Purchases and Sales Made in Q4 2021 in Western Asset Diversified Income Fund (WDI)
This table provides information about the institutional ownership of Western Asset Diversified Income Fund (WDI) during Q4 2021. The information is specifically focused on institutions that hold shares of Western Asset Diversified Income Fund.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 14, 2022
Q4 2021
|
Rivernorth Capital Management, LLC
West Palm Beach, FL |
BUY
|
- |
1.95MNew |
$35.3M - $38.8M
|
1.95M
$28.8M
|
|
|
Feb 11, 2022
Q4 2021
|
Sit Investment Associates Inc
Minneapolis, MN |
BUY
|
- |
1.4MNew |
$25.4M - $27.9M
|
1.4M
$20.7M
|
|
|
Feb 14, 2022
Q4 2021
|
1607 Capital Partners, LLC
Richmond, VA |
BUY
|
- |
1.28MNew |
$23.1M - $25.4M
|
1.28M
$18.9M
|
|
|
Feb 11, 2022
Q4 2021
|
City Of London Investment Management CO LTD
London, X0 |
BUY
|
- |
225KNew |
$4.08M - $4.48M
|
225K
$3.33M
|
|
|
Feb 11, 2022
Q4 2021
|
Relative Value Partners Group, LLC
Northbrook, IL |
BUY
|
- |
193KNew |
$3.5M - $3.85M
|
193K
$2.86M
|
|
|
Feb 08, 2022
Q4 2021
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
163K+ 139.99% |
$2.96M - $3.25M
|
280K
$4.13M
|
|
|
Feb 14, 2022
Q4 2021
|
Thomas J. Herzfeld Advisors, Inc.
Miami Beach, FL |
BUY
|
- |
157KNew |
$2.84M - $3.12M
|
157K
$2.32M
|
|
|
Feb 14, 2022
Q4 2021
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
145K+ 302.09% |
$2.63M - $2.89M
|
193K
$2.85M
|
|
|
Feb 14, 2022
Q4 2021
|
Morgan Stanley
New York, NY |
BUY
|
- |
125K+ 9.04% |
$2.26M - $2.48M
|
1.5M
$22.2M
|
|
|
Feb 14, 2022
Q4 2021
|
Ubs Group Ag
|
BUY
|
- |
104K+ 6396.81% |
$1.89M - $2.08M
|
106K
$1.57M
|
|
|
Feb 07, 2022
Q4 2021
|
Shaker Financial Services, LLC
|
BUY
|
- |
98.2KNew |
$1.78M - $1.95M
|
98.2K
$1.45M
|
|
|
Feb 14, 2022
Q4 2021
|
Clough Capital Partners L P
Boston, MA |
BUY
|
- |
47.8KNew |
$866K - $951K
|
47.8K
$706K
|
|
|
Feb 08, 2022
Q4 2021
|
Steward Partners Investment Advisory, LLC
|
BUY
|
- |
43.3KNew |
$784K - $861K
|
43.3K
$640K
|
|
|
Feb 08, 2022
Q4 2021
|
Robinson Capital Management, LLC
|
BUY
|
- |
40.2KNew |
$728K - $799K
|
40.2K
$593K
|
|
|
Feb 14, 2022
Q4 2021
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
37K+ 76.08% |
$671K - $736K
|
85.7K
$1.27M
|
|
|
Feb 04, 2022
Q4 2021
|
Envestnet Asset Management Inc
|
BUY
|
- |
34.7KNew |
$628K - $690K
|
34.7K
$512K
|
|
|
Feb 15, 2022
Q4 2021
|
Lake Street Advisors Group, LLC
|
BUY
|
- |
27.4KNew |
$497K - $546K
|
27.4K
$405K
|
|
|
Feb 17, 2022
Q4 2021
|
Virtu Financial LLC
New York, NY |
BUY
|
- |
22.2KNew |
$402K - $441K
|
22.2K
$328K
|
|
|
Jan 13, 2022
Q4 2021
|
Wedbush Securities Inc
|
BUY
|
- |
19.1KNew |
$345K - $379K
|
19.1K
$282K
|
|
|
Feb 14, 2022
Q4 2021
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
10.2KNew |
$184K - $203K
|
10.2K
$150K
|
|
|
Feb 10, 2022
Q4 2021
|
Jpmorgan Chase & CO
New York, NY |
BUY
|
- |
2.5KNew |
$45.3K - $49.8K
|
2.5K
$37K
|
|
|
Mar 21, 2023
Q4 2021
|
American Portfolios Advisors
Holbrook, NY |
BUY
|
- |
663New |
$12K - $13.2K
|
663
$9.8K
|
|
|
Feb 14, 2022
Q4 2021
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
500New |
$9.06K - $9.95K
|
500
$7.39K
|
|
|
Feb 07, 2022
Q4 2021
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Tower Research Capital LLC (Trc)
New York, NY |
SELL
|
- |
-6Closed |
$109 - $119
|
0
$0
|
|
|
Jan 27, 2022
Q4 2021
|
Bessemer Group Inc
Woodbridge, NJ |
SELL
|
- |
-500Closed |
$9.06K - $9.95K
|
0
$0
|
|
|
Jan 10, 2022
Q4 2021
|
Fny Investment Advisers, LLC
|
SELL
|
- |
-6KClosed |
$109K - $119K
|
0
$0
|
|
|
Feb 02, 2022
Q4 2021
|
Oppenheimer & CO Inc
New York, NY |
SELL
|
- |
-12KClosed |
$217K - $239K
|
0
$0
|
|
|
Feb 17, 2022
Q4 2021
|
New Edge Advisors, LLC
New Orleans, LA |
SELL
|
- |
-21.2KClosed |
$384K - $422K
|
0
$0
|
|
|
Jan 28, 2022
Q4 2021
|
National Asset Management, Inc.
Boca Raton, FL |
SELL
|
- |
-22.9KClosed |
$414K - $455K
|
0
$0
|