Purchases and Sales Made in Q1 2021 in Spdr Bloomberg Convertible Sec (CWB)
This table provides information about the institutional ownership of Spdr Bloomberg Convertible Sec (CWB) during Q1 2021. The information is specifically focused on institutions that hold shares of SPDR BLOOMBERG CONVERTIBLE SEC.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
May 14, 2021
Q1 2021
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
14.9K+ 7.77% |
$1.21M - $1.37M
|
206K
$15.8M
|
|
May 10, 2021
Q1 2021
|
Certified Advisory Corp
Altamonte Springs, FL |
BUY
|
- |
14.2K+ 169.83% |
$1.15M - $1.31M
|
22.5K
$1.72M
|
|
May 10, 2021
Q1 2021
|
Octavia Wealth Advisors, LLC
|
BUY
|
- |
13.5K+ 11.37% |
$1.1M - $1.25M
|
132K
$10.1M
|
|
Apr 21, 2021
Q1 2021
|
Colton Groome Financial Advisors, LLC
|
BUY
|
- |
13.1K+ 40.58% |
$1.07M - $1.21M
|
45.4K
$3.47M
|
|
May 11, 2021
Q1 2021
|
Mercer Global Advisors Inc
Denver, CO |
BUY
|
- |
12.7K+ 200.93% |
$1.03M - $1.17M
|
19K
$1.45M
|
|
May 17, 2021
Q1 2021
|
Ascendant Capital Management, LLC
Los Angeles, CA |
BUY
|
- |
12K+ 200.0% |
$975K - $1.11M
|
18K
$1.38M
|
|
Apr 23, 2021
Q1 2021
|
H&H Retirement Design & Management Inc
|
BUY
|
- |
12K+ 6.47% |
$972K - $1.1M
|
197K
$15M
|
|
May 17, 2021
Q1 2021
|
Two Sigma Securities, LLC
New York, NY |
BUY
|
- |
11KNew |
$894K - $1.01M
|
11K
$842K
|
|
Apr 26, 2021
Q1 2021
|
Smart Money Group LLC
|
BUY
|
- |
10.1KNew |
$820K - $930K
|
10.1K
$771K
|
|
May 14, 2021
Q1 2021
|
Steward Partners Investment Advisory, LLC
|
BUY
|
- |
9.89K+ 10.13% |
$804K - $912K
|
108K
$8.22M
|
|
Apr 22, 2021
Q1 2021
|
James Investment Research Inc
|
BUY
|
- |
9.14K+ 4.83% |
$742K - $842K
|
198K
$15.2M
|
|
May 11, 2021
Q1 2021
|
Kestra Private Wealth Services, LLC
|
BUY
|
- |
9K+ 58.31% |
$731K - $830K
|
24.4K
$1.87M
|
|
May 17, 2021
Q1 2021
|
Eaton Vance Management
Boston, MA |
BUY
|
- |
8.85K+ 77.71% |
$719K - $816K
|
20.2K
$1.55M
|
|
May 17, 2021
Q1 2021
|
Hilltop Holdings Inc.
Dallas, TX |
BUY
|
- |
8.76K+ 13.25% |
$712K - $808K
|
74.9K
$5.73M
|
|
May 14, 2021
Q1 2021
|
Northwestern Mutual Wealth Management CO
|
BUY
|
- |
8.55K+ 1.91% |
$695K - $788K
|
455K
$34.8M
|
|
May 21, 2021
Q1 2021
|
Spire Wealth Management
|
BUY
|
- |
8.51KNew |
$692K - $785K
|
8.51K
$651K
|
|
Apr 23, 2021
Q1 2021
|
Tradewinds Capital Management, LLC
|
BUY
|
- |
7.61K+ 2.77% |
$619K - $702K
|
283K
$21.6M
|
|
May 17, 2021
Q1 2021
|
Oppenheimer Asset Management Inc.
New York, NY |
BUY
|
- |
7.49K+ 2.34% |
$609K - $691K
|
328K
$25.1M
|
|
Apr 27, 2021
Q1 2021
|
Dynamic Advisor Solutions LLC
|
BUY
|
- |
7.38K+ 90.66% |
$599K - $680K
|
15.5K
$1.19M
|
|
May 12, 2021
Q1 2021
|
B&D White Capital Company, LLC
|
BUY
|
- |
7.34K+ 15.35% |
$596K - $676K
|
55.1K
$4.22M
|
|
May 14, 2021
Q1 2021
|
Belpointe Asset Management LLC
|
BUY
|
- |
7.19K+ 41.61% |
$584K - $663K
|
24.5K
$1.87M
|
|
May 17, 2021
Q1 2021
|
Wellington Management Group LLP
Boston, MA |
BUY
|
- |
6.9K+ 10.55% |
$561K - $636K
|
72.3K
$5.53M
|
|
May 11, 2021
Q1 2021
|
River Wealth Advisors LLC
Camp Hill, PA |
BUY
|
- |
6.7K+ 4.0% |
$545K - $618K
|
174K
$13.3M
|
|
Apr 26, 2021
Q1 2021
|
Schneider Downs Wealth Management Advisors, LP
|
BUY
|
- |
6.17K+ 192.27% |
$501K - $569K
|
9.37K
$717K
|
|
May 17, 2021
Q1 2021
|
Ep Wealth Advisors, LLC
Torrance, CA |
BUY
|
- |
6.01KNew |
$489K - $554K
|
6.01K
$460K
|
|
May 03, 2021
Q1 2021
|
Flagship Harbor Advisors, LLC
|
BUY
|
- |
5.94KNew |
$483K - $548K
|
5.94K
$455K
|
|
May 10, 2021
Q1 2021
|
Harfst & Associates, Inc.
