Purchases and Sales Made in Q4 2023 in Western Asset Diversified Income Fund (WDI)
This table provides information about the institutional ownership of Western Asset Diversified Income Fund (WDI) during Q4 2023. The information is specifically focused on institutions that hold shares of Western Asset Diversified Income Fund.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 14, 2024
Q4 2023
|
Pathstone Holdings, LLC
Englewood, NJ |
BUY
|
- |
639KNew |
$7.82M - $9.05M
|
639K
$9.44M
|
|
|
Feb 09, 2024
Q4 2023
|
Franklin Resources Inc
San Mateo, CA |
BUY
|
- |
249K+ 99.28% |
$3.05M - $3.53M
|
500K
$7.39M
|
|
|
Feb 14, 2024
Q4 2023
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
234K+ 42.72% |
$2.87M - $3.32M
|
783K
$11.6M
|
|
|
Feb 09, 2024
Q4 2023
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
111K+ 20.11% |
$1.36M - $1.57M
|
662K
$9.78M
|
|
|
Feb 14, 2024
Q4 2023
|
Advisors Asset Management, Inc.
Monument, CO |
BUY
|
- |
88.8KNew |
$1.09M - $1.26M
|
88.8K
$1.31M
|
|
|
Feb 09, 2024
Q4 2023
|
Ubs Group Ag
|
BUY
|
- |
87.2K+ 332.34% |
$1.07M - $1.24M
|
113K
$1.68M
|
|
|
Feb 14, 2024
Q4 2023
|
Penserra Capital Management LLC
Orinda, CA |
BUY
|
- |
60.7K+ 7.44% |
$743K - $860K
|
877K
$13M
|
|
|
Feb 12, 2024
Q4 2023
|
Invesco Ltd.
Atlanta, GA |
BUY
|
- |
54.9K+ 268.13% |
$672K - $778K
|
75.4K
$1.11M
|
|
|
Jan 29, 2024
Q4 2023
|
Consolidated Portfolio Review Corp
Woodbury, NY |
BUY
|
- |
51.6K+ 117.9% |
$631K - $731K
|
95.4K
$1.41M
|
|
|
Jan 10, 2024
Q4 2023
|
Hennion & Walsh Asset Management, Inc.
|
BUY
|
- |
50.7K+ 73.34% |
$621K - $718K
|
120K
$1.77M
|
|
|
Feb 12, 2024
Q4 2023
|
Jpmorgan Chase & CO
New York, NY |
BUY
|
- |
35.2K+ 60.95% |
$431K - $499K
|
93K
$1.37M
|
|
|
Feb 12, 2024
Q4 2023
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
30.5K+ 9.08% |
$373K - $432K
|
366K
$5.42M
|
|
|
Feb 14, 2024
Q4 2023
|
Moors & Cabot, Inc.
Boston, MA |
BUY
|
- |
28.9K+ 149.35% |
$354K - $410K
|
48.3K
$713K
|
|
|
Feb 09, 2024
Q4 2023
|
City Of London Investment Management CO LTD
London, X0 |
BUY
|
- |
25K+ 4.69% |
$306K - $354K
|
558K
$8.24M
|
|
|
Jan 16, 2024
Q4 2023
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
20.1K+ 74.06% |
$246K - $284K
|
47.2K
$697K
|
|
|
Feb 13, 2024
Q4 2023
|
First Trust Advisors LP
Wheaton, IL |
BUY
|
- |
19.4KNew |
$237K - $274K
|
19.4K
$286K
|
|
|
Jan 22, 2024
Q4 2023
|
Claro Advisors LLC
Boston, MA |
BUY
|
- |
17.1KNew |
$210K - $243K
|
17.1K
$253K
|
|
|
Feb 14, 2024
Q4 2023
|
Guggenheim Capital LLC
Chicago, IL |
BUY
|
- |
15.9K+ 25.17% |
$195K - $225K
|
79K
$1.17M
|
|
|
Apr 30, 2024
Q4 2023
|
Catalina Capital Group, LLC
Torrance, CA |
BUY
|
- |
14.3KNew |
$175K - $202K
|
14.3K
$211K
|
|
|
Feb 14, 2024
Q4 2023
|
Nomura Holdings Inc
Tokyo, M0 |
BUY
|
- |
12.4KNew |
$151K - $175K
|
12.4K
$183K
|
|
|
Jan 30, 2024
Q4 2023
|
Ctc Alternative Strategies, Ltd.
Chicago, IL |
BUY
|
- |
10.7KNew |
$132K - $152K
|
10.7K
$159K
|
|
|
Feb 09, 2024
Q4 2023
|
Advisory Services Network, LLC
|
BUY
|
- |
9.1KNew |
$111K - $129K
|
9.1K
$134K
|
|
|
Feb 14, 2024
Q4 2023
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
4.71K+ 3.07% |
$57.7K - $66.7K
|
158K
$2.34M
|
|
|
Feb 09, 2024
Q4 2023
|
Hilltop Holdings Inc.
