Purchases and Sales Made in Q4 2022 in Indexiq ETF Tr Chaikin Us Smal (CSML)
This table provides information about the institutional ownership of Indexiq ETF Tr Chaikin Us Smal (CSML) during Q4 2022. The information is specifically focused on institutions that hold shares of INDEXIQ ETF TR CHAIKIN US SMAL.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History | 
|---|---|---|---|---|---|---|---|
| 
                  Feb 07, 2023
                  Q4 2022
                 | 
      Lpl Financial LLC
       Fort Mill, SC | BUY | - | 719K+ 2384.88% |                   
                  $21.2M - $24.4M
                 |                   
                749K
                $26.2M
               | |
| 
                  Feb 14, 2023
                  Q4 2022
                 | 
      Susquehanna International Group, LLP
       Bala Cynwyd, PA | BUY | - | 59.9K+ 825.36% |                   
                  $1.77M - $2.04M
                 |                   
                67.2K
                $2.35M
               | |
| 
                  Feb 14, 2023
                  Q4 2022
                 | 
      Ken Griffin                        
      Citadel Advisors LLC | Chicago, Il
   | BUY | - | 27KNew |                   
                  $797K - $916K
                 |                   
                27K
                $943K
               | |
| 
                  Feb 10, 2023
                  Q4 2022
                 | 
      New York Life Investment Management LLC
       New York, NY | BUY | - | 7.52K+ 0.12% |                   
                  $222K - $255K
                 |                   
                6.18M
                $216M
               | |
| 
                  Feb 14, 2023
                  Q4 2022
                 | 
      Smallwood Wealth Investment Management, LLC
       Red Bank, NJ | BUY | - | 5K+ 5.99% |                   
                  $148K - $170K
                 |                   
                88.5K
                $3.09M
               | |
| 
                  Feb 08, 2023
                  Q4 2022
                 | 
      Ubs Group Ag
      
   | BUY | - | 2.06K+ 94.45% |                   
                  $60.9K - $70K
                 |                   
                4.24K
                $148K
               | |
| 
                  Feb 13, 2023
                  Q4 2022
                 | 
      Jpmorgan Chase & CO
       New York, NY | BUY | - | 1.87KNew |                   
                  $55.4K - $63.7K
                 |                   
                1.87K
                $65.5K
               | |
| 
                  Feb 07, 2023
                  Q4 2022
                 | 
      Commonwealth Equity Services, LLC
      
   | BUY | - | 1.13K+ 4.5% |                   
                  $33.4K - $38.4K
                 |                   
                26.2K
                $917K
               | |
| 
                  Feb 10, 2023
                  Q4 2022
                 | 
      Tower Research Capital LLC (Trc)
       New York, NY | BUY | - | 737+ 1270.69% |                   
                  $21.8K - $25K
                 |                   
                795
                $27.8K
               | |
| 
                  Feb 10, 2023
                  Q4 2022
                 | 
      Advisor Group Holdings, Inc.
       Phoenix, AZ | BUY | - | 278+ 72.77% |                   
                  $8.21K - $9.44K
                 |                   
                660
                $23.1K
               | |
| 
                  Feb 06, 2023
                  Q4 2022
                 | 
      Glass Jacobson Investment Advisors LLC
       Owings Mills, MD | BUY | - | 200New |                   
                  $5.91K - $6.79K
                 |                   
                200
                $6.99K
               | |
| 
                  Feb 08, 2023
                  Q4 2022
                 | 
      Belpointe Asset Management LLC
      
   | BUY | - | 40New |                   
                  $1.18K - $1.36K
                 |                   
                40
                $1.4K
               | |
| 
                  Jan 30, 2023
                  Q4 2022
                 | 
      Concourse Financial Group Securities, Inc.
       Birmingham, AL | BUY | - | 0New |                   
                  $0 - $0
                 |                   
                0
                $0
               | |
| 
                  Feb 14, 2023
                  Q4 2022
                 | 
      Royal Bank Of Canada
       Toronto, A6 | SELL | - | -371- 3.66% |                   
                  $11K - $12.6K
                 |                   
                9.76K
                $341K
               | |
| 
                  Feb 08, 2023
                  Q4 2022
                 | 
      Raymond James & Associates
       St Petersburg, FL | SELL | - | -777- 2.11% |                   
                  $23K - $26.4K
                 |                   
                36.1K
                $1.26M
               | |
| 
                  Feb 02, 2023
                  Q4 2022
                 | 
      Resources Investment Advisors, Llc.
       Overland Park, KS | SELL | - | -2.76K- 22.62% |                   
                  $81.5K - $93.7K
                 |                   
                9.43K
                $330K
               | |
| 
                  Feb 10, 2023
                  Q4 2022
                 | 
      Bank Of America Corp 
       Charlotte, NC | SELL | - | -17.3K- 8.12% |                   
                  $511K - $587K
                 |                   
                196K
                $6.83M
               | |
| 
                  Jul 24, 2024
                  Q4 2022
                 | 
      Focus Financial Network, Inc.
       Minneapolis, MN | SELL | - | -23.4KClosed |                   
                  $693K - $796K
                 |                   
                0
                $0
               | |
| 
                  Feb 14, 2023
                  Q4 2022
                 | 
      Morgan Stanley
       New York, NY | SELL | - | -82.4K- 71.04% |                   
                  $2.43M - $2.8M
                 |                   
                33.6K
                $1.17M
               |