Latest Institutional Sells of Indexiq ETF Tr Chaikin Us Smal (CSML)
This list provides information on the latest institutional transactions involving Indexiq ETF Tr Chaikin Us Smal (CSML) stock that were sells. The list includes the name of the institution, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the sale has occurred.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
May 03, 2024
Q1 2024
|
New York Life Investment Management LLC
New York, NY |
SELL
|
- |
-394K- 9.73% |
$13.5M - $14.7M
|
3.66M
$128M
|
|
May 15, 2024
Q1 2024
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-15.5K- 9.79% |
$532K - $577K
|
143K
$4.98M
|
|
May 10, 2024
Q1 2024
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-15K- 2.73% |
$516K - $560K
|
534K
$18.7M
|
|
May 07, 2024
Q1 2024
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
SELL
|
- |
-8.83K- 37.34% |
$304K - $330K
|
14.8K
$518K
|
|
May 15, 2024
Q1 2024
|
Goldman Sachs Group Inc
New York, NY |
SELL
|
- |
-2.8K- 32.31% |
$96.3K - $104K
|
5.87K
$205K
|
|
May 10, 2024
Q1 2024
|
Empirical Asset Management, LLC
|
SELL
|
- |
-1.62K- 6.4% |
$55.7K - $60.5K
|
23.7K
$828K
|
|
May 15, 2024
Q1 2024
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
SELL
|
- |
-267- 2.87% |
$9.18K - $9.96K
|
9.04K
$316K
|
|
Apr 29, 2024
Q1 2024
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-190- 0.58% |
$6.53K - $7.09K
|
32.4K
$1.13M
|
|
May 15, 2024
Q1 2024
|
Comerica Bank
|
SELL
|
- |
-3- 1.17% |
$103 - $112
|
254
$8.88K
|
|
Q4 2023 | |||||||
Feb 14, 2024
Q4 2023
|
Gts Securities LLC
New York, NY |
SELL
|
- |
-37.4K- 68.6% |
$1.09M - $1.37M
|
17.1K
$599K
|
|
Feb 14, 2024
Q4 2023
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-100- 1.56% |
$2.9K - $3.67K
|
6.29K
$220K
|
|
Q2 2023 | |||||||
Aug 07, 2023
Q2 2023
|
Resources Investment Advisors, Llc.
Overland Park, KS |
SELL
|
- |
-1.92K- 21.61% |
$56.9K - $63.5K
|
6.96K
$243K
|
|
Q4 2022 | |||||||
Jul 24, 2024
Q4 2022
|
Focus Financial Network, Inc.
Minneapolis, MN |
SELL
|
- |
-23.4KClosed |
$737K - $796K
|
0
$0
|
|
Q3 2022 | |||||||
Nov 14, 2022
Q3 2022
|
Stifel Financial Corp
St. Louis, MO |
SELL
|
- |
-1.55K- 3.35% |
$45.2K - $53.9K
|
44.7K
$1.56M
|
|
Nov 14, 2022
Q3 2022
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-1- 0.48% |
$29.2 - $34.8
|
207
$7.23K
|
|
Q2 2022 | |||||||
Aug 10, 2022
Q2 2022
|
New York Life Insurance CO
New York, NY |
SELL
|
- |
-1.61MClosed |
$47M - $56.6M
|
0
$0
|
|
Aug 11, 2022
Q2 2022
|
Cetera Advisors LLC
Denver, CO |
SELL
|
- |
-19.5KClosed |
$569K - $686K
|
0
$0
|
|
Q1 2022 | |||||||
May 11, 2022
Q1 2022
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-51.4KClosed |
$1.71M - $1.93M
|
0
$0
|
|
May 13, 2022
Q1 2022
|
Flow Traders U.S. LLC
New York, NY |
SELL
|
- |
-19.9KClosed |
$662K - $745K
|
0
$0
|
|
Apr 26, 2022
Q1 2022
|
Kestra Advisory Services, LLC
|
SELL
|
- |
-5.75KClosed |
$192K - $216K
|
0
$0
|
|
May 11, 2022
Q1 2022
|
Us Bancorp \De\
|
SELL
|
- |
-700Closed |
$23.3K - $26.2K
|
0
$0
|
|
Q4 2021 | |||||||
Feb 14, 2022
Q4 2021
|
Ambassador Advisors, LLC
Lancaster, PA |
SELL
|
- |
-6.25KClosed |
$218K - $240K
|
0
$0
|
|
Feb 08, 2022
Q4 2021
|
Ranch Capital Advisors Inc.
Sarasota, FL |
SELL
|
- |
-600Closed |
$20.9K - $23K
|
0
$0
|
|
Feb 16, 2022
Q4 2021
|
Harbour Investments, Inc.
