Purchases and Sales Made in Q3 2023 in Liberty All Star Equity Fund (USA)
This table provides information about the institutional ownership of Liberty All Star Equity Fund (USA) during Q3 2023. The information is specifically focused on institutions that hold shares of LIBERTY ALL STAR EQUITY FUND.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 13, 2023
Q3 2023
|
Wealth Enhancement Advisory Services, LLC
|
BUY
|
- |
479KNew |
$2.83M - $3.35M
|
479K
$3.41M
|
|
|
Nov 13, 2023
Q3 2023
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
324K+ 42.68% |
$1.91M - $2.27M
|
1.08M
$7.71M
|
|
|
Nov 02, 2023
Q3 2023
|
Shaker Financial Services, LLC
|
BUY
|
- |
265KNew |
$1.56M - $1.85M
|
265K
$1.89M
|
|
|
Nov 13, 2023
Q3 2023
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
167K+ 7.73% |
$984K - $1.17M
|
2.33M
$16.6M
|
|
|
Nov 14, 2023
Q3 2023
|
Guggenheim Capital LLC
Chicago, IL |
BUY
|
- |
117K+ 17.01% |
$693K - $822K
|
808K
$5.75M
|
|
|
Nov 14, 2023
Q3 2023
|
Ameriprise Financial Inc
Minneapolis, MN |
BUY
|
- |
108K+ 11.91% |
$638K - $757K
|
1.02M
$7.23M
|
|
|
Oct 25, 2023
Q3 2023
|
Bensler, LLC
Bellevue, WA |
BUY
|
- |
65.1K+ 5.29% |
$384K - $456K
|
1.3M
$9.24M
|
|
|
Nov 14, 2023
Q3 2023
|
Elequin Capital LP
New York, NY |
BUY
|
- |
62.6K+ 100.32% |
$369K - $438K
|
125K
$890K
|
|
|
Oct 23, 2023
Q3 2023
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
35.5K+ 10.94% |
$209K - $248K
|
359K
$2.56M
|
|
|
Nov 14, 2023
Q3 2023
|
Two Sigma Securities, LLC
New York, NY |
BUY
|
- |
35.2KNew |
$208K - $247K
|
35.2K
$251K
|
|
|
Nov 09, 2023
Q3 2023
|
Ubs Group Ag
|
BUY
|
- |
33.3K+ 7.77% |
$196K - $233K
|
462K
$3.29M
|
|
|
Oct 24, 2023
Q3 2023
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
30.1K+ 4.72% |
$178K - $211K
|
669K
$4.76M
|
|
|
Nov 13, 2023
Q3 2023
|
Steward Partners Investment Advisory, LLC
|
BUY
|
- |
29.5K+ 36.25% |
$174K - $206K
|
111K
$788K
|
|
|
Nov 15, 2023
Q3 2023
|
Morgan Stanley
New York, NY |
BUY
|
- |
28.6K+ 0.78% |
$169K - $200K
|
3.69M
$26.3M
|
|
|
Nov 08, 2023
Q3 2023
|
Janney Montgomery Scott LLC
|
BUY
|
- |
26.9K+ 3.78% |
$158K - $188K
|
737K
$5.25M
|
|
|
Nov 13, 2023
Q3 2023
|
Wolverine Asset Management LLC
|
BUY
|
- |
26.3KNew |
$155K - $184K
|
26.3K
$187K
|
|
|
Nov 13, 2023
Q3 2023
|
Ameritas Advisory Services, LLC
Lincoln, NE |
BUY
|
- |
26KNew |
$153K - $182K
|
26K
$185K
|
|
|
Nov 14, 2023
Q3 2023
|
Boothbay Fund Management, LLC
New York, NY |
BUY
|
- |
25.8KNew |
$152K - $181K
|
25.8K
$184K
|
|
|
Nov 14, 2023
Q3 2023
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
24.5K+ 1.49% |
$145K - $172K
|
1.67M
$11.9M
|
|
|
Nov 13, 2023
Q3 2023
|
Cibc Private Wealth Group, LLC
|
BUY
|
- |
20.4KNew |
$121K - $143K
|
20.4K
$145K
|
|
|
Nov 14, 2023
Q3 2023
|
Jpmorgan Chase & CO
New York, NY |
BUY
|
- |
20.4K+ 33.32% |
$120K - $143K
|
81.6K
$581K
|
|
|
Nov 14, 2023
Q3 2023
|
Cohen & Steers, Inc.
New York, NY |
BUY
|
- |
20K+ 8.0% |
$118K - $140K
|
270K
$1.92M
|
|
|
Nov 13, 2023
Q3 2023
|
Qube Research & Technologies LTD
London, X0 |
BUY
|
- |
19.3K+ 13.34% |
$114K - $135K
|
164K
$1.17M
|
|
|
Nov 03, 2023
Q3 2023
|
Nbc Securities, Inc.
Birmingham, AL |
BUY
|
- |
18.9KNew |
$111K - $132K
|
18.9K
$134K
|
|
|
Dec 01, 2023
Q3 2023
|
National Asset Management, Inc.
