Purchases and Sales Made in Q4 2023 in Indexiq ETF Tr Chaikin Us Smal (CSML)
This table provides information about the institutional ownership of Indexiq ETF Tr Chaikin Us Smal (CSML) during Q4 2023. The information is specifically focused on institutions that hold shares of INDEXIQ ETF TR CHAIKIN US SMAL.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Aug 16, 2024
Q4 2023
|
Morgan Stanley
New York, NY |
BUY
|
- |
30.4KNew |
$880K - $1.11M
|
30.4K
$1.06M
|
|
|
Feb 14, 2024
Q4 2023
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
- |
9.32K+ 64.99% |
$270K - $342K
|
23.7K
$827K
|
|
|
Feb 13, 2024
Q4 2023
|
Goldman Sachs Group Inc
New York, NY |
BUY
|
- |
8.67KNew |
$251K - $318K
|
8.67K
$303K
|
|
|
Jan 16, 2024
Q4 2023
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
5.46K+ 13.87% |
$158K - $200K
|
44.8K
$1.57M
|
|
|
Jan 23, 2024
Q4 2023
|
Smallwood Wealth Investment Management, LLC
Red Bank, NJ |
BUY
|
- |
4.03K+ 4.59% |
$117K - $148K
|
91.7K
$3.21M
|
|
|
Feb 09, 2024
Q4 2023
|
Advisory Services Network, LLC
|
BUY
|
- |
2.78KNew |
$80.6K - $102K
|
2.78K
$97.2K
|
|
|
Feb 12, 2024
Q4 2023
|
High Tower Advisors, LLC
Chicago, IL |
BUY
|
- |
22+ 0.33% |
$638 - $807
|
6.61K
$231K
|
|
|
Feb 07, 2024
Q4 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Feb 13, 2024
Q4 2023
|
Morgan Stanley
New York, NY |
SELL
|
- |
-91- 0.3% |
$2.64K - $3.34K
|
30.4K
$1.06M
|
|
|
Feb 14, 2024
Q4 2023
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-100- 1.56% |
$2.9K - $3.67K
|
6.29K
$220K
|
|
|
Feb 13, 2024
Q4 2023
|
Tower Research Capital LLC (Trc)
New York, NY |
SELL
|
- |
-125- 17.93% |
$3.62K - $4.59K
|
572
$20K
|
|
|
Jan 12, 2024
Q4 2023
|
Empirical Asset Management, LLC
|
SELL
|
- |
-291- 1.14% |
$8.44K - $10.7K
|
25.3K
$885K
|
|
|
Feb 06, 2024
Q4 2023
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-348- 1.06% |
$10.1K - $12.8K
|
32.6K
$1.14M
|
|
|
Feb 09, 2024
Q4 2023
|
Gladstone Institutional Advisory LLC
Boca Raton, FL |
SELL
|
- |
-2.84K- 6.45% |
$82.3K - $104K
|
41.2K
$1.44M
|
|
|
Feb 14, 2024
Q4 2023
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
SELL
|
- |
-6.27K- 40.28% |
$182K - $230K
|
9.3K
$325K
|
|
|
Feb 14, 2024
Q4 2023
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-24.3K- 13.33% |
$705K - $892K
|
158K
$5.52M
|
|
|
Feb 05, 2024
Q4 2023
|
New York Life Investment Management LLC
New York, NY |
SELL
|
- |
-36.3K- 0.89% |
$1.05M - $1.33M
|
4.05M
$142M
|
|
|
Feb 14, 2024
Q4 2023
|
Gts Securities LLC
New York, NY |
SELL
|
- |
-37.4K- 68.6% |
$1.09M - $1.37M
|
17.1K
$599K
|
|
|
Feb 14, 2024
Q4 2023
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-153K- 21.82% |
$4.44M - $5.62M
|
549K
$19.2M
|