Dallas, TX |
BUY
|
- |
4.1K+ 11.18% |
$50.1K - $58.1K
|
40.7K
$602K
|
|
|
Feb 14, 2024
Q4 2023
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
2.88K+ 4.67% |
$35.3K - $40.8K
|
64.6K
$955K
|
|
|
Feb 14, 2024
Q4 2023
|
Coppell Advisory Solutions LLC
Coppell, TX |
BUY
|
- |
1.99KNew |
$24.4K - $28.2K
|
1.99K
$29.4K
|
|
|
Feb 14, 2024
Q4 2023
|
Mariner, LLC
Overland Park, KS |
BUY
|
- |
1.56K+ 14.41% |
$19.1K - $22.1K
|
12.4K
$183K
|
|
|
Feb 06, 2024
Q4 2023
|
Private Advisor Group, LLC
|
BUY
|
- |
960+ 4.33% |
$11.8K - $13.6K
|
23.1K
$342K
|
|
|
Jan 18, 2024
Q4 2023
|
Sea Crest Wealth Management, LLC
Purchase, NY |
BUY
|
- |
579+ 5.15% |
$7.09K - $8.2K
|
11.8K
$175K
|
|
|
Feb 09, 2024
Q4 2023
|
D.A. Davidson & Co.
|
BUY
|
- |
500+ 3.28% |
$6.12K - $7.09K
|
15.8K
$233K
|
|
|
Jan 31, 2024
Q4 2023
|
Signaturefd, LLC
Atlanta, GA |
BUY
|
- |
247+ 3.25% |
$3.02K - $3.5K
|
7.84K
$116K
|
|
|
Feb 13, 2024
Q4 2023
|
Carolinas Wealth Consulting LLC
Charlotte, NC |
BUY
|
- |
236+ 11.06% |
$2.89K - $3.34K
|
2.37K
$35K
|
|
|
Apr 03, 2024
Q4 2023
|
Wealth Collab, LLC
Bellevue, WA |
BUY
|
- |
167New |
$2.04K - $2.37K
|
167
$2.47K
|
|
|
Feb 13, 2024
Q4 2023
|
Oppenheimer & CO Inc
New York, NY |
BUY
|
- |
146+ 0.19% |
$1.79K - $2.07K
|
78.5K
$1.16M
|
|
|
Feb 07, 2024
Q4 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Feb 12, 2024
Q4 2023
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-343- 1.69% |
$4.2K - $4.86K
|
19.9K
$294K
|
|
|
Feb 12, 2024
Q4 2023
|
Wedbush Securities Inc
|
SELL
|
- |
-446- 2.11% |
$5.46K - $6.32K
|
20.7K
$306K
|
|
|
Feb 14, 2024
Q4 2023
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-1.36K- 0.99% |
$16.7K - $19.3K
|
137K
$2.02M
|
|
|
Feb 14, 2024
Q4 2023
|
Comerica Bank
|
SELL
|
- |
-2.46K- 9.62% |
$30.1K - $34.9K
|
23.1K
$342K
|
|
|
Feb 06, 2024
Q4 2023
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-7.95K- 19.18% |
$97.4K - $113K
|
33.5K
$495K
|
|
|
Feb 12, 2024
Q4 2023
|
Relative Value Partners Group, LLC
Northbrook, IL |
SELL
|
- |
-13.4K- 6.03% |
$164K - $190K
|
209K
$3.09M
|
|
|
Feb 12, 2024
Q4 2023
|
Steward Partners Investment Advisory, LLC
|
SELL
|
- |
-19.6K- 32.75% |
$239K - $277K
|
40.2K
$594K
|
|
|
Feb 13, 2024
Q4 2023
|
1607 Capital Partners, LLC
Richmond, VA |
SELL
|
- |
-35.7K- 2.29% |
$437K - $506K
|
1.52M
$22.5M
|
|
|
Feb 14, 2024
Q4 2023
|
Cohen & Steers, Inc.
New York, NY |
SELL
|
- |
-55K- 11.65% |
$673K - $779K
|
417K
$6.16M
|
|
|
Feb 13, 2024
Q4 2023
|
Morgan Stanley
New York, NY |
SELL
|
- |
-181K- 3.85% |
$2.21M - $2.56M
|
4.52M
$66.8M
|
|
|
Feb 13, 2024
Q4 2023
|
Sit Investment Associates Inc
Minneapolis, MN |
SELL
|
- |
-294K- 20.09% |
$3.6M - $4.16M
|
1.17M
$17.3M
|
|
|
Aug 16, 2024
Q4 2023
|
Morgan Stanley
New York, NY |
SELL
|
- |
-930K- 17.07% |
$11.4M - $13.2M
|
4.52M
$66.8M
|