Purchases and Sales Made in Q1 2023 in White Horse Finance, Inc. (WHF)
This table provides information about the institutional ownership of White Horse Finance, Inc. (WHF) during Q1 2023. The information is specifically focused on institutions that hold shares of WhiteHorse Finance, Inc..
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Apr 10, 2023
Q1 2023
|
Sound Income Strategies, LLC
|
BUY
|
- |
40.9K+ 6.84% |
$500K - $560K
|
638K
$6.28M
|
|
|
May 10, 2023
Q1 2023
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
29.9K+ 154.19% |
$366K - $410K
|
49.3K
$485K
|
|
|
May 10, 2023
Q1 2023
|
Atria Wealth Solutions, Inc.
New York, NY |
BUY
|
- |
28.9K+ 97.24% |
$354K - $397K
|
58.7K
$577K
|
|
|
May 22, 2023
Q1 2023
|
Putnam Investments LLC
Boston, MA |
BUY
|
- |
21.4KNew |
$262K - $293K
|
21.4K
$210K
|
|
|
May 09, 2023
Q1 2023
|
Connor, Clark & Lunn Investment Management Ltd.
|
BUY
|
- |
20.9K+ 140.58% |
$256K - $286K
|
35.8K
$352K
|
|
|
May 15, 2023
Q1 2023
|
Morgan Stanley
New York, NY |
BUY
|
- |
17K+ 67.84% |
$208K - $233K
|
42.1K
$414K
|
|
|
Apr 18, 2023
Q1 2023
|
Ifp Advisors, Inc
|
BUY
|
- |
15.8K+ 345.46% |
$194K - $217K
|
20.4K
$201K
|
|
|
Apr 24, 2023
Q1 2023
|
Mackenzie Financial Corp
Toronto Ontario, A6 |
BUY
|
- |
14.2K+ 40.39% |
$174K - $194K
|
49.3K
$485K
|
|
|
May 12, 2023
Q1 2023
|
Advisors Asset Management, Inc.
Monument, CO |
BUY
|
- |
10.5K+ 3.69% |
$129K - $144K
|
295K
$2.9M
|
|
|
May 02, 2023
Q1 2023
|
Lsv Asset Management
Chicago, IL |
BUY
|
- |
9.9KNew |
$121K - $136K
|
9.9K
$97.3K
|
|
|
May 15, 2023
Q1 2023
|
Quadrature Capital LTD
London, X0 |
BUY
|
- |
9.81K+ 70.04% |
$120K - $134K
|
23.8K
$234K
|
|
|
Apr 21, 2023
Q1 2023
|
Ahrens Investment Partners LLC
|
BUY
|
- |
6.83KNew |
$83.5K - $93.6K
|
6.83K
$67.1K
|
|
|
May 15, 2023
Q1 2023
|
Lazard Asset Management LLC
New York, NY |
BUY
|
- |
6.76KNew |
$82.7K - $92.7K
|
6.76K
$66.4K
|
|
|
May 12, 2023
Q1 2023
|
Advisory Research Inc
Chicago, IL |
BUY
|
- |
6.74K+ 18.14% |
$82.5K - $92.4K
|
43.9K
$431K
|
|
|
May 15, 2023
Q1 2023
|
Toroso Investments, LLC
Massapequa, NY |
BUY
|
- |
6.53K+ 12.96% |
$79.9K - $89.5K
|
56.9K
$559K
|
|
|
May 09, 2023
Q1 2023
|
Tower Research Capital LLC (Trc)
New York, NY |
BUY
|
- |
5.17K+ 342.29% |
$63.3K - $70.9K
|
6.68K
$65.7K
|
|
|
May 15, 2023
Q1 2023
|
Virtus ETF Advisers LLC
New York, NY |
BUY
|
- |
4.62K+ 14.82% |
$56.5K - $63.3K
|
35.8K
$351K
|
|
|
May 15, 2023
Q1 2023
|
Legal & General Group PLC
London, X0 |
BUY
|
- |
4.09K+ 2.66% |
$50K - $56K
|
158K
$1.55M
|
|
|
Apr 28, 2023
Q1 2023
|
Cwm, LLC
|
BUY
|
- |
3.5KNew |
$42.8K - $48K
|
3.5K
$34.4K
|
|
|
Apr 14, 2023
Q1 2023
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
2.91K+ 2.67% |
$35.6K - $39.8K
|
112K
$1.1M
|
|
|
Apr 27, 2023
Q1 2023
|
Benjamin F. Edwards & Company, Inc.
