Purchases and Sales Made in Q2 2021 in Indexiq ETF Tr Chaikin Us Smal (CSML)
This table provides information about the institutional ownership of Indexiq ETF Tr Chaikin Us Smal (CSML) during Q2 2021. The information is specifically focused on institutions that hold shares of INDEXIQ ETF TR CHAIKIN US SMAL.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History | 
|---|---|---|---|---|---|---|---|
| 
                  Sep 13, 2021
                  Q2 2021
                 | 
      Bank Of America Corp 
       Charlotte, NC | BUY | - | 200KNew |                   
                  $6.82M - $7.38M
                 |                   
                200K
                $6.99M
               | |
| 
                  Jul 29, 2021
                  Q2 2021
                 | 
      New York Life Investment Management LLC
       New York, NY | BUY | - | 108K+ 2.36% |                   
                  $3.7M - $4.01M
                 |                   
                4.7M
                $164M
               | |
| 
                  Aug 02, 2021
                  Q2 2021
                 | 
      Advisor Group Holdings, Inc.
       Phoenix, AZ | BUY | - | 14.1K+ 2394.56% |                   
                  $480K - $520K
                 |                   
                14.7K
                $513K
               | |
| 
                  Aug 16, 2021
                  Q2 2021
                 | 
      Royal Bank Of Canada
       Toronto, A6 | BUY | - | 4.97KNew |                   
                  $169K - $184K
                 |                   
                4.97K
                $174K
               | |
| 
                  Aug 05, 2021
                  Q2 2021
                 | 
      Us Bancorp \De\
      
   | BUY | - | 700New |                   
                  $23.9K - $25.9K
                 |                   
                700
                $24.5K
               | |
| 
                  Aug 11, 2021
                  Q2 2021
                 | 
      Commonwealth Equity Services, LLC
      
   | BUY | - | 373+ 1.6% |                   
                  $12.7K - $13.8K
                 |                   
                23.7K
                $829K
               | |
| 
                  Aug 13, 2021
                  Q2 2021
                 | 
      Ubs Group Ag
      
   | BUY | - | 294+ 1547.37% |                   
                  $10K - $10.9K
                 |                   
                313
                $10.9K
               | |
| 
                  Jul 28, 2021
                  Q2 2021
                 | 
      Kestra Advisory Services, LLC
      
   | BUY | - | 175+ 2.81% |                   
                  $5.97K - $6.47K
                 |                   
                6.4K
                $224K
               | |
| 
                  Aug 16, 2021
                  Q2 2021
                 | 
      Harbour Investments, Inc.
       Madison, WI | BUY | - | 1+ 0.36% |                   
                  $34.1 - $37
                 |                   
                277
                $9.68K
               | |
| 
                  Jul 13, 2021
                  Q2 2021
                 | 
      Ifp Advisors, Inc
      
   | BUY | - | 0New |                   
                  $0 - $0
                 |                   
                0
                $0
               | |
| 
                  Aug 13, 2021
                  Q2 2021
                 | 
      Concourse Financial Group Securities, Inc.
       Birmingham, AL | BUY | - | 0New |                   
                  $0 - $0
                 |                   
                0
                $0
               | |
| 
                  Aug 13, 2021
                  Q2 2021
                 | 
      Stifel Financial Corp
       St. Louis, MO | SELL | - | -277- 0.58% |                   
                  $9.45K - $10.2K
                 |                   
                47.6K
                $1.67M
               | |
| 
                  Aug 09, 2021
                  Q2 2021
                 | 
      Resources Investment Advisors, Llc.
       Overland Park, KS | SELL | - | -475- 3.16% |                   
                  $16.2K - $17.6K
                 |                   
                14.5K
                $508K
               | |
| 
                  Aug 13, 2021
                  Q2 2021
                 | 
      Lpl Financial LLC
       Fort Mill, SC | SELL | - | -624- 2.14% |                   
                  $21.3K - $23.1K
                 |                   
                28.6K
                $998K
               | |
| 
                  Aug 13, 2021
                  Q2 2021
                 | 
      Cetera Advisors LLC
       Denver, CO | SELL | - | -637- 3.01% |                   
                  $21.7K - $23.5K
                 |                   
                20.5K
                $718K
               | |
| 
                  Aug 16, 2021
                  Q2 2021
                 | 
      Ambassador Advisors, LLC
       Lancaster, PA | SELL | - | -910- 12.67% |                   
                  $31K - $33.6K
                 |                   
                6.27K
                $219K
               | |
| 
                  Aug 11, 2021
                  Q2 2021
                 | 
      Raymond James Financial Services Advisors, Inc.
       St. Petersburg, FL | SELL | - | -1.32K- 2.42% |                   
                  $45.1K - $48.8K
                 |                   
                53.3K
                $1.86M
               | |
| 
                  Aug 11, 2021
                  Q2 2021
                 | 
      Raymond James & Associates
       St Petersburg, FL | SELL | - | -1.73K- 2.01% |                   
                  $58.9K - $63.8K
                 |                   
                84.3K
                $2.95M
               | |
| 
                  Aug 24, 2021
                  Q2 2021
                 | 
      Flow Traders U.S. LLC
       New York, NY | SELL | - | -11.8KClosed |                   
                  $401K - $435K
                 |                   
                0
                $0
               | |
| 
                  Aug 11, 2021
                  Q2 2021
                 | 
      Susquehanna International Group, LLP
       Bala Cynwyd, PA | SELL | - | -36.7KClosed |                   
                  $1.25M - $1.36M
                 |                   
                0
                $0
               |