Latest Institutional Transactions on Utilities Sector Spdr (XLU)
This table provides information on the latest institutional transactions involving Utilities Sector Spdr (XLU) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
May 14, 2020
Q1 2020
|
Principal Street Partners, LLC
Memphis, TN |
SELL
|
- |
-26.6KClosed |
$1.19M - $1.89M
|
0
$0
|
|
May 14, 2020
Q1 2020
|
Lee Capital Holdings LLC
New York, NY |
SELL
|
- |
-29.7KClosed |
$1.33M - $2.11M
|
0
$0
|
|
May 13, 2020
Q1 2020
|
Healthcare Of Ontario Pension Plan Trust Fund
Toronto, A6 |
BUY
|
CALL |
50KNew |
$2.25M - $3.55M
|
50K
$3.94M
|
|
May 12, 2020
Q1 2020
|
American Asset Management Inc.
|
SELL
|
- |
-4.95KClosed |
$222K - $351K
|
0
$0
|
|
May 12, 2020
Q1 2020
|
Monaco Asset Management Sam
|
SELL
|
PUT |
-100KClosed |
$4.49M - $7.1M
|
0
$0
|
|
May 12, 2020
Q1 2020
|
Americana Partners, LLC
Houston, TX |
SELL
|
- |
-2.42KClosed |
$109K - $172K
|
0
$0
|
|
May 11, 2020
Q1 2020
|
Summit Wealth & Retirement Planning, Inc.
|
SELL
|
- |
-4.54KClosed |
$204K - $322K
|
0
$0
|
|
May 11, 2020
Q1 2020
|
Column Capital Advisors, LLC
|
SELL
|
- |
-820Closed |
$36.8K - $58.2K
|
0
$0
|
|
May 11, 2020
Q1 2020
|
Cowen And Company, LLC
|
SELL
|
PUT |
-100KClosed |
$4.49M - $7.1M
|
0
$0
|
|
May 08, 2020
Q1 2020
|
Edge Capital Group, LLC
|
SELL
|
- |
-3.4KClosed |
$153K - $241K
|
0
$0
|
|
May 07, 2020
Q1 2020
|
Bell Rock Capital LLC
|
SELL
|
- |
-1.02KClosed |
$46K - $72.6K
|
0
$0
|
|
May 04, 2020
Q1 2020
|
Howard Wealth Management, LLC
Madison, CT |
SELL
|
- |
-880Closed |
$39.5K - $62.5K
|
0
$0
|
|
May 04, 2020
Q1 2020
|
United Capital Management Of Ks, Inc.
|
SELL
|
- |
-3.13KClosed |
$141K - $222K
|
0
$0
|
|
May 01, 2020
Q1 2020
|
Hartford Financial Management Inc.
|
SELL
|
- |
-400Closed |
$18K - $28.4K
|
0
$0
|
|
May 01, 2020
Q1 2020
|
Acima Private Wealth, LLC
Richmond, VA |
SELL
|
- |
-2.9K- 88.83% |
$130K - $206K
|
364
$28.7K
|
|
Apr 28, 2020
Q1 2020
|
Caprock Group, Inc.
|
SELL
|
- |
-5.42KClosed |
$244K - $385K
|
0
$0
|
|
Apr 28, 2020
Q1 2020
|
Pax Financial Group, LLC
San Antonio, TX |
SELL
|
- |
-6.77KClosed |
$304K - $480K
|
0
$0
|
|
Apr 27, 2020
Q1 2020
|
Hms Capital Management, LLC
|
SELL
|
- |
-20KClosed |
$898K - $1.42M
|
0
$0
|
|
Apr 27, 2020
Q1 2020
|
Hms Capital Management, LLC
|
SELL
|
PUT |
-8.4KClosed |
$377K - $596K
|
0
$0
|
|
Apr 27, 2020
Q1 2020
|
Natixis Advisors, L.P.
Boston, MA |
SELL
|
- |
-11.3KClosed |
$507K - $801K
|
0
$0
|
|
Apr 24, 2020
Q1 2020
|
Ledyard National Bank
|
SELL
|
- |
-3.11KClosed |
$140K - $221K
|
0
$0
|
|
Apr 24, 2020
Q1 2020
|
Tfg Advisers LLC
|
SELL
|
- |
-461Closed |
$20.7K - $32.7K
|
0
$0
|
|
Apr 23, 2020
Q1 2020
|
G&S Capital LLC
|
SELL
|
PUT |
-48.8KClosed |
$2.19M - $3.46M
|
0
$0
|
|
Apr 23, 2020
Q1 2020
|
Altium Wealth Management LLC
|
SELL
|
- |
-42.7KClosed |
$1.92M - $3.03M
|
0
$0
|
|
Apr 23, 2020
Q1 2020
|
Regal Wealth Group, Inc.
