Purchases and Sales Made in Q3 2021 in Indexiq ETF Tr Chaikin Us Smal (CSML)
This table provides information about the institutional ownership of Indexiq ETF Tr Chaikin Us Smal (CSML) during Q3 2021. The information is specifically focused on institutions that hold shares of INDEXIQ ETF TR CHAIKIN US SMAL.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 05, 2021
Q3 2021
|
New York Life Investment Management LLC
New York, NY |
BUY
|
- |
539K+ 11.47% |
$17.9M - $19.4M
|
5.24M
$183M
|
|
|
Nov 15, 2021
Q3 2021
|
Morgan Stanley
New York, NY |
BUY
|
- |
163KNew |
$5.43M - $5.88M
|
163K
$5.71M
|
|
|
Nov 15, 2021
Q3 2021
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
20.2K+ 10.11% |
$672K - $728K
|
220K
$7.69M
|
|
|
Nov 15, 2021
Q3 2021
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
- |
13.3KNew |
$441K - $478K
|
13.3K
$464K
|
|
|
Nov 15, 2021
Q3 2021
|
Flow Traders U.S. LLC
New York, NY |
BUY
|
- |
6.91KNew |
$230K - $249K
|
6.91K
$241K
|
|
|
Nov 15, 2021
Q3 2021
|
Ubs Group Ag
|
BUY
|
- |
2.65K+ 846.33% |
$88.1K - $95.4K
|
2.96K
$104K
|
|
|
Nov 16, 2021
Q3 2021
|
Cetera Advisors LLC
Denver, CO |
BUY
|
- |
860+ 4.19% |
$28.6K - $31K
|
21.4K
$748K
|
|
|
Nov 15, 2021
Q3 2021
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
216+ 0.76% |
$7.19K - $7.78K
|
28.8K
$1.01M
|
|
|
Nov 15, 2021
Q3 2021
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
207+ 22.9% |
$6.89K - $7.45K
|
1.11K
$38.8K
|
|
|
Oct 29, 2021
Q3 2021
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
65+ 0.27% |
$2.16K - $2.34K
|
23.8K
$831K
|
|
|
Nov 15, 2021
Q3 2021
|
Harbour Investments, Inc.
Madison, WI |
BUY
|
- |
1+ 0.36% |
$33.3 - $36
|
278
$9.72K
|
|
|
Oct 06, 2021
Q3 2021
|
Ifp Advisors, Inc
|
SELL
|
- |
0Closed |
$0 - $0
|
0
$0
|
|
|
Nov 09, 2021
Q3 2021
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Nov 16, 2021
Q3 2021
|
Ambassador Advisors, LLC
Lancaster, PA |
SELL
|
- |
-19- 0.3% |
$632 - $684
|
6.25K
$219K
|
|
|
Nov 15, 2021
Q3 2021
|
Stifel Financial Corp
St. Louis, MO |
SELL
|
- |
-41- 0.09% |
$1.36K - $1.48K
|
47.6K
$1.66M
|
|
|
Oct 19, 2021
Q3 2021
|
Kestra Advisory Services, LLC
|
SELL
|
- |
-494- 7.72% |
$16.4K - $17.8K
|
5.9K
$206K
|
|
|
Nov 02, 2021
Q3 2021
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-501- 0.59% |
$16.7K - $18K
|
83.8K
$2.93M
|
|
|
Nov 05, 2021
Q3 2021
|
Resources Investment Advisors, Llc.
Overland Park, KS |
SELL
|
- |
-1.92K- 13.24% |
$64K - $69.3K
|
12.6K
$441K
|
|
|
Nov 02, 2021
Q3 2021
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-4.81K- 9.02% |
$160K - $173K
|
48.5K
$1.7M
|
|
|
Nov 05, 2021
Q3 2021
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-10.8K- 73.43% |
$358K - $388K
|
3.9K
$136K
|