St. Louis, MO |
BUY
|
- |
2K+ 11.11% |
$24.5K - $27.4K
|
20K
$197K
|
|
|
May 12, 2023
Q1 2023
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
1.8K+ 4.48% |
$22.1K - $24.7K
|
42.1K
$413K
|
|
|
May 05, 2023
Q1 2023
|
Silver Oak Securities, Inc
Jackson, TN |
BUY
|
- |
1.07K+ 9.8% |
$13.1K - $14.7K
|
12K
$118K
|
|
|
May 11, 2023
Q1 2023
|
Jpmorgan Chase & CO
New York, NY |
BUY
|
- |
781+ 50.0% |
$9.56K - $10.7K
|
2.34K
$23K
|
|
|
May 13, 2024
Q1 2023
|
Farther Finance Advisors, LLC
San Francisco, CA |
BUY
|
- |
500New |
$6.12K - $6.86K
|
500
$4.92K
|
|
|
May 11, 2023
Q1 2023
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
407+ 1.82% |
$4.98K - $5.58K
|
22.7K
$223K
|
|
|
May 11, 2023
Q1 2023
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
214+ 1.34% |
$2.62K - $2.93K
|
16.2K
$159K
|
|
|
May 15, 2023
Q1 2023
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
212+ 3.41% |
$2.59K - $2.91K
|
6.43K
$63.2K
|
|
|
Apr 19, 2023
Q1 2023
|
International Assets Investment Management, LLC
Orlando, FL |
BUY
|
- |
200New |
$2.45K - $2.74K
|
200
$1.97K
|
|
|
May 15, 2023
Q1 2023
|
Two Sigma Investments, LP
New York, NY |
BUY
|
- |
161+ 0.23% |
$1.97K - $2.21K
|
69.9K
$687K
|
|
|
May 17, 2023
Q1 2023
|
National Asset Management, Inc.
Boca Raton, FL |
BUY
|
- |
133+ 1.22% |
$1.63K - $1.82K
|
11K
$108K
|
|
|
May 15, 2023
Q1 2023
|
Harbour Investments, Inc.
Madison, WI |
BUY
|
- |
55+ 2.71% |
$673 - $754
|
2.08K
$20.5K
|
|
|
May 12, 2023
Q1 2023
|
Natixis
Paris, I0 |
BUY
|
- |
14+ 0.08% |
$171 - $192
|
17.2K
$169K
|
|
|
Apr 28, 2023
Q1 2023
|
Avantax Advisory Services, Inc.
|
BUY
|
- |
7+ 0.04% |
$85.7 - $96
|
17.3K
$170K
|
|
|
May 15, 2023
Q1 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
May 12, 2023
Q1 2023
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-1- 0.03% |
$12.2 - $13.7
|
3.28K
$32.2K
|
|
|
Apr 27, 2023
Q1 2023
|
Simplex Trading, LLC
|
SELL
|
- |
-478- 43.89% |
$5.85K - $6.55K
|
611
$6.01K
|
|
|
Apr 27, 2023
Q1 2023
|
Davenport & CO LLC
|
SELL
|
- |
-1K- 8.35% |
$12.2K - $13.7K
|
11K
$108K
|
|
|
May 12, 2023
Q1 2023
|
Great West Life Assurance CO
Winnipeg, A2 |
SELL
|
- |
-3.89K- 19.94% |
$47.7K - $53.4K
|
15.6K
$154K
|
|
|
May 15, 2023
Q1 2023
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
SELL
|
- |
-5.09K- 10.65% |
$62.3K - $69.8K
|
42.7K
$420K
|
|
|
Aug 22, 2023
Q1 2023
|
Atria Wealth Solutions, Inc.
New York, NY |
SELL
|
- |
-6.16K- 9.5% |
$75.4K - $84.5K
|
58.7K
$577K
|
|
|
May 15, 2023
Q1 2023
|
David A. Siegel
Two Sigma Advisers, LP | New York, Ny
|
SELL
|
- |
-28.4K- 26.04% |
$348K - $389K
|
80.7K
$793K
|
|
|
Jun 14, 2023
Q1 2023
|
Atria Wealth Solutions, Inc.
New York, NY |
SELL
|
- |
-28.9K- 49.3% |
$354K - $397K
|
29.7K
$292K
|
|
|
May 12, 2023
Q1 2023
|
Black Rock Inc.
New York, NY |
SELL
|
- |
-35.1K- 27.97% |
$430K - $481K
|
90.4K
$888K
|
|
|
May 12, 2023
Q1 2023
|
Ubs Group Ag
|
SELL
|
- |
-48.6K- 19.66% |
$595K - $666K
|
198K
$1.95M
|
|
|
May 15, 2023
Q1 2023
|
Israel Englander
Millennium Management LLC | New York, Ny
|
SELL
|
- |
-76.6K- 46.32% |
$938K - $1.05M
|
88.8K
$873K
|