|
BUY
|
- |
5.9KNew |
$479K - $544K
|
5.9K
$451K
|
|
Apr 29, 2021
Q1 2021
|
Aevitas Wealth Management, Inc.
|
BUY
|
- |
5.6KNew |
$455K - $516K
|
5.6K
$428K
|
|
May 11, 2021
Q1 2021
|
Wilbanks Smith & Thomas Asset Management LLC
|
BUY
|
- |
5.55KNew |
$451K - $511K
|
5.55K
$424K
|
|
May 14, 2021
Q1 2021
|
Delta Investment Management, LLC
|
BUY
|
- |
5.24K+ 45.51% |
$426K - $483K
|
16.8K
$1.28M
|
|
May 12, 2021
Q1 2021
|
Connecticut Wealth Management, LLC
|
BUY
|
- |
5.23K+ 56.83% |
$425K - $482K
|
14.4K
$1.1M
|
|
Apr 30, 2021
Q1 2021
|
Claraphi Advisory Network, LLC
|
BUY
|
- |
4.96K+ 12.09% |
$403K - $457K
|
46K
$3.51M
|
|
Apr 28, 2021
Q1 2021
|
Investors Research Corp
|
BUY
|
- |
4.92K+ 21.35% |
$400K - $454K
|
28K
$2.14M
|
|
May 14, 2021
Q1 2021
|
Jefferies Group LLC
New York, NY |
BUY
|
- |
4.83KNew |
$392K - $445K
|
4.83K
$369K
|
|
May 05, 2021
Q1 2021
|
Wade G W & Inc
Wellesley, MA |
BUY
|
- |
4.65K+ 40.95% |
$378K - $429K
|
16K
$1.22M
|
|
Apr 28, 2021
Q1 2021
|
Park Avenue Securities LLC
|
BUY
|
- |
4.6KNew |
$374K - $424K
|
4.6K
$352K
|
|
May 06, 2021
Q1 2021
|
Scotia Capital Inc.
|
BUY
|
- |
4.19KNew |
$340K - $386K
|
4.19K
$320K
|
|
Jul 24, 2024
Q1 2021
|
Focus Financial Network, Inc.
Minneapolis, MN |
BUY
|
- |
4.17K+ 18.6% |
$339K - $384K
|
26.6K
$2.03M
|
|
May 17, 2021
Q1 2021
|
First Heartland Consultants, Inc.
|
BUY
|
- |
4.04K+ 90.29% |
$329K - $373K
|
8.52K
$652K
|
|
Aug 17, 2021
Q1 2021
|
Harbour Investments, Inc.
Madison, WI |
BUY
|
- |
4.03KNew |
$328K - $372K
|
4.03K
$308K
|
|
Apr 27, 2021
Q1 2021
|
Janney Montgomery Scott LLC
|
BUY
|
- |
3.97K+ 4.4% |
$322K - $366K
|
94.2K
$7.2M
|
|
Jun 23, 2021
Q1 2021
|
Stone X Group Inc.
|
BUY
|
- |
3.9KNew |
$317K - $360K
|
3.9K
$298K
|
|
May 14, 2021
Q1 2021
|
Equitable Holdings, Inc.
New York, NY |
BUY
|
- |
3.9K+ 3.7% |
$317K - $359K
|
109K
$8.34M
|
|
May 17, 2021
Q1 2021
|
Qcm Cayman, Ltd.
|
BUY
|
- |
3.64KNew |
$296K - $335K
|
3.64K
$278K
|
|
May 14, 2021
Q1 2021
|
Founders Financial Securities LLC
|
BUY
|
- |
3.63K+ 59.51% |
$295K - $335K
|
9.74K
$745K
|
|
Apr 21, 2021
Q1 2021
|
Bokf, Na
Tulsa, OK |
BUY
|
- |
3.51K+ 45.93% |
$285K - $323K
|
11.1K
$852K
|
|
May 06, 2021
Q1 2021
|
Ubp Investment Advisors Sa
|
BUY
|
- |
3.47K+ 2.67% |
$282K - $320K
|
134K
$10.2M
|
|
May 12, 2021
Q1 2021
|
True Private Wealth Advisors
|
BUY
|
- |
3.47K+ 28.02% |
$282K - $320K
|
15.8K
$1.21M
|
|
May 14, 2021
Q1 2021
|
Vision Point Advisory Group, LLC
Dallas, TX |
BUY
|
- |
3.45K+ 7.64% |
$280K - $318K
|
48.6K
$3.72M
|
|
Apr 16, 2021
Q1 2021
|
Brookstone Capital Management
|
BUY
|
- |
3.4KNew |
$276K - $313K
|
3.4K
$260K
|