Purchases and Sales Made in Q1 2023 in Western Asset Diversified Income Fund (WDI)
This table provides information about the institutional ownership of Western Asset Diversified Income Fund (WDI) during Q1 2023. The information is specifically focused on institutions that hold shares of Western Asset Diversified Income Fund.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
May 15, 2023
Q1 2023
|
Morgan Stanley
New York, NY |
BUY
|
- |
704K+ 18.17% |
$9.05M - $10.1M
|
4.58M
$69.6M
|
|
|
Apr 13, 2023
Q1 2023
|
Allspring Global Investments Holdings, LLC
|
BUY
|
- |
131K+ 24.29% |
$1.69M - $1.89M
|
672K
$10.2M
|
|
|
May 10, 2023
Q1 2023
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
109K+ 246.41% |
$1.4M - $1.57M
|
154K
$2.33M
|
|
|
May 12, 2023
Q1 2023
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
103K+ 34.8% |
$1.33M - $1.49M
|
399K
$6.07M
|
|
|
May 12, 2023
Q1 2023
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
85.7K+ 41.87% |
$1.1M - $1.23M
|
290K
$4.41M
|
|
|
Apr 24, 2023
Q1 2023
|
Penserra Capital Management LLC
Orinda, CA |
BUY
|
- |
37K+ 5.2% |
$475K - $533K
|
748K
$11.4M
|
|
|
May 12, 2023
Q1 2023
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
34K+ 8.68% |
$437K - $490K
|
426K
$6.47M
|
|
|
Apr 20, 2023
Q1 2023
|
Hennion & Walsh Asset Management, Inc.
|
BUY
|
- |
15.8K+ 50.41% |
$204K - $228K
|
47.3K
$718K
|
|
|
May 10, 2023
Q1 2023
|
Guggenheim Capital LLC
Chicago, IL |
BUY
|
- |
15.6KNew |
$201K - $225K
|
15.6K
$237K
|
|
|
May 15, 2023
Q1 2023
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
15.5K+ 15.68% |
$199K - $224K
|
114K
$1.74M
|
|
|
May 10, 2023
Q1 2023
|
Oppenheimer & CO Inc
New York, NY |
BUY
|
- |
15.3K+ 8.31% |
$196K - $220K
|
199K
$3.02M
|
|
|
May 17, 2023
Q1 2023
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
15K+ 1500.0% |
$193K - $216K
|
16K
$243K
|
|
|
May 12, 2023
Q1 2023
|
Ubs Group Ag
|
BUY
|
- |
11.6K+ 101.96% |
$149K - $167K
|
22.9K
$349K
|
|
|
May 11, 2023
Q1 2023
|
Sea Crest Wealth Management, LLC
Purchase, NY |
BUY
|
- |
10.4KNew |
$133K - $149K
|
10.4K
$158K
|
|
|
May 15, 2023
Q1 2023
|
Northwestern Mutual Wealth Management CO
|
BUY
|
- |
3.65KNew |
$47K - $52.6K
|
3.65K
$55.5K
|
|
|
May 15, 2023
Q1 2023
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
BUY
|
- |
3.07KNew |
$39.5K - $44.2K
|
3.07K
$46.6K
|
|
|
Apr 21, 2023
Q1 2023
|
Ahrens Investment Partners LLC
|
BUY
|
- |
2.93KNew |
$37.7K - $42.2K
|
2.93K
$44.6K
|
|
|
May 12, 2023
Q1 2023
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
2.3K+ 9.09% |
$29.6K - $33.1K
|
27.6K
$419K
|
|
|
May 15, 2023
Q1 2023
|
Carolinas Wealth Consulting LLC
Charlotte, NC |
BUY
|
- |
2.13KNew |
$27.4K - $30.7K
|
2.13K
$32.4K
|
|
|
May 12, 2023
Q1 2023
|
Invesco Ltd.
Atlanta, GA |
BUY
|
- |
1.97K+ 4.72% |
$25.3K - $28.4K
|
43.7K
$664K
|
|
|
May 11, 2023
Q1 2023
|
Salem Investment Counselors Inc
Winston Salem, NC |
BUY
|
- |
1.27KNew |
$16.3K - $18.2K
|
1.27K
$19.2K
|
|
|
May 04, 2023
Q1 2023
|
Moors & Cabot, Inc.
