Purchases and Sales Made in Q3 2023 in Western Asset Diversified Income Fund (WDI)
This table provides information about the institutional ownership of Western Asset Diversified Income Fund (WDI) during Q3 2023. The information is specifically focused on institutions that hold shares of Western Asset Diversified Income Fund.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Oct 27, 2023
Q3 2023
|
Allspring Global Investments Holdings, LLC
|
BUY
|
- |
672KNew |
$8.81M - $9.39M
|
672K
$9.93M
|
|
|
Oct 26, 2023
Q3 2023
|
Advisor Partners Ii, LLC
Walnut Creek, CA |
BUY
|
- |
191KNew |
$2.5M - $2.67M
|
191K
$2.82M
|
|
|
Nov 13, 2023
Q3 2023
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
53K+ 10.64% |
$695K - $741K
|
551K
$8.15M
|
|
|
Nov 14, 2023
Q3 2023
|
Cohen & Steers, Inc.
New York, NY |
BUY
|
- |
34K+ 7.76% |
$446K - $475K
|
472K
$6.98M
|
|
|
Nov 13, 2023
Q3 2023
|
Consolidated Portfolio Review Corp
Woodbury, NY |
BUY
|
- |
33.4K+ 321.73% |
$438K - $466K
|
43.8K
$647K
|
|
|
Nov 14, 2023
Q3 2023
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
31.9K+ 26.25% |
$419K - $446K
|
154K
$2.27M
|
|
|
Nov 14, 2023
Q3 2023
|
Guggenheim Capital LLC
Chicago, IL |
BUY
|
- |
28.9K+ 84.34% |
$379K - $404K
|
63.2K
$933K
|
|
|
Nov 14, 2023
Q3 2023
|
Jpmorgan Chase & CO
New York, NY |
BUY
|
- |
25.7K+ 80.2% |
$337K - $359K
|
57.8K
$854K
|
|
|
Nov 21, 2023
Q3 2023
|
Comerica Bank
|
BUY
|
- |
25.6KNew |
$335K - $357K
|
25.6K
$378K
|
|
|
Nov 13, 2023
Q3 2023
|
Steward Partners Investment Advisory, LLC
|
BUY
|
- |
24.8K+ 71.22% |
$326K - $347K
|
59.7K
$883K
|
|
|
Oct 27, 2023
Q3 2023
|
Hennion & Walsh Asset Management, Inc.
|
BUY
|
- |
20.5K+ 42.06% |
$268K - $286K
|
69.1K
$1.02M
|
|
|
Nov 14, 2023
Q3 2023
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
19.3K+ 45.41% |
$253K - $269K
|
61.7K
$912K
|
|
|
Nov 13, 2023
Q3 2023
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
18.2K+ 5.74% |
$239K - $255K
|
336K
$4.96M
|
|
|
Nov 15, 2023
Q3 2023
|
Penserra Capital Management LLC
Orinda, CA |
BUY
|
- |
18.1K+ 2.27% |
$238K - $253K
|
816K
$12.1M
|
|
|
Oct 30, 2023
Q3 2023
|
Sfi Advisors, LLC
Montclair, NJ |
BUY
|
- |
13.6KNew |
$178K - $189K
|
13.6K
$200K
|
|
|
Oct 23, 2023
Q3 2023
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
9.03K+ 27.84% |
$118K - $126K
|
41.5K
$613K
|
|
|
Nov 14, 2023
Q3 2023
|
Lazard Asset Management LLC
New York, NY |
BUY
|
- |
8K+ 26.67% |
$105K - $112K
|
38K
$562K
|
|
|
Nov 14, 2023
Q3 2023
|
Elequin Capital LP
New York, NY |
BUY
|
- |
2.71KNew |
$35.5K - $37.8K
|
2.71K
$40K
|
|
|
Nov 14, 2023
Q3 2023
|
Hilltop Holdings Inc.
