Rockefeller Capital Management L.P. Alps ETF Tr Clean Energy ETF Transaction History

Rockefeller Capital Management L.P.

$36.3 Billion
Q3 2024

Shares

11 transactions

Quarter	Operation	Price Per share	shares change	shares Held	SEC Form
Q2 2024 Aug 12, 2024	SELL	$25.99 - $31.74 $64,949 - $79,318	-2,499 Reduced 16.51%	12,636 $355,000
Q1 2024 May 14, 2024	BUY	$27.54 - $35.49 $68,850 - $88,725	2,500 Added 19.79%	15,135 $449,000
Q4 2023 Feb 14, 2024	BUY	$28.37 - $36.73 $358,454 - $464,083	12,635 New	12,635 $453,000
Q1 2023 May 17, 2023	BUY	$42.88 - $54.21 $229,408 - $290,023	5,350 Added 141.38%	9,134 $424,000
Q4 2022 Mar 06, 2023	SELL	$44.13 - $59.18 $140,862 - $188,902	-3,192 Reduced 45.76%	3,784 $172,000
Q2 2022 Aug 12, 2022	BUY	$43.79 - $65.05 $5,824 - $8,651	133 Added 1.94%	6,976 $338,000
Q1 2022 May 13, 2022	SELL	$48.6 - $65.5 $386,175 - $520,463	-7,946 Reduced 53.73%	6,843 $433,000
Q4 2021 Feb 14, 2022	SELL	$61.41 - $81.83 $1.19 Million - $1.59 Million	-19,432 Reduced 56.78%	14,789 $947,000
Q3 2021 Nov 12, 2021	SELL	$65.61 - $75.33 $157,792 - $181,168	-2,405 Reduced 6.57%	34,221 $2.26 Million
Q2 2021 Aug 10, 2021	BUY	$61.84 - $78.24 $640,105 - $809,862	10,351 Added 39.39%	36,626 $2.78 Million
Q4 2020 Feb 12, 2021	BUY	$55.21 - $80.15 $1.45 Million - $2.11 Million	26,275 New	26,275 $2.11 Million

Others Institutions Holding ACES

# of Institutions

55

Shares Held

5.77M

Call Options Held

0

Put Options Held

0

Cibc Private Wealth Group, LLC

3.15M
Shares

$80.7 Million
0.17% of portfolio
International Assets Investment Management, LLC Orlando, FL

1.63M
Shares

$41.8 Million
0.1% of portfolio
Northwestern Mutual Wealth Management CO

248K
Shares

$6.36 Million
0.01% of portfolio
Morgan Stanley New York, NY

83K
Shares

$2.13 Million
0.0% of portfolio
Jane Street Group, LLC New York, NY

80.9K
Shares

$2.08 Million
0.0% of portfolio

About ALPS ETF TR CLEAN ENERGY ETF

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