Purchases and Sales Made in Q3 2021 in White Horse Finance, Inc. (WHF)
This table provides information about the institutional ownership of White Horse Finance, Inc. (WHF) during Q3 2021. The information is specifically focused on institutions that hold shares of WhiteHorse Finance, Inc..
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 12, 2021
Q3 2021
|
Advisors Asset Management, Inc.
Monument, CO |
BUY
|
- |
33.5K+ 14.36% |
$500K - $535K
|
267K
$2.65M
|
|
|
Oct 29, 2021
Q3 2021
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
32K+ 210.52% |
$478K - $511K
|
47.2K
$469K
|
|
|
Nov 15, 2021
Q3 2021
|
Toroso Investments, LLC
Massapequa, NY |
BUY
|
- |
21.5KNew |
$321K - $343K
|
21.5K
$213K
|
|
|
Oct 12, 2021
Q3 2021
|
Sound Income Strategies, LLC
|
BUY
|
- |
19.4K+ 11.82% |
$289K - $309K
|
183K
$1.82M
|
|
|
Nov 09, 2021
Q3 2021
|
Black Rock Inc.
New York, NY |
BUY
|
- |
18.3K+ 19.62% |
$274K - $293K
|
112K
$1.11M
|
|
|
Nov 02, 2021
Q3 2021
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
17.7K+ 35.22% |
$264K - $282K
|
67.9K
$674K
|
|
|
Nov 15, 2021
Q3 2021
|
Morgan Stanley
New York, NY |
BUY
|
- |
17.5KNew |
$261K - $279K
|
17.5K
$174K
|
|
|
Oct 21, 2021
Q3 2021
|
Avantax Advisory Services, Inc.
|
BUY
|
- |
14.1KNew |
$210K - $225K
|
14.1K
$140K
|
|
|
Oct 14, 2021
Q3 2021
|
Davenport & CO LLC
|
BUY
|
- |
11.8KNew |
$176K - $188K
|
11.8K
$117K
|
|
|
Nov 08, 2021
Q3 2021
|
Mackenzie Financial Corp
Toronto Ontario, A6 |
BUY
|
- |
10.8K+ 16.27% |
$161K - $172K
|
76.9K
$764K
|
|
|
Nov 04, 2021
Q3 2021
|
Capital Analysts, LLC
Fort Washington, PA |
BUY
|
- |
4.37KNew |
$65.3K - $69.9K
|
4.37K
$43.4K
|
|
|
Nov 15, 2021
Q3 2021
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
BUY
|
- |
3.08K+ 17.36% |
$46K - $49.1K
|
20.8K
$207K
|
|
|
Nov 02, 2021
Q3 2021
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
1.79K+ 7.38% |
$26.8K - $28.7K
|
26.1K
$259K
|
|
|
Oct 12, 2021
Q3 2021
|
Koshinski Asset Management, Inc.
|
BUY
|
- |
1.4KNew |
$20.9K - $22.4K
|
1.4K
$13.9K
|
|
|
Jul 28, 2022
Q3 2021
|
Capital Financial Services, LLC
|
BUY
|
- |
1K+ 4.51% |
$14.9K - $16K
|
23.2K
$230K
|
|
|
Nov 16, 2021
Q3 2021
|
Cetera Advisors LLC
Denver, CO |
BUY
|
- |
805+ 5.25% |
$12K - $12.9K
|
16.1K
$160K
|
|
|
Nov 16, 2021
Q3 2021
|
Cahill Financial Advisors Inc
Edina, MN |
BUY
|
- |
583New |
$8.71K - $9.31K
|
583
$5.79K
|
|
|
Nov 15, 2021
Q3 2021
|
Great West Life Assurance CO
Winnipeg, A2 |
BUY
|
- |
328+ 6.59% |
$4.9K - $5.24K
|
5.31K
$52.7K
|
|
|
Nov 04, 2021
Q3 2021
|
Larson Financial Group LLC
|
BUY
|
- |
252New |
$3.76K - $4.02K
|
252
$2.5K
|
|
|
Nov 12, 2021
Q3 2021
|
Psi Advisors, LLC
|
BUY
|
- |
250New |
$3.74K - $3.99K
|
250
$2.48K
|
|
|
Nov 12, 2021
Q3 2021
|
Advisory Research Inc
Chicago, IL |
BUY
|
- |
125+ 0.27% |
$1.87K - $2K
|
46.5K
$462K
|
|
|
Nov 15, 2021
Q3 2021
|
Harbour Investments, Inc.
