Purchases and Sales Made in Q3 2023 in Utilities Sector Spdr (XLU)
This table provides information about the institutional ownership of Utilities Sector Spdr (XLU) during Q3 2023. The information is specifically focused on institutions that hold shares of UTILITIES SECTOR SPDR.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Oct 31, 2023
Q3 2023
|
Nwam LLC
Mercer Island, WA |
SELL
|
- |
-17.5K- 81.11% |
$1.03M - $1.2M
|
4.08K
$323K
|
|
|
Oct 12, 2023
Q3 2023
|
Ferguson Wellman Capital Management, Inc
|
SELL
|
- |
-17.6K- 75.18% |
$1.04M - $1.21M
|
5.83K
$462K
|
|
|
Nov 15, 2023
Q3 2023
|
Wolverine Trading, LLC
Chicago, IL |
SELL
|
- |
-18K- 3.07% |
$1.06M - $1.23M
|
567K
$44.9M
|
|
|
Oct 30, 2023
Q3 2023
|
Perigon Wealth Management, LLC
San Francisco, CA |
SELL
|
- |
-18.6K- 47.83% |
$1.1M - $1.27M
|
20.3K
$1.61M
|
|
|
Nov 09, 2023
Q3 2023
|
Blair William & CO
Chicago, IL |
SELL
|
- |
-18.7K- 24.1% |
$1.1M - $1.28M
|
58.8K
$4.66M
|
|
|
Nov 13, 2023
Q3 2023
|
Cary Street Partners Investment Advisory LLC
Richmond, VA |
SELL
|
- |
-18.9K- 27.53% |
$1.11M - $1.29M
|
49.7K
$3.94M
|
|
|
Nov 14, 2023
Q3 2023
|
Menora Mivtachim Holdings Ltd.
|
SELL
|
- |
-20K- 32.68% |
$1.18M - $1.37M
|
41.2K
$3.27M
|
|
|
Oct 11, 2023
Q3 2023
|
Legacy Private Trust Co.
|
SELL
|
- |
-20.8K- 37.7% |
$1.22M - $1.42M
|
34.3K
$2.72M
|
|
|
Nov 13, 2023
Q3 2023
|
Cibc World Market Inc.
Toronto, A6 |
SELL
|
- |
-20.9K- 38.33% |
$1.23M - $1.43M
|
33.7K
$2.67M
|
|
|
Oct 26, 2023
Q3 2023
|
Altfest L J & CO Inc
|
SELL
|
- |
-21.2K- 67.83% |
$1.24M - $1.45M
|
10K
$795K
|
|
|
Oct 19, 2023
Q3 2023
|
Alpha Cubed Investments, LLC
|
SELL
|
- |
-23.6K- 74.08% |
$1.39M - $1.62M
|
8.26K
$655K
|
|
|
Nov 15, 2023
Q3 2023
|
Gts Securities LLC
New York, NY |
SELL
|
- |
-24.3K- 5.53% |
$1.43M - $1.66M
|
415K
$32.9M
|
|
|
Oct 23, 2023
Q3 2023
|
Moreno Evelyn V
Boston, MA |
SELL
|
- |
-26.8K- 48.9% |
$1.58M - $1.84M
|
28.1K
$2.22M
|
|
|
Nov 14, 2023
Q3 2023
|
Walleye Capital LLC
Plymouth, MN |
SELL
|
- |
-28.2K- 11.5% |
$1.66M - $1.93M
|
217K
$17.2M
|
|
|
Nov 06, 2023
Q3 2023
|
Retirement Group, LLC
|
SELL
|
- |
-29.5K- 93.11% |
$1.73M - $2.02M
|
2.18K
$173K
|
|
|
Nov 01, 2023
Q3 2023
|
Modera Wealth Management, LLC
|
SELL
|
- |
-30.7K- 81.65% |
$1.81M - $2.1M
|
6.9K
$547K
|
|
|
Nov 13, 2023
Q3 2023
|
Credit Suisse Ag
Zurich, V8 |
SELL
|
- |
-31.3K- 31.53% |
$1.84M - $2.14M
|
68K
$5.39M
|
|
|
Nov 14, 2023
Q3 2023
|
Swan Global Investments, LLC
Durango, CO |
SELL
|
- |
-31.5K- 10.58% |
$1.86M - $2.16M
|
267K
$21.1M
|
|
|
Oct 12, 2023
Q3 2023
|
Toth Financial Advisory Corp
|
SELL
|
- |
-33.2K- 68.02% |
$1.95M - $2.27M
|
15.6K
$1.24M
|
|
|
Nov 14, 2023
Q3 2023
|
United Capital Financial Advisers, LLC
Newport Beach, CA |
SELL
|
- |
-34K- 80.23% |
$2M - $2.33M
|
8.38K
$665K
|
|
|
Nov 08, 2023
Q3 2023
|
D.A. Davidson & Co.
|
SELL
|
- |
-34.4K- 59.73% |
$2.02M - $2.36M
|
23.2K
$1.84M
|
|
|
Nov 14, 2023
Q3 2023
|
Captrust Financial Advisors
Raleigh, NC |
SELL
|
- |
-35.4K- 34.55% |
$2.08M - $2.43M
|
67.1K
$5.32M
|
|
|
Nov 15, 2023
Q3 2023
|
Integrated Wealth Concepts LLC
|
SELL
|
- |
-35.8K- 27.76% |
$2.11M - $2.45M
|
93.2K
$7.39M
|
|
|
Nov 13, 2023
Q3 2023
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
SELL
|
- |
-38.1K- 7.9% |
$2.24M - $2.61M
|
444K
$35.2M
|
|
|
Nov 09, 2023
Q3 2023
|
Prime Capital Investment Advisors, LLC
Overland Park, KS |
SELL
|
- |
-38.2K- 20.36% |
$2.25M - $2.61M
|
149K
$11.8M
|
|
|
Oct 31, 2023
Q3 2023
|
Primoris Wealth Advisors, LLC
|
SELL
|
- |
-38.8K- 62.23% |
$2.28M - $2.66M
|
23.5K
$1.87M
|
|
|
Nov 13, 2023
Q3 2023
|
Stifel Financial Corp
St. Louis, MO |
SELL
|
- |
-41.4K- 7.35% |
$2.44M - $2.84M
|
522K
$41.4M
|
|
|
Nov 14, 2023
Q3 2023
|
Rockefeller Capital Management L.P.