Boston, MA |
BUY
|
- |
1.2K+ 6.5% |
$15.4K - $17.3K
|
19.7K
$299K
|
|
|
May 11, 2023
Q1 2023
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
1.18K+ 3.78% |
$15.1K - $17K
|
32.3K
$491K
|
|
|
Apr 12, 2023
Q1 2023
|
Fny Investment Advisers, LLC
|
BUY
|
- |
1KNew |
$12.9K - $14.4K
|
1K
$15.2K
|
|
|
May 12, 2023
Q1 2023
|
Franklin Resources Inc
San Mateo, CA |
BUY
|
- |
905+ 0.18% |
$11.6K - $13K
|
501K
$7.61M
|
|
|
May 09, 2023
Q1 2023
|
Wedbush Securities Inc
|
BUY
|
- |
500+ 2.45% |
$6.43K - $7.21K
|
20.9K
$318K
|
|
|
May 15, 2023
Q1 2023
|
Hilltop Holdings Inc.
Dallas, TX |
BUY
|
- |
450+ 1.61% |
$5.79K - $6.48K
|
28.4K
$431K
|
|
|
May 10, 2023
Q1 2023
|
Private Advisor Group, LLC
|
BUY
|
- |
369+ 1.82% |
$4.75K - $5.32K
|
20.7K
$314K
|
|
|
Apr 28, 2023
Q1 2023
|
Cwm, LLC
|
BUY
|
- |
227New |
$2.92K - $3.27K
|
227
$3.45K
|
|
|
Apr 28, 2023
Q1 2023
|
Signaturefd, LLC
Atlanta, GA |
BUY
|
- |
197+ 2.83% |
$2.53K - $2.84K
|
7.16K
$109K
|
|
|
Apr 14, 2023
Q1 2023
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
140+ 0.55% |
$1.8K - $2.02K
|
25.6K
$390K
|
|
|
May 12, 2023
Q1 2023
|
Clear Street LLC
|
BUY
|
- |
86New |
$1.11K - $1.24K
|
86
$1.31K
|
|
|
Apr 28, 2023
Q1 2023
|
Janney Montgomery Scott LLC
|
BUY
|
- |
69+ 0.53% |
$887 - $994
|
13K
$198K
|
|
|
May 15, 2023
Q1 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
May 16, 2023
Q1 2023
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
SELL
|
- |
-1.02K- 8.8% |
$13.1K - $14.7K
|
10.6K
$161K
|
|
|
Apr 25, 2023
Q1 2023
|
D.A. Davidson & Co.
|
SELL
|
- |
-5.11K- 28.62% |
$65.7K - $73.7K
|
12.8K
$194K
|
|
|
May 11, 2023
Q1 2023
|
Sit Investment Associates Inc
Minneapolis, MN |
SELL
|
- |
-11.6K- 0.7% |
$149K - $167K
|
1.64M
$25M
|
|
|
May 12, 2023
Q1 2023
|
City Of London Investment Management CO LTD
London, X0 |
SELL
|
- |
-12.4K- 2.09% |
$160K - $179K
|
583K
$8.86M
|
|
|
May 15, 2023
Q1 2023
|
Cohen & Steers, Inc.
New York, NY |
SELL
|
- |
-17K- 4.01% |
$219K - $245K
|
407K
$6.18M
|
|
|
May 08, 2023
Q1 2023
|
Shaker Financial Services, LLC
|
SELL
|
- |
-21.2K- 30.69% |
$272K - $305K
|
47.8K
$727K
|
|
|
May 11, 2023
Q1 2023
|
Elequin Capital LP
New York, NY |
SELL
|
- |
-34.5K- 86.4% |
$444K - $498K
|
5.44K
$82.6K
|
|
|
May 15, 2023
Q1 2023
|
Family Management Corp
New York, NY |
SELL
|
- |
-43.6K- 63.97% |
$561K - $628K
|
24.6K
$373K
|
|
|
May 15, 2023
Q1 2023
|
1607 Capital Partners, LLC
Richmond, VA |
SELL
|
- |
-98.4K- 5.9% |
$1.27M - $1.42M
|
1.57M
$23.8M
|
|
|
May 12, 2023
Q1 2023
|
Relative Value Partners Group, LLC
Northbrook, IL |
SELL
|
- |
-168K- 34.29% |
$2.16M - $2.42M
|
322K
$4.9M
|
|
|
May 15, 2023
Q1 2023
|
Saba Capital Management, L.P.
New York, NY |
SELL
|
- |
-352K- 31.05% |
$4.52M - $5.07M
|
781K
$11.9M
|
|
|
May 15, 2023
Q1 2023
|
Rivernorth Capital Management, LLC
West Palm Beach, FL |
SELL
|
- |
-353K- 30.45% |
$4.53M - $5.08M
|
805K
$12.2M
|