Madison, WI |
BUY
|
- |
41+ 2.36% |
$613 - $655
|
1.78K
$17.6K
|
|
|
Oct 19, 2021
Q3 2021
|
Arkadios Wealth Advisors
|
BUY
|
- |
31+ 0.83% |
$463 - $495
|
3.79K
$37.6K
|
|
|
Nov 09, 2021
Q3 2021
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Mar 22, 2023
Q3 2021
|
American Portfolios Advisors
Holbrook, NY |
SELL
|
- |
-55- 3.67% |
$822 - $878
|
1.45K
$14.3K
|
|
|
Nov 15, 2021
Q3 2021
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-299- 9.95% |
$4.47K - $4.78K
|
2.71K
$26.9K
|
|
|
Oct 18, 2021
Q3 2021
|
Gradient Investments LLC
|
SELL
|
- |
-348Closed |
$5.2K - $5.56K
|
0
$0
|
|
|
Nov 12, 2021
Q3 2021
|
Wolverine Asset Management LLC
|
SELL
|
- |
-855- 30.84% |
$12.8K - $13.7K
|
1.92K
$19K
|
|
|
Nov 15, 2021
Q3 2021
|
Tower Research Capital LLC (Trc)
New York, NY |
SELL
|
- |
-877Closed |
$13.1K - $14K
|
0
$0
|
|
|
Nov 12, 2021
Q3 2021
|
Gables Capital Management Inc.
|
SELL
|
- |
-1K- 1.06% |
$14.9K - $16K
|
93.7K
$930K
|
|
|
Nov 15, 2021
Q3 2021
|
Virtus ETF Advisers LLC
New York, NY |
SELL
|
- |
-2.04K- 4.38% |
$30.4K - $32.5K
|
44.4K
$441K
|
|
|
Nov 16, 2021
Q3 2021
|
National Asset Management, Inc.
Boca Raton, FL |
SELL
|
- |
-2.34K- 11.24% |
$34.9K - $37.4K
|
18.5K
$183K
|
|
|
Nov 15, 2021
Q3 2021
|
Legal & General Group PLC
London, X0 |
SELL
|
- |
-5.16K- 3.93% |
$77.2K - $82.5K
|
126K
$1.25M
|
|
|
Nov 05, 2021
Q3 2021
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-9.21K- 18.37% |
$138K - $147K
|
40.9K
$406K
|
|
|
Nov 15, 2021
Q3 2021
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-9.76K- 52.42% |
$146K - $156K
|
8.86K
$88K
|
|
|
Nov 12, 2021
Q3 2021
|
Acadian Asset Management LLC
Boston, MA |
SELL
|
- |
-10K- 29.13% |
$149K - $160K
|
24.3K
$242K
|
|
|
Nov 05, 2021
Q3 2021
|
Truist Financial Corp
|
SELL
|
- |
-14.2KClosed |
$211K - $226K
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Stifel Financial Corp
St. Louis, MO |
SELL
|
- |
-15KClosed |
$224K - $240K
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Ubs Group Ag
|
SELL
|
- |
-20K- 5.77% |
$299K - $320K
|
327K
$3.25M
|
|
|
Nov 15, 2021
Q3 2021
|
Eagle Global Advisors LLC
Houston, TX |
SELL
|
- |
-21KClosed |
$314K - $336K
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Quadrature Capital LTD
London, X0 |
SELL
|
- |
-26.1KClosed |
$390K - $417K
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
David A. Siegel
Two Sigma Advisers, LP | New York, Ny
|
SELL
|
- |
-39K- 31.56% |
$583K - $623K
|
84.6K
$840K
|
|
|
Nov 15, 2021
Q3 2021
|
Two Sigma Investments, LP
New York, NY |
SELL
|
- |
-39.8K- 32.1% |
$594K - $635K
|
84.1K
$836K
|
|
|
Nov 12, 2021
Q3 2021
|
Ares Management LLC
Los Angeles, CA |
SELL
|
- |
-146K- 33.04% |
$2.18M - $2.33M
|
295K
$2.93M
|