New York, NY |
SELL
|
- |
-43.9K- 27.96% |
$2.58M - $3.01M
|
113K
$8.97M
|
|
|
Nov 03, 2023
Q3 2023
|
Us Bancorp \De\
|
SELL
|
- |
-47.1K- 9.01% |
$2.77M - $3.23M
|
476K
$37.7M
|
|
|
Nov 13, 2023
Q3 2023
|
Northern Trust Corp
Chicago, IL |
SELL
|
- |
-49.7K- 15.35% |
$2.93M - $3.4M
|
274K
$21.7M
|
|
|
Nov 08, 2023
Q3 2023
|
High Tower Advisors, LLC
Chicago, IL |
SELL
|
- |
-50.3K- 13.87% |
$2.96M - $3.45M
|
312K
$24.8M
|
|
|
Nov 14, 2023
Q3 2023
|
Schonfeld Strategic Advisors LLC
New York, NY |
SELL
|
- |
-52.7K- 75.02% |
$3.1M - $3.61M
|
17.5K
$1.39M
|
|
|
Oct 13, 2023
Q3 2023
|
Pfg Advisors
|
SELL
|
- |
-52.7K- 72.87% |
$3.1M - $3.61M
|
19.6K
$1.56M
|
|
|
Oct 17, 2023
Q3 2023
|
Cx Institutional
|
SELL
|
- |
-53.3K- 60.32% |
$3.14M - $3.65M
|
35.1K
$2.78M
|
|
|
Nov 14, 2023
Q3 2023
|
Virtu Financial LLC
New York, NY |
SELL
|
- |
-54.6K- 76.86% |
$3.21M - $3.74M
|
16.4K
$1.3M
|
|
|
Nov 22, 2023
Q3 2023
|
Ep Wealth Advisors, LLC
Torrance, CA |
SELL
|
- |
-56.9K- 50.44% |
$3.34M - $3.89M
|
55.9K
$4.43M
|
|
|
Nov 14, 2023
Q3 2023
|
Community Bank, N.A.
|
SELL
|
- |
-61.4K- 96.66% |
$3.61M - $4.2M
|
2.13K
$168K
|
|
|
Dec 01, 2023
Q3 2023
|
National Asset Management, Inc.
Boca Raton, FL |
SELL
|
- |
-62K- 49.45% |
$3.65M - $4.24M
|
63.3K
$5.02M
|
|
|
Nov 14, 2023
Q3 2023
|
Walleye Trading LLC
Plymouth, MN |
SELL
|
- |
-64.2K- 82.07% |
$3.78M - $4.4M
|
14K
$1.11M
|
|
|
Oct 23, 2023
Q3 2023
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-68.2K- 8.71% |
$4.01M - $4.67M
|
715K
$56.7M
|
|
|
Nov 01, 2023
Q3 2023
|
Orion Portfolio Solutions, LLC
|
SELL
|
- |
-68.5K- 36.15% |
$4.03M - $4.69M
|
121K
$9.6M
|
|
|
Nov 14, 2023
Q3 2023
|
Two Sigma Securities, LLC
New York, NY |
SELL
|
- |
-69.5K- 95.09% |
$4.09M - $4.76M
|
3.59K
$285K
|
|
|
Nov 09, 2023
Q3 2023
|
Kestra Advisory Services, LLC
|
SELL
|
- |
-73.1K- 35.5% |
$4.3M - $5M
|
133K
$10.5M
|
|
|
Nov 13, 2023
Q3 2023
|
Gladstone Institutional Advisory LLC
Boca Raton, FL |
SELL
|
- |
-74.5K- 51.99% |
$4.39M - $5.1M
|
68.8K
$5.46M
|
|
|
Nov 08, 2023
Q3 2023
|
Janney Montgomery Scott LLC
|
SELL
|
- |
-74.8K- 2.37% |
$4.4M - $5.12M
|
3.08M
$244M
|
|
|
Oct 10, 2023
Q3 2023
|
Franklin Street Advisors Inc
|
SELL
|
- |
-75.9K- 86.58% |
$4.46M - $5.19M
|
11.8K
$932K
|
|
|
Oct 10, 2023
Q3 2023
|
Mid American Wealth Advisory Group, Inc.
Kansas City, MO |
SELL
|
- |
-76.5K- 92.0% |
$4.5M - $5.24M
|
6.65K
$527K
|
|
|
Nov 08, 2023
Q3 2023
|
Atria Wealth Solutions, Inc.
New York, NY |
SELL
|
- |
-76.5K- 20.92% |
$4.5M - $5.24M
|
289K
$22.9M
|
|
|
Nov 14, 2023
Q3 2023
|
Alliancebernstein L.P.
New York, NY |
SELL
|
- |
-80K- 69.52% |
$4.71M - $5.48M
|
35.1K
$2.78M
|
|
|
Oct 13, 2023
Q3 2023
|
Sg Americas Securities, LLC
|
SELL
|
- |
-83.1K- 92.79% |
$4.89M - $5.69M
|
6.46K
$512K
|