|
SELL
|
- |
-462Closed |
$20.8K - $32.8K
|
0
$0
|
|
Apr 22, 2020
Q1 2020
|
Rnc Capital Management LLC
|
SELL
|
- |
-8.94KClosed |
$402K - $635K
|
0
$0
|
|
Apr 13, 2020
Q1 2020
|
Arlington Partners LLC
|
SELL
|
- |
-44Closed |
$1.98K - $3.12K
|
0
$0
|
|
Apr 08, 2020
Q1 2020
|
Clarus Wealth Advisors
|
SELL
|
- |
-3.33KClosed |
$150K - $237K
|
0
$0
|
|
Apr 02, 2020
Q1 2020
|
Advocacy Wealth Management Services, LLC
|
SELL
|
- |
-247Closed |
$11.1K - $17.5K
|
0
$0
|
|
Q4 2019 | |||||||
Feb 14, 2020
Q4 2019
|
Polar Asset Management Partners Inc.
Toronto, A6 |
SELL
|
PUT |
-400KClosed |
$24.5M - $25.9M
|
0
$0
|
|
Feb 14, 2020
Q4 2019
|
Graticule Asia Macro Advisors LLC
New York, NY |
SELL
|
- |
-28.1KClosed |
$1.72M - $1.82M
|
0
$0
|
|
Feb 14, 2020
Q4 2019
|
Nuveen Asset Management, LLC
Chicago, IL |
SELL
|
- |
-4.22K- 29.57% |
$259K - $274K
|
10.1K
$792K
|
|
Feb 14, 2020
Q4 2019
|
Symmetry Peak Management LLC
Radnor, PA |
SELL
|
PUT |
-50KClosed |
$3.07M - $3.24M
|
0
$0
|
|
Feb 14, 2020
Q4 2019
|
Banco Btg Pactual S.A.
Rio De Janeiro, D5 |
SELL
|
PUT |
-900KClosed |
$55.2M - $58.3M
|
0
$0
|
|
Feb 13, 2020
Q4 2019
|
Myda Advisors LLC
Inwood, NY |
SELL
|
PUT |
-30KClosed |
$1.84M - $1.94M
|
0
$0
|
|
Feb 12, 2020
Q4 2019
|
Axel Capital Management, LLC
|
SELL
|
- |
-774KClosed |
$47.5M - $50.2M
|
0
$0
|
|
Feb 12, 2020
Q4 2019
|
Geller Advisors LLC
New York, NY |
SELL
|
- |
-6.93KClosed |
$425K - $449K
|
0
$0
|
|
Feb 12, 2020
Q4 2019
|
Somerset Group LLC
Wayzata, MN |
SELL
|
- |
-3.37KClosed |
$207K - $218K
|
0
$0
|
|
Feb 12, 2020
Q4 2019
|
Princeton Capital Management LLC
Red Bank, NJ |
SELL
|
- |
-55Closed |
$3.38K - $3.57K
|
0
$0
|
|
Feb 12, 2020
Q4 2019
|
U S Global Investors Inc
San Antonio, TX |
SELL
|
- |
-8.4KClosed |
$516K - $544K
|
0
$0
|
|
Feb 10, 2020
Q4 2019
|
Baker Ellis Asset Management LLC
|
SELL
|
- |
-1.6KClosed |
$98.2K - $104K
|
0
$0
|
|
Feb 10, 2020
Q4 2019
|
Nelson Capital Management, LLC
|
SELL
|
- |
-100Closed |
$6.14K - $6.48K
|
0
$0
|
|
Feb 10, 2020
Q4 2019
|
Quantitative Advantage, LLC
Minnetonka, MN |
SELL
|
- |
-103KClosed |
$6.31M - $6.67M
|
0
$0
|
|
Feb 10, 2020
Q4 2019
|
Granite Point Capital Management, L.P.
|
SELL
|
PUT |
-400KClosed |
$24.5M - $25.9M
|
0
$0
|
|
Feb 10, 2020
Q4 2019
|
Sterling Investment Advisors, Ltd.
|
SELL
|
- |
-116Closed |
$7.12K - $7.52K
|
0
$0
|
|
Feb 06, 2020
Q4 2019
|
Cedar Brook Financial Partners, LLC
Cleveland, OH |
SELL
|
- |
-5.55KClosed |
$341K - $360K
|
0
$0
|
|
Jan 30, 2020
Q4 2019
|
Kingsview Wealth Management, LLC
Grants Pass, OR |
BUY
|
PUT |
100+ 33.33% |
$6.14K - $6.48K
|
400
$31.5K
|
|
Jan 29, 2020
Q4 2019
|
Polaris Wealth Advisory Group, LLC
|
SELL
|
- |
-189KClosed |
$11.6M - $12.3M
|
0
$0
|
|
Jan 29, 2020
Q4 2019
|
Fundamentun, LLC
Beachwood, OH |
SELL
|
- |
-3.66KClosed |
$224K - $237K
|
0
$0
|
|
Jan 28, 2020
Q4 2019
|
Qvr LLC
|
BUY
|
PUT |
22.9K+ 880.77% |
$1.41M - $1.48M
|
25.5K
$2.01M
|