Dallas, TX |
BUY
|
- |
1.6K+ 4.56% |
$21K - $22.4K
|
36.7K
$542K
|
|
|
Nov 09, 2023
Q3 2023
|
Ubs Group Ag
|
BUY
|
- |
1.56K+ 6.32% |
$20.5K - $21.8K
|
26.2K
$388K
|
|
|
Nov 02, 2023
Q3 2023
|
Private Advisor Group, LLC
|
BUY
|
- |
868+ 4.08% |
$11.4K - $12.1K
|
22.2K
$328K
|
|
|
Nov 13, 2023
Q3 2023
|
Mariner, LLC
Overland Park, KS |
BUY
|
- |
463+ 4.47% |
$6.07K - $6.47K
|
10.8K
$160K
|
|
|
Nov 03, 2023
Q3 2023
|
Signaturefd, LLC
Atlanta, GA |
BUY
|
- |
222+ 3.01% |
$2.91K - $3.1K
|
7.59K
$112K
|
|
|
Oct 12, 2023
Q3 2023
|
Sea Crest Wealth Management, LLC
Purchase, NY |
BUY
|
- |
199+ 1.8% |
$2.61K - $2.78K
|
11.2K
$166K
|
|
|
Nov 14, 2023
Q3 2023
|
Wedbush Securities Inc
|
BUY
|
- |
66+ 0.31% |
$865 - $922
|
21.1K
$312K
|
|
|
Oct 25, 2023
Q3 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Oct 30, 2023
Q3 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Oct 24, 2023
Q3 2023
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-196- 0.72% |
$2.57K - $2.74K
|
27.1K
$401K
|
|
|
Nov 07, 2023
Q3 2023
|
Moors & Cabot, Inc.
Boston, MA |
SELL
|
- |
-200- 1.02% |
$2.62K - $2.79K
|
19.4K
$286K
|
|
|
Nov 13, 2023
Q3 2023
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-6.08K- 23.08% |
$79.7K - $85K
|
20.3K
$300K
|
|
|
Oct 13, 2023
Q3 2023
|
Matisse Capital
|
SELL
|
- |
-6.48K- 5.89% |
$85K - $90.6K
|
104K
$1.53M
|
|
|
Nov 13, 2023
Q3 2023
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-6.79K- 4.68% |
$89K - $94.8K
|
138K
$2.04M
|
|
|
Nov 07, 2023
Q3 2023
|
Oppenheimer & CO Inc
New York, NY |
SELL
|
- |
-7.37K- 8.6% |
$96.6K - $103K
|
78.4K
$1.16M
|
|
|
Nov 13, 2023
Q3 2023
|
Invesco Ltd.
Atlanta, GA |
SELL
|
- |
-20.7K- 50.3% |
$272K - $289K
|
20.5K
$303K
|
|
|
Nov 13, 2023
Q3 2023
|
Relative Value Partners Group, LLC
Northbrook, IL |
SELL
|
- |
-30.7K- 12.1% |
$402K - $429K
|
223K
$3.29M
|
|
|
Nov 02, 2023
Q3 2023
|
Shaker Financial Services, LLC
|
SELL
|
- |
-39.4K- 69.61% |
$516K - $550K
|
17.2K
$254K
|
|
|
Nov 09, 2023
Q3 2023
|
City Of London Investment Management CO LTD
London, X0 |
SELL
|
- |
-49.8K- 8.54% |
$653K - $695K
|
533K
$7.87M
|
|
|
Nov 15, 2023
Q3 2023
|
Morgan Stanley
New York, NY |
SELL
|
- |
-59.4K- 1.25% |
$778K - $829K
|
4.7M
$69.5M
|
|
|
Nov 13, 2023
Q3 2023
|
Sit Investment Associates Inc
Minneapolis, MN |
SELL
|
- |
-60.9K- 4.0% |
$798K - $851K
|
1.46M
$21.6M
|
|
|
Nov 13, 2023
Q3 2023
|
Franklin Resources Inc
San Mateo, CA |
SELL
|
- |
-250K- 49.91% |
$3.28M - $3.49M
|
251K
$3.71M
|
|
|
Nov 14, 2023
Q3 2023
|
Saba Capital Management, L.P.
New York, NY |
SELL
|
- |
-385K- 77.61% |
$5.04M - $5.37M
|
111K
$1.64M
|
|
|
Nov 14, 2023
Q3 2023
|
Rivernorth Capital Management, LLC
West Palm Beach, FL |
SELL
|
- |
-474K- 66.34% |
$6.21M - $6.62M
|
240K
$3.55M
|