Purchases and Sales Made in Q3 2021 in Spdr Bloomberg Convertible Sec (CWB)
This table provides information about the institutional ownership of Spdr Bloomberg Convertible Sec (CWB) during Q3 2021. The information is specifically focused on institutions that hold shares of SPDR BLOOMBERG CONVERTIBLE SEC.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 15, 2021
Q3 2021
|
First Horizon Advisors, Inc.
|
BUY
|
- |
90+ 64.29% |
$7.53K - $7.98K
|
230
$18.1K
|
|
|
Nov 12, 2021
Q3 2021
|
Scotia Capital Inc.
|
BUY
|
- |
87+ 1.97% |
$7.28K - $7.71K
|
4.5K
$355K
|
|
|
Oct 21, 2021
Q3 2021
|
Great Diamond Partners, LLC
|
BUY
|
- |
85+ 0.5% |
$7.12K - $7.54K
|
17.1K
$1.35M
|
|
|
Oct 18, 2021
Q3 2021
|
Geneva Partners, LLC
|
BUY
|
- |
77+ 0.98% |
$6.45K - $6.83K
|
7.92K
$625K
|
|
|
Nov 12, 2021
Q3 2021
|
F3 Logic, LLC
|
BUY
|
- |
73+ 0.22% |
$6.11K - $6.47K
|
33.9K
$2.67M
|
|
|
Nov 08, 2021
Q3 2021
|
Cim, LLC
|
BUY
|
- |
69+ 0.19% |
$5.78K - $6.12K
|
36.5K
$2.88M
|
|
|
Nov 12, 2021
Q3 2021
|
Acorn Wealth Advisors, LLC
Grand Blanc, MI |
BUY
|
- |
59+ 0.78% |
$4.94K - $5.23K
|
7.6K
$599K
|
|
|
Nov 15, 2021
Q3 2021
|
Tower Research Capital LLC (Trc)
New York, NY |
BUY
|
- |
57New |
$4.77K - $5.05K
|
57
$4.5K
|
|
|
Oct 28, 2021
Q3 2021
|
Destiny Wealth Partners, LLC
|
BUY
|
- |
52New |
$4.35K - $4.61K
|
52
$4.1K
|
|
|
Nov 15, 2021
Q3 2021
|
Claraphi Advisory Network, LLC
|
BUY
|
- |
48+ 0.11% |
$4.02K - $4.26K
|
43.6K
$3.44M
|
|
|
Nov 05, 2021
Q3 2021
|
Calton & Associates, Inc.
|
BUY
|
- |
42+ 0.38% |
$3.52K - $3.72K
|
11.2K
$881K
|
|
|
Nov 12, 2021
Q3 2021
|
Financial Architects, Inc
Marlton, NJ |
BUY
|
- |
37+ 0.08% |
$3.1K - $3.28K
|
46K
$3.63M
|
|
|
Oct 12, 2021
Q3 2021
|
Webster Bank, N. A.
|
BUY
|
- |
20+ 0.05% |
$1.67K - $1.77K
|
37.7K
$2.97M
|
|
|
Nov 05, 2021
Q3 2021
|
Pfg Advisors
|
BUY
|
- |
20+ 0.83% |
$1.67K - $1.77K
|
2.43K
$192K
|
|
|
Oct 22, 2021
Q3 2021
|
Spire Wealth Management
|
BUY
|
- |
17+ 0.2% |
$1.42K - $1.51K
|
8.33K
$657K
|
|
|
Oct 07, 2021
Q3 2021
|
Rvw Wealth, LLC
|
BUY
|
- |
17+ 0.19% |
$1.42K - $1.51K
|
9.14K
$721K
|
|
|
Nov 03, 2021
Q3 2021
|
Kovack Advisors, Inc.
|
BUY
|
- |
16+ 0.1% |
$1.34K - $1.42K
|
16.9K
$1.33M
|
|
|
Dec 14, 2021
Q3 2021
|
Strategy Asset Managers LLC
|
BUY
|
- |
12+ 0.2% |
$1K - $1.06K
|
6.03K
$476K
|
|
|
Oct 26, 2021
Q3 2021
|
Ccg Wealth Management, LLC
|
BUY
|
- |
10+ 0.3% |
$837 - $887
|
3.38K
$267K
|
|
|
Nov 16, 2021
Q3 2021
|
Retirement Group, LLC
|
BUY
|
- |
8+ 0.22% |
$670 - $709
|
3.61K
$285K
|
|
|
Nov 16, 2021
Q3 2021
|
National Asset Management, Inc.
Boca Raton, FL |
BUY
|
- |
7+ 0.02% |
$586 - $621
|
41.1K
$3.24M
|
|
|
Nov 12, 2021
Q3 2021
|
Quad Cities Investment Group, LLC
Davenport, IA |
BUY
|
- |
6+ 0.13% |
$502 - $532
|
4.65K
$367K
|
|
|
Nov 12, 2021
Q3 2021
|
Mc Carthy Asset Management, Inc.
