Purchases and Sales Made in Q4 2023 in Alps ETF Tr Clean Energy ETF (ACES)
This table provides information about the institutional ownership of Alps ETF Tr Clean Energy ETF (ACES) during Q4 2023. The information is specifically focused on institutions that hold shares of ALPS ETF TR CLEAN ENERGY ETF.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 13, 2024
Q4 2023
|
Cibc Private Wealth Group, LLC
|
BUY
|
- |
3.94MNew |
$112M - $145M
|
3.94M
$110M
|
|
|
Feb 13, 2024
Q4 2023
|
Northwestern Mutual Wealth Management CO
|
BUY
|
- |
133K+ 134.82% |
$3.76M - $4.87M
|
231K
$6.45M
|
|
|
Feb 14, 2024
Q4 2023
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
BUY
|
- |
41.3KNew |
$1.17M - $1.52M
|
41.3K
$1.15M
|
|
|
Feb 14, 2024
Q4 2023
|
Jane Street Group, LLC
New York, NY |
BUY
|
- |
40.1K+ 12.02% |
$1.14M - $1.47M
|
374K
$10.4M
|
|
|
Feb 14, 2024
Q4 2023
|
Flow Traders U.S. LLC
New York, NY |
BUY
|
- |
37.3KNew |
$1.06M - $1.37M
|
37.3K
$1.04M
|
|
|
Jan 24, 2024
Q4 2023
|
International Assets Investment Management, LLC
Orlando, FL |
BUY
|
- |
35.9KNew |
$1.02M - $1.32M
|
35.9K
$1M
|
|
|
Feb 14, 2024
Q4 2023
|
D. E. Shaw & Co., Inc.
New York, NY |
BUY
|
- |
19.7KNew |
$559K - $724K
|
19.7K
$551K
|
|
|
Feb 14, 2024
Q4 2023
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
12.6KNew |
$358K - $464K
|
12.6K
$353K
|
|
|
Feb 05, 2024
Q4 2023
|
Navis Wealth Advisors, LLC
Rye Brook, NY |
BUY
|
- |
9.07K+ 51.02% |
$257K - $333K
|
26.8K
$750K
|
|
|
Feb 14, 2024
Q4 2023
|
Two Sigma Securities, LLC
New York, NY |
BUY
|
- |
8.45KNew |
$240K - $310K
|
8.45K
$236K
|
|
|
Feb 14, 2024
Q4 2023
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
6.59K+ 12.9% |
$187K - $242K
|
57.7K
$1.61M
|
|
|
Feb 12, 2024
Q4 2023
|
Kepos Capital LP
New York, NY |
BUY
|
- |
5.61KNew |
$159K - $206K
|
5.61K
$157K
|
|
|
Feb 14, 2024
Q4 2023
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
4.15K+ 19.82% |
$118K - $153K
|
25.1K
$701K
|
|
|
Feb 14, 2024
Q4 2023
|
Creative Planning
Overland Park, KS |
BUY
|
- |
3.67K+ 31.2% |
$104K - $135K
|
15.4K
$432K
|
|
|
Jan 23, 2024
Q4 2023
|
Tempus Wealth Planning, LLC
|
BUY
|
- |
2.95K+ 42.08% |
$83.7K - $108K
|
9.97K
$278K
|
|
|
Jan 18, 2024
Q4 2023
|
Cutler Group LP
|
BUY
|
- |
2.9KNew |
$82.3K - $107K
|
2.9K
$81K
|
|
|
Feb 26, 2024
Q4 2023
|
Virtu Financial LLC
New York, NY |
BUY
|
- |
2.32K+ 42.07% |
$65.8K - $85.2K
|
7.84K
$219K
|
|
|
Feb 06, 2024
Q4 2023
|
Blume Capital Management, Inc.
Berkeley, CA |
BUY
|
- |
1.5KNew |
$42.6K - $55.1K
|
1.5K
$41.9K
|
|
|
Feb 06, 2024
Q4 2023
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
638+ 8.4% |
$18.1K - $23.4K
|
8.23K
$230K
|
|
|
Jul 31, 2024
Q4 2023
|
Rothschild Investment LLC
Chicago, IL |
BUY
|
- |
600+ 200.0% |
$17K - $22K
|
900
$25.1K
|
|
|
Feb 13, 2024
Q4 2023
|
Envestnet Asset Management Inc
|
BUY
|
- |
591+ 6.65% |
$16.8K - $21.7K
|
9.48K
$265K
|
|
|
Feb 15, 2024
Q4 2023
|
Main Management LLC
San Francisco, CA |
BUY
|
- |
230New |
$6.53K - $8.45K
|
230
$6.43K
|
|
|
Mar 21, 2024
Q4 2023
|
Cooksen Wealth, LLC
The Woodlands, TX |
BUY
|
- |
223New |
$6.33K - $8.19K
|
223
$6.23K
|
|
|
Feb 08, 2024
Q4 2023
|
Brown Advisory Inc
|
BUY
|
- |
204+ 1.15% |
$5.79K - $7.49K
|
17.9K
$501K
|
|
|
Feb 07, 2024
Q4 2023
|
Vision Point Advisory Group, LLC
Dallas, TX |
BUY
|
- |
156New |
$4.43K - $5.73K
|
156
$4.36K
|
|
|
Feb 09, 2024
Q4 2023
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
BUY
|
- |
60+ 5.15% |
$1.7K - $2.2K
|
1.23K
$34.2K
|
|
|
Jan 19, 2024
Q4 2023
|
Advisor Net Financial, Inc
|
BUY
|
- |
43+ 358.33% |
$1.22K - $1.58K
|
55
$1.54K
|
|
|
Feb 07, 2024
Q4 2023
|
Principal Securities, Inc.