Boca Raton, FL |
BUY
|
- |
18.6K+ 17.24% |
$110K - $130K
|
127K
$901K
|
|
|
Nov 02, 2023
Q3 2023
|
Ingalls & Snyder LLC
New York, NY |
BUY
|
- |
18.4KNew |
$109K - $129K
|
18.4K
$131K
|
|
|
Nov 21, 2023
Q3 2023
|
Comerica Bank
|
BUY
|
- |
13.7KNew |
$80.8K - $95.8K
|
13.7K
$97.5K
|
|
|
Nov 13, 2023
Q3 2023
|
Woodley Farra Manion Portfolio Management Inc
|
BUY
|
- |
13KNew |
$76.7K - $91K
|
13K
$92.6K
|
|
|
Nov 08, 2023
Q3 2023
|
Atria Wealth Solutions, Inc.
New York, NY |
BUY
|
- |
12.1K+ 10.51% |
$71.4K - $84.7K
|
127K
$906K
|
|
|
Nov 13, 2023
Q3 2023
|
Mercer Global Advisors Inc
Denver, CO |
BUY
|
- |
11.7K+ 49.45% |
$68.8K - $81.7K
|
35.3K
$251K
|
|
|
Nov 08, 2023
Q3 2023
|
D.A. Davidson & Co.
|
BUY
|
- |
11.1K+ 7.12% |
$65.2K - $77.4K
|
166K
$1.18M
|
|
|
Nov 07, 2023
Q3 2023
|
Merit Financial Group, LLC
|
BUY
|
- |
10.9KNew |
$64.2K - $76.2K
|
10.9K
$77.5K
|
|
|
Oct 17, 2023
Q3 2023
|
Meridian Wealth Management, LLC
|
BUY
|
- |
10.9K+ 100.0% |
$64K - $76K
|
21.7K
$155K
|
|
|
Nov 09, 2023
Q3 2023
|
Wealth Plan Investment Management, LLC
Omaha, NE |
BUY
|
- |
10.6KNew |
$62.6K - $74.2K
|
10.6K
$75.5K
|
|
|
Oct 19, 2023
Q3 2023
|
Alpha Cubed Investments, LLC
|
BUY
|
- |
10.6KNew |
$62.2K - $73.9K
|
10.6K
$75.1K
|
|
|
Oct 24, 2023
Q3 2023
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
9.51K+ 2.19% |
$56.1K - $66.5K
|
444K
$3.16M
|
|
|
Nov 07, 2023
Q3 2023
|
Kestra Private Wealth Services, LLC
|
BUY
|
- |
9.27K+ 6.1% |
$54.7K - $64.9K
|
161K
$1.15M
|
|
|
Oct 27, 2023
Q3 2023
|
Financial Advocates Investment Management
Olympia, WA |
BUY
|
- |
8.5K+ 1.78% |
$50.2K - $59.5K
|
487K
$3.46M
|
|
|
Oct 11, 2023
Q3 2023
|
Ae Wealth Management LLC
|
BUY
|
- |
8.47K+ 17.01% |
$50K - $59.3K
|
58.3K
$415K
|
|
|
Nov 16, 2023
Q3 2023
|
Creative Planning
Overland Park, KS |
BUY
|
- |
8.29K+ 19.89% |
$48.9K - $58.1K
|
50K
$356K
|
|
|
Nov 13, 2023
Q3 2023
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
7.73K+ 10.56% |
$45.6K - $54.1K
|
81K
$576K
|
|
|
Nov 13, 2023
Q3 2023
|
Thomas J. Herzfeld Advisors, Inc.
Miami Beach, FL |
BUY
|
- |
6.61KNew |
$39K - $46.3K
|
6.61K
$47.1K
|
|
|
Nov 14, 2023
Q3 2023
|
Community Bank, N.A.
|
BUY
|
- |
4.81KNew |
$28.3K - $33.6K
|
4.81K
$34.2K
|
|
|
Nov 14, 2023
Q3 2023
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
4.71K+ 23.24% |
$27.8K - $33K
|
25K
$178K
|
|
|
Oct 24, 2023
Q3 2023
|
Stratos Wealth Partners, Ltd.
|
BUY
|
- |
4.43K+ 17.96% |
$26.1K - $31K
|
29.1K
$207K
|
|
|
Nov 14, 2023
Q3 2023
|
Lido Advisors, LLC
Los Angeles, CA |
BUY
|
- |
4.1K+ 2.7% |
$24.2K - $28.7K
|
156K
$1.11M
|
|
|
Nov 09, 2023
Q3 2023
|
Oliver Lagore Vanvalin Investment Group
Flint, MI |
BUY
|
- |
3.55K+ 18.58% |
$20.9K - $24.8K
|
22.6K
$161K
|
|
|
Oct 12, 2023
Q3 2023
|
Sage Capital Advisors,Llc
|
BUY
|
- |
3.43K+ 5.56% |
$20.3K - $24K
|
65.1K
$464K
|
|
|
Nov 13, 2023
Q3 2023
|
Samalin Investment Counsel, LLC
Chappaqua, NY |
BUY
|
- |
3.32K+ 5.21% |
$19.6K - $23.2K
|
67K
$477K
|
|
|
Nov 14, 2023
Q3 2023
|
Northwestern Mutual Wealth Management CO
|
BUY
|
- |
2.9K+ 14.82% |
$17.1K - $20.3K
|
22.5K
$160K
|