Purchases and Sales Made in Q1 2021 in Indexiq ETF Tr Chaikin Us Smal (CSML)
This table provides information about the institutional ownership of Indexiq ETF Tr Chaikin Us Smal (CSML) during Q1 2021. The information is specifically focused on institutions that hold shares of INDEXIQ ETF TR CHAIKIN US SMAL.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
May 17, 2021
Q1 2021
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
- |
12.5K+ 51.54% |
$359K - $454K
|
36.7K
$1.28M
|
|
|
May 17, 2021
Q1 2021
|
Flow Traders U.S. LLC
New York, NY |
BUY
|
- |
11.8KNew |
$338K - $428K
|
11.8K
$411K
|
|
|
May 10, 2021
Q1 2021
|
Kestra Advisory Services, LLC
|
BUY
|
- |
6.22KNew |
$179K - $226K
|
6.22K
$217K
|
|
|
Aug 17, 2021
Q1 2021
|
Harbour Investments, Inc.
Madison, WI |
BUY
|
- |
276New |
$7.94K - $10K
|
276
$9.65K
|
|
|
May 13, 2021
Q1 2021
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Apr 30, 2021
Q1 2021
|
Ifp Advisors, Inc
|
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Apr 23, 2021
Q1 2021
|
Cribstone Capital Management, LLC
Augusta, ME |
SELL
|
- |
-59Closed |
$1.7K - $2.15K
|
0
$0
|
|
|
May 10, 2021
Q1 2021
|
Resources Investment Advisors, Llc.
Overland Park, KS |
SELL
|
- |
-305- 1.99% |
$8.78K - $11.1K
|
15K
$525K
|
|
|
May 04, 2021
Q1 2021
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-365- 1.54% |
$10.5K - $13.3K
|
23.3K
$816K
|
|
|
May 13, 2021
Q1 2021
|
Ambassador Advisors, LLC
Lancaster, PA |
SELL
|
- |
-1.66K- 18.74% |
$47.7K - $60.2K
|
7.18K
$251K
|
|
|
May 14, 2021
Q1 2021
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-2.13K- 3.74% |
$61.2K - $77.3K
|
54.7K
$1.91M
|
|
|
May 14, 2021
Q1 2021
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-2.3K- 7.3% |
$66.2K - $83.6K
|
29.2K
$1.02M
|
|
|
May 14, 2021
Q1 2021
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-4.19K- 4.64% |
$121K - $152K
|
86K
$3.01M
|
|
|
May 12, 2021
Q1 2021
|
Ubs Group Ag
|
SELL
|
- |
-4.78K- 99.6% |
$137K - $174K
|
19
$664
|
|
|
May 17, 2021
Q1 2021
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
SELL
|
- |
-9.98K- 39.19% |
$287K - $363K
|
15.5K
$541K
|
|
|
May 14, 2021
Q1 2021
|
New York Life Investment Management LLC
New York, NY |
SELL
|
- |
-20.2K- 0.44% |
$581K - $734K
|
4.59M
$160M
|
|
|
May 14, 2021
Q1 2021
|
Stifel Financial Corp
St. Louis, MO |
SELL
|
- |
-30.2K- 38.66% |
$869K - $1.1M
|
47.9K
$1.67M
|