Upstart Holdings, Inc. UPST

Institutional shares held 49.9 Million

10.6M calls

11.7M puts

Total value of holdings $3.55B

$757M calls

$831M puts

Market Cap $5.73B

81,348,000 Shares Out.

Institutional ownership 61.39%

# of Institutions 420

We take great care to ensure that the data presented and summarized in this overview for Upstart Holdings, Inc. is accurate and up-to-date, based on a comprehensive analysis of 13F filing forms for institutional ownership and form 4 filings for insider transactions. Please note that this data may differ from other sources and should not be relied upon as the sole basis for investment decisions.

Quarterly Institutional Activity in UPST

Shares Bought

Shares Sold

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Top Institutions Holding UPST

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Latest Institutional Activity in UPST

Top Purchases

Q3 2024

D. E. Shaw & Co., Inc. Shares Held: 2.31M ($163M)

1.42M Shares purchased

160.17% Added

Q3 2024

Two Sigma Investments, LP Shares Held: 1.6M ($113M)

1.2M Shares purchased

295.56% Added

Q3 2024

Renaissance Technologies LLC Shares Held: 1.07M ($75.4M)

1.07M Shares purchased

New Holding

Q3 2024

Barclays PLC Shares Held: 1.21M ($85.2M)

1.06M Shares purchased

707.51% Added

Q3 2024

Fred Alger Management, LLC Shares Held: 1.25M ($87.8M)

754K Shares purchased

153.2% Added

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Top Sells

Q3 2024

Jane Street Group, LLC Shares Held: 113K ($7.93M)

389K Shares sold

77.52% Reduced

Q3 2024

Bank Of America Corp Shares Held: 941K ($66.2M)

170K Shares sold

15.32% Reduced

Q3 2024

First Trust Advisors LP Shares Held: 201K ($14.2M)

170K Shares sold

45.81% Reduced

Q3 2024

Seven Eight Capital, LP Shares Held: 56.2K ($3.96M)

167K Shares sold

74.85% Reduced

Q3 2024

Sg Americas Securities, LLC Shares Held: 4.13K ($291K)

144K Shares sold

97.21% Reduced

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About UPST

Upstart Holdings, Inc., together with its subsidiaries, operates a cloud-based artificial intelligence (AI) lending platform in the United States. Its platform aggregates consumer demand for loans and connects it to its network of the company's AI-enabled bank partners. The company was founded in 2012 and is headquartered in San Mateo, California.

Insider Transactions at UPST

Insider Transaction List

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Date	Insider	Transaction	Ownership Type	Shares Traded	Value / Price
Nov 18 2024	Sanjay Datta Chief Financial Officer	SELL Open market or private sale	Direct	1,500 -0.45%	$102,000 $68.56 P/Share
Nov 15 2024	Paul Gu Chief Technology Offier	SELL Open market or private sale	Direct	65,000 -1.41%	$4,355,000 $67.41 P/Share
Nov 15 2024	Paul Gu Chief Technology Offier	BUY Exercise of conversion of derivative security	Direct	65,000 +3.27%	$65,000 $1.17 P/Share
Nov 15 2024	Dave Girouard Chief Executive Officer	SELL Open market or private sale	Direct	41,667 -15.35%	$2,708,355 $65.99 P/Share
Nov 15 2024	Dave Girouard Chief Executive Officer	BUY Exercise of conversion of derivative security	Direct	41,667 +28.77%	$0 $0.83 P/Share
Nov 11 2024	Sanjay Datta Chief Financial Officer	SELL Open market or private sale	Direct	1,500 -0.45%	$118,500 $79.54 P/Share
Nov 08 2024	Dave Girouard Chief Executive Officer	SELL Open market or private sale	Direct	41,667 -40.38%	$2,708,355 $65.15 P/Share
Nov 08 2024	Dave Girouard Chief Executive Officer	BUY Exercise of conversion of derivative security	Direct	41,667 +28.77%	$0 $0.83 P/Share
Nov 04 2024	Sanjay Datta Chief Financial Officer	SELL Open market or private sale	Direct	1,500 -0.45%	$72,000 $48.66 P/Share
Nov 01 2024	Scott Darling Chief Legal Officer	SELL Open market or private sale	Direct	10,891 -3.28%	$522,768 $48.58 P/Share
Nov 01 2024	Scott Darling Chief Legal Officer	BUY Exercise of conversion of derivative security	Direct	16,019 +4.62%	$208,247 $13.22 P/Share
Oct 28 2024	Sanjay Datta Chief Financial Officer	SELL Open market or private sale	Direct	1,500 -0.45%	$76,500 $51.7 P/Share
Oct 21 2024	Sanjay Datta Chief Financial Officer	SELL Open market or private sale	Direct	1,500 -0.45%	$79,500 $53.81 P/Share
Oct 14 2024	Sanjay Datta Chief Financial Officer	SELL Open market or private sale	Direct	1,500 -0.44%	$72,000 $48.68 P/Share
Oct 14 2024	Natalia Mirgorodskaya Corporate Controller	SELL Open market or private sale	Direct	3,000 -12.24%	$150,000 $50.0 P/Share
Oct 14 2024	Natalia Mirgorodskaya Corporate Controller	BUY Exercise of conversion of derivative security	Direct	3,000 +10.9%	$3,000 $1.17 P/Share
Oct 14 2024	Scott Darling Chief Legal Officer	SELL Open market or private sale	Direct	84,000 -18.68%	$4,200,000 $50.02 P/Share
Oct 14 2024	Scott Darling Chief Legal Officer	BUY Exercise of conversion of derivative security	Direct	75,000 +24.11%	$975,000 $13.22 P/Share
Oct 14 2024	Paul Gu Chief Technology Offier	SELL Open market or private sale	Direct	20,000 -2.23%	$1,000,000 $50.26 P/Share
Oct 14 2024	Paul Gu Chief Technology Offier	BUY Exercise of conversion of derivative security	Direct	20,000 +2.18%	$20,000 $1.17 P/Share

View All Transactions

Last 12 Months Summary

Buy / Acquisition

1.11M Shares

From 14 Insiders

Grant, award, or other acquisition	211K shares
Exercise of conversion of derivative security	896K shares

Sell / Disposition

1.1M Shares

From 5 Insiders

Open market or private sale	1.1M shares

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Upstart Holdings, Inc. UPST

Quarterly Institutional Activity in UPST

Top Institutions Holding UPST

Latest Institutional Activity in UPST

Top Purchases

Top Sells

About UPST

Insider Transactions at UPST

Insider Transaction List

Last 12 Months Summary

Track Institutional and Insider Activities on UPST

Institutional Portfolio Updates

Insider Trading

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