Madison, WI |
SELL
|
- |
-278Closed |
$9.69K - $10.7K
|
0
$0
|
|
Q3 2021 | |||||||
Oct 06, 2021
Q3 2021
|
Ifp Advisors, Inc
|
SELL
|
- |
0Closed |
$0 - $0
|
0
$0
|
|
Q1 2021 | |||||||
Apr 23, 2021
Q1 2021
|
Cribstone Capital Management, LLC
Augusta, ME |
SELL
|
- |
-59Closed |
$1.7K - $2.15K
|
0
$0
|
|
Q4 2020 | |||||||
Feb 09, 2021
Q4 2020
|
Arkadios Wealth Advisors
|
SELL
|
- |
-365Closed |
$8.19K - $10.8K
|
0
$0
|
|
Q3 2020 | |||||||
Nov 02, 2020
Q3 2020
|
Private Advisor Group, LLC
|
SELL
|
- |
-3.06KClosed |
$63.5K - $73.1K
|
0
$0
|
|
Q1 2020 | |||||||
May 14, 2020
Q1 2020
|
Advisor Net Financial, Inc
|
SELL
|
- |
-318Closed |
$4.57K - $8.9K
|
0
$0
|
|
May 08, 2020
Q1 2020
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
SELL
|
- |
-118Closed |
$1.7K - $3.3K
|
0
$0
|
|
Q4 2019 | |||||||
Feb 04, 2020
Q4 2019
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-56.5KClosed |
$1.37M - $1.56M
|
0
$0
|
|
Jan 17, 2020
Q4 2019
|
Strategic Family Wealth Counselors, L.L.C.
Fairfield, NJ |
SELL
|
- |
-10.3KClosed |
$249K - $284K
|
0
$0
|
|
Feb 14, 2020
Q4 2019
|
Private Capital Group, LLC
|
SELL
|
- |
-3.65KClosed |
$88.4K - $101K
|
0
$0
|
|
Q3 2019 | |||||||
Oct 30, 2019
Q3 2019
|
Executive Wealth Management, LLC
|
SELL
|
- |
-7.47K- 82.71% |
$173K - $194K
|
1.56K
$54.6K
|
|
Q2 2019 | |||||||
Aug 09, 2019
Q2 2019
|
Atria Investments LLC
Charlotte, NC |
SELL
|
- |
-70.9KClosed |
$1.63M - $1.86M
|
0
$0
|
|
Aug 06, 2019
Q2 2019
|
Lincoln National Corp
|
SELL
|
- |
-13.1KClosed |
$300K - $343K
|
0
$0
|
|
Aug 14, 2019
Q2 2019
|
Arete Wealth Advisors, LLC
Chicago, IL |
SELL
|
- |
-12.6KClosed |
$291K - $331K
|
0
$0
|
|
Jul 19, 2019
Q2 2019
|
Sea Crest Wealth Management, LLC
Purchase, NY |
SELL
|
- |
-770Closed |
$17.7K - $20.2K
|
0
$0
|
|
Aug 14, 2019
Q2 2019
|
Deutsche Bank Ag\
Frankfurt Am Main, 2M |
SELL
|
- |
-277Closed |
$6.38K - $7.27K
|
0
$0
|
|
Jul 11, 2019
Q2 2019
|
Bogart Wealth, LLC
|
SELL
|
- |
-106Closed |
$2.44K - $2.78K
|
0
$0
|
|
Q1 2019 | |||||||
May 13, 2019
Q1 2019
|
Cornerstone Wealth Management, LLC
|
SELL
|
- |
-44.3KClosed |
$989K - $1.19M
|
0
$0
|
|
May 15, 2019
Q1 2019
|
Ameriprise Financial Inc
Minneapolis, MN |
SELL
|
- |
-21.1KClosed |
$472K - $568K
|
0
$0
|
|
May 15, 2019
Q1 2019
|
Two Sigma Securities, LLC
New York, NY |
SELL
|
- |
-14.1KClosed |
$315K - $379K
|
0
$0
|
|
May 10, 2019
Q1 2019
|
Sawtooth Solutions, LLC
|
SELL
|
- |
-12.6KClosed |
$281K - $338K
|
0
$0
|
|
Apr 24, 2019
Q1 2019
|
Northern Oak Wealth Management Inc
Milwaukee, WI |
SELL
|
- |
-175Closed |
$3.91K - $4.71K
|
0
$0
|
|
Q4 2018 | |||||||
Feb 01, 2019
Q4 2018
|
Janney Montgomery Scott LLC
|
SELL
|
- |
-92.1KClosed |
$1.95M - $2.57M
|
0
$0
|
|
Feb 07, 2019
Q4 2018
|
F Dx Advisors, Inc.
|
SELL
|
- |
-9.44KClosed |
$200K - $263K
|
0
$0
|
|
Feb 08, 2019
Q4 2018
|
Stratos Wealth Partners, Ltd.
|
SELL
|
- |
-1.15KClosed |
$24.4K - $32.1K
|
0
$0
|
|
Q3 2018 | |||||||
Nov 14, 2018
Q3 2018
|
Mackay Shields LLC
|
SELL
|
- |
-158KClosed |
$4.46M - $4.69M
|
0
$0
|
|
Oct 31, 2018
Q3 2018
|
Wbi Investments, Inc.
|
SELL
|
- |
-67.2KClosed |
$1.9M - $1.99M
|
0
$0
|