|
BUY
|
- |
6+ 0.16% |
$502 - $532
|
3.74K
$295K
|
|
|
Nov 04, 2021
Q3 2021
|
Affinity Wealth Management LLC
Wilmington, DE |
BUY
|
- |
4+ 0.13% |
$335 - $355
|
3.01K
$237K
|
|
|
Nov 05, 2021
Q3 2021
|
Sargent Bickham Lagudis LLC
|
BUY
|
- |
4+ 0.28% |
$335 - $355
|
1.42K
$112K
|
|
|
Nov 02, 2021
Q3 2021
|
Connecticut Wealth Management, LLC
|
BUY
|
- |
4+ 0.03% |
$335 - $355
|
14.4K
$1.13M
|
|
|
Nov 08, 2021
Q3 2021
|
Aurora Private Wealth, Inc.
|
BUY
|
- |
4+ 0.09% |
$335 - $355
|
4.33K
$342K
|
|
|
Oct 07, 2021
Q3 2021
|
Global Trust Asset Management, LLC
|
BUY
|
- |
3+ 0.04% |
$251 - $266
|
7.35K
$580K
|
|
|
Nov 30, 2021
Q3 2021
|
Pacific Capital Wealth Advisors, Inc
|
BUY
|
- |
3+ 0.04% |
$251 - $266
|
8.5K
$670K
|
|
|
Nov 10, 2021
Q3 2021
|
Essex Financial Services, Inc.
|
BUY
|
- |
3+ 0.05% |
$251 - $266
|
6.1K
$481K
|
|
|
Jul 09, 2024
Q3 2021
|
Strategic Financial Partners, Ltd.
Bend, OR |
BUY
|
- |
2+ 0.07% |
$167 - $177
|
3.05K
$241K
|
|
|
Oct 22, 2021
Q3 2021
|
Global Retirement Partners, LLC
|
BUY
|
- |
2+ 0.14% |
$167 - $177
|
1.4K
$111K
|
|
|
Nov 15, 2021
Q3 2021
|
Ranch Capital Advisors Inc.
Sarasota, FL |
BUY
|
- |
2+ 0.15% |
$167 - $177
|
1.31K
$103K
|
|
|
Nov 02, 2021
Q3 2021
|
Parallel Advisors, LLC
|
BUY
|
- |
2+ 0.43% |
$167 - $177
|
463
$36.5K
|
|
|
Nov 10, 2021
Q3 2021
|
D'Orazio & Associates, Inc.
Falls Church, VA |
BUY
|
- |
2+ 0.49% |
$167 - $177
|
414
$32.7K
|
|
|
May 15, 2024
Q3 2021
|
Global Financial Private Client, LLC
Sarasota, FL |
BUY
|
- |
1+ 0.2% |
$83.7 - $88.7
|
502
$39.6K
|
|
|
Oct 08, 2021
Q3 2021
|
Creative Financial Designs Inc
|
BUY
|
- |
1+ 0.03% |
$83.7 - $88.7
|
3.76K
$297K
|
|
|
Nov 15, 2021
Q3 2021
|
Ameritas Investment Partners, Inc.
Lincoln, NE |
BUY
|
- |
1+ 0.49% |
$83.7 - $88.7
|
205
$16.2K
|
|
|
Oct 12, 2021
Q3 2021
|
Soa Wealth Advisors, Llc.
|
BUY
|
- |
1+ 0.2% |
$83.7 - $88.7
|
489
$38.6K
|
|
|
Nov 08, 2021
Q3 2021
|
New Square Capital LLC
|
SELL
|
- |
-4- 6.35% |
$335 - $355
|
59
$4.66K
|
|
|
Oct 22, 2021
Q3 2021
|
Efg Asset Management (Americas) Corp.
|
SELL
|
- |
-6- 0.01% |
$502 - $532
|
51.8K
$4.09M
|
|
|
Oct 12, 2021
Q3 2021
|
Focused Wealth Management, Inc
|
SELL
|
- |
-7- 0.09% |
$586 - $621
|
7.72K
$609K
|
|
|
Nov 04, 2021
Q3 2021
|
Cullen/Frost Bankers, Inc.
|
SELL
|
- |
-9- 0.27% |
$753 - $798
|
3.37K
$266K
|
|
|
Nov 15, 2021
Q3 2021
|
Enterprise Financial Services Corp
Clayton, MO |
SELL
|
- |
-17- 0.09% |
$1.42K - $1.51K
|
19.7K
$1.55M
|
|
|
Nov 17, 2021
Q3 2021
|
Colony Group LLC
Boston, MA |
SELL
|
- |
-18- 0.19% |
$1.51K - $1.6K
|
9.66K
$762K
|
|
|
Oct 18, 2021
Q3 2021
|
Colton Groome Financial Advisors, LLC
|
SELL
|
- |
-30- 0.27% |
$2.51K - $2.66K
|
10.9K
$864K
|
|
|
Nov 12, 2021
Q3 2021
|
King Wealth
Saratoga Springs, NY |
SELL
|
- |
-38- 1.11% |
$3.18K - $3.37K
|
3.39K
$268K
|
|
|
Nov 15, 2021
Q3 2021
|
Vista Investment Management
Pittsburgh, PA |
SELL
|
- |
-43- 1.06% |
$3.6K - $3.81K
|
4.02K
$317K
|
|
|
Nov 12, 2021
Q3 2021
|
Bank Julius Baer & Co. Ltd, Zurich
|
SELL
|
- |
-44- 0.5% |
$3.68K - $3.9K
|
8.8K
$694K
|
|
|
Oct 18, 2021
Q3 2021
|
Gradient Investments LLC
|
SELL
|
- |
-48- 43.64% |
$4.02K - $4.26K
|
62
$4.89K
|