Des Moines, IA |
BUY
|
- |
29New |
$823 - $1.07K
|
29
$810
|
|
|
Feb 12, 2024
Q4 2023
|
Jpmorgan Chase & CO
New York, NY |
BUY
|
- |
21+ 50.0% |
$596 - $771
|
63
$1.76K
|
|
|
Feb 09, 2024
Q4 2023
|
Advisory Services Network, LLC
|
BUY
|
- |
2New |
$56.7 - $73.5
|
2
$55.9
|
|
|
Feb 12, 2024
Q4 2023
|
Steward Partners Investment Advisory, LLC
|
SELL
|
- |
-52- 15.57% |
$1.48K - $1.91K
|
282
$7.88K
|
|
|
Jan 16, 2024
Q4 2023
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-53- 0.74% |
$1.5K - $1.95K
|
7.07K
$197K
|
|
|
Jan 18, 2024
Q4 2023
|
Global Retirement Partners, LLC
|
SELL
|
- |
-119- 22.93% |
$3.38K - $4.37K
|
400
$11.2K
|
|
|
Feb 07, 2024
Q4 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
SELL
|
- |
-272- 9.6% |
$7.72K - $9.99K
|
2.56K
$71.6K
|
|
|
Jan 24, 2024
Q4 2023
|
Stratos Wealth Partners, Ltd.
|
SELL
|
- |
-466- 3.16% |
$13.2K - $17.1K
|
14.3K
$399K
|
|
|
Feb 14, 2024
Q4 2023
|
Mml Investors Services, LLC
Springfield, MA |
SELL
|
- |
-528- 4.35% |
$15K - $19.4K
|
11.6K
$325K
|
|
|
Feb 16, 2024
Q4 2023
|
Harbour Investments, Inc.
Madison, WI |
SELL
|
- |
-579- 56.43% |
$16.4K - $21.3K
|
447
$12.5K
|
|
|
Feb 14, 2024
Q4 2023
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
SELL
|
- |
-1.25K- 3.27% |
$35.4K - $45.9K
|
37K
$1.03M
|
|
|
Jan 29, 2024
Q4 2023
|
Money Design Co.,Ltd.
|
SELL
|
- |
-1.32K- 1.93% |
$37.4K - $48.4K
|
66.9K
$1.87M
|
|
|
Feb 09, 2024
Q4 2023
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-1.89K- 32.56% |
$53.5K - $69.3K
|
3.91K
$109K
|
|
|
Feb 02, 2024
Q4 2023
|
Truist Financial Corp
|
SELL
|
- |
-2.01K- 7.24% |
$56.9K - $73.7K
|
25.7K
$718K
|
|
|
Feb 07, 2024
Q4 2023
|
Avantax Advisory Services, Inc.
|
SELL
|
- |
-2.38K- 15.85% |
$67.5K - $87.4K
|
12.6K
$353K
|
|
|
Feb 09, 2024
Q4 2023
|
Ubs Group Ag
|
SELL
|
- |
-3.02K- 10.88% |
$85.5K - $111K
|
24.7K
$690K
|
|
|
Jan 16, 2024
Q4 2023
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-3.42K- 17.68% |
$96.9K - $125K
|
15.9K
$444K
|
|
|
Feb 12, 2024
Q4 2023
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-6.5K- 59.31% |
$185K - $239K
|
4.46K
$125K
|
|
|
Jan 30, 2024
Q4 2023
|
Wealth Enhancement Advisory Services, LLC
|
SELL
|
- |
-11.4K- 53.77% |
$325K - $420K
|
9.84K
$275K
|
|
|
Feb 09, 2024
Q4 2023
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-16.7K- 57.53% |
$475K - $615K
|
12.4K
$345K
|
|
|
Aug 16, 2024
Q4 2023
|
Morgan Stanley
New York, NY |
SELL
|
- |
-18.1K- 13.01% |
$514K - $666K
|
121K
$3.39M
|
|
|
Feb 13, 2024
Q4 2023
|
Morgan Stanley
New York, NY |
SELL
|
- |
-19.3K- 13.74% |
$548K - $709K
|
121K
$3.39M
|
|
|
Feb 09, 2024
Q4 2023
|
Wealthfront Advisers LLC
|
SELL
|
- |
-20.4K- 22.71% |
$580K - $751K
|
69.5K
$1.94M
|