.57M
|
|
|
Nov 10, 2022
Q3 2022
|
Parallel Advisors, LLC
|
SELL
|
- |
-2.02K- 14.18% |
$29.3K - $34.8K
|
12.2K
$417K
|
|
|
Nov 10, 2022
Q3 2022
|
Envestnet Asset Management Inc
|
SELL
|
- |
-2.07K- 0.15% |
$30K - $35.6K
|
1.4M
$47.7M
|
|
|
Nov 07, 2022
Q3 2022
|
Altman Advisors, Inc.
Chicago, IL |
SELL
|
- |
-2.11K- 2.62% |
$30.6K - $36.2K
|
78.3K
$2.67M
|
|
|
Nov 08, 2022
Q3 2022
|
Cookson Peirce & CO Inc
|
SELL
|
- |
-2.33K- 7.44% |
$33.8K - $40.1K
|
29K
$986K
|
|
|
Nov 10, 2022
Q3 2022
|
Brown Brothers Harriman & CO
New York, NY |
SELL
|
- |
-2.37K- 75.46% |
$34.4K - $40.8K
|
770
$26.2K
|
|
|
Nov 14, 2022
Q3 2022
|
Gqg Partners LLC
Ft. Lauderdale, FL |
SELL
|
- |
-2.48K- 2.8% |
$35.9K - $42.6K
|
86K
$2.93M
|
|
|
Oct 21, 2022
Q3 2022
|
Jfs Wealth Advisors, LLC
|
SELL
|
- |
-2.59K- 31.31% |
$37.5K - $44.5K
|
5.68K
$193K
|
|
|
Nov 07, 2022
Q3 2022
|
Ever Source Wealth Advisors, LLC
|
SELL
|
- |
-2.6K- 45.57% |
$37.7K - $44.7K
|
3.1K
$106K
|
|
|
Nov 03, 2022
Q3 2022
|
Vestmark Advisory Solutions, Inc.
|
SELL
|
- |
-2.65K- 5.9% |
$38.4K - $45.6K
|
42.3K
$1.44M
|
|
|
Nov 10, 2022
Q3 2022
|
Cullen Capital Management, LLC
New York, NY |
SELL
|
- |
-2.79K- 3.9% |
$40.5K - $48K
|
68.7K
$2.34M
|
|
|
Nov 14, 2022
Q3 2022
|
Wrapmanager Inc
|
SELL
|
- |
-3.27K- 22.71% |
$47.5K - $56.3K
|
11.1K
$379K
|
|
|
Nov 04, 2022
Q3 2022
|
Independent Advisor Alliance
|
SELL
|
- |
-3.5K- 2.73% |
$50.8K - $60.3K
|
125K
$4.24M
|
|
|
Nov 07, 2022
Q3 2022
|
Cozad Asset Management Inc
Champaign, IL |
SELL
|
- |
-3.54K- 25.45% |
$51.3K - $60.9K
|
10.4K
$353K
|
|
|
Oct 24, 2022
Q3 2022
|
Eqis Capital Management, Inc.
San Rafael, CA |
SELL
|
- |
-3.6K- 6.92% |
$52.3K - $62K
|
48.4K
$1.65M
|
|
|
Oct 18, 2022
Q3 2022
|
Compton Wealth Advisory Group, LLC
|
SELL
|
- |
-3.81K- 22.52% |
$55.3K - $65.6K
|
13.1K
$446K
|
|
|
Nov 15, 2022
Q3 2022
|
Mercer Global Advisors Inc
Denver, CO |
SELL
|
- |
-4.17K- 1.7% |
$60.5K - $71.8K
|
241K
$8.2M
|
|
|
Oct 26, 2022
Q3 2022
|
Truist Financial Corp
|
SELL
|
- |
-4.39K- 10.33% |
$63.6K - $75.5K
|
38.1K
$1.3M
|
|
|
Nov 14, 2022
Q3 2022
|
Clearbridge Investments, LLC
New York, NY |
SELL
|
- |
-4.39K- 2.11% |
$63.7K - $75.5K
|
203K
$6.92M
|
|
|
Nov 14, 2022
Q3 2022
|
Ensign Peak Advisors, Inc
Salt Lake City, UT |
SELL
|
- |
-4.7K- 2.42% |
$68.2K - $80.9K
|
190K
$6.46M
|
|
|
Nov 01, 2022
Q3 2022
|
Crossmark Global Holdings, Inc.
|
SELL
|
- |
-4.71K- 1.84% |
$68.3K - $81K
|
251K
$8.56M
|
|
|
Nov 14, 2022
Q3 2022
|
Vanguard Personalized Indexing Management, LLC
Oakland, CA |
SELL
|
- |
-4.92K- 6.68% |
$71.4K - $84.7K
|
68.7K
$2.34M
|
|
|
Nov 10, 2022
Q3 2022
|
Tower Research Capital LLC (Trc)
New York, NY |
SELL
|
- |
-6.11K- 73.89% |
$88.7K - $105K
|
2.16K
$73.6K
|
|
|
Nov 15, 2022
Q3 2022
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
SELL
|
- |
-6.44KClosed |
$93.4K - $111K
|
0
$0
|
|
|
Nov 14, 2022
Q3 2022
|
Pathstone Family Office, LLC
Englewood, NJ |
SELL
|
- |
-6.52K- 8.45% |
$94.6K - $112K
|
70.6K
$2.4M
|
|
|
Oct 23, 2023
Q3 2022
|
Pathstone Family Office, LLC
Englewood, NJ |
SELL
|
- |
-6.75K- 9.64% |
$98K - $116K
|
63.3K
$2.16M
|
|
|
Nov 08, 2022
Q3 2022
|
Advisors Asset Management, Inc.
Monument, CO |
SELL
|
- |
-7.04K- 11.83% |
$102K - $121K
|
52.5K
$1.79M
|