Purchases and Sales Made in Q3 2021 in Spdr Bloomberg Convertible Sec (CWB)
This table provides information about the institutional ownership of Spdr Bloomberg Convertible Sec (CWB) during Q3 2021. The information is specifically focused on institutions that hold shares of SPDR BLOOMBERG CONVERTIBLE SEC.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Oct 19, 2021
Q3 2021
|
Howard Wealth Management, LLC
Madison, CT |
SELL
|
- |
-467- 1.66% |
$39.1K - $41.4K
|
27.6K
$2.15M
|
|
|
Nov 15, 2021
Q3 2021
|
D.A. Davidson & Co.
|
SELL
|
- |
-473- 5.02% |
$39.6K - $41.9K
|
8.95K
$697K
|
|
|
Nov 10, 2021
Q3 2021
|
Banque Pictet & Cie Sa
|
SELL
|
- |
-493- 0.09% |
$41.3K - $43.7K
|
563K
$43.8M
|
|
|
Nov 15, 2021
Q3 2021
|
Dcm Advisors, LLC
New York, NY |
SELL
|
- |
-500- 29.07% |
$41.9K - $44.3K
|
1.22K
$95K
|
|
|
Nov 12, 2021
Q3 2021
|
Strategic Blueprint, LLC
Atlanta, GA |
SELL
|
- |
-504Closed |
$42.2K - $44.7K
|
0
$0
|
|
|
Nov 04, 2021
Q3 2021
|
Anfield Capital Management, LLC
Newport Beach, CA |
SELL
|
- |
-518- 2.05% |
$43.4K - $45.9K
|
24.7K
$1.92M
|
|
|
Nov 12, 2021
Q3 2021
|
Equitable Holdings, Inc.
New York, NY |
SELL
|
- |
-523- 5.2% |
$43.8K - $46.4K
|
9.53K
$742K
|
|
|
Nov 12, 2021
Q3 2021
|
Hennion & Walsh Asset Management, Inc.
|
SELL
|
- |
-530- 2.1% |
$44.4K - $47K
|
24.7K
$1.93M
|
|
|
Nov 12, 2021
Q3 2021
|
Massmutual Trust CO Fsb
|
SELL
|
- |
-576Closed |
$48.2K - $51.1K
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Lion Street Advisors, LLC
|
SELL
|
- |
-600Closed |
$50.2K - $53.2K
|
0
$0
|
|
|
Nov 16, 2021
Q3 2021
|
E Rn Financial, LLC
|
SELL
|
- |
-622- 10.36% |
$52.1K - $55.2K
|
5.38K
$419K
|
|
|
Nov 12, 2021
Q3 2021
|
Baron Financial Group, LLC
Fair Lawn, NJ |
SELL
|
- |
-625- 0.79% |
$52.3K - $55.4K
|
78.7K
$6.13M
|
|
|
Oct 19, 2021
Q3 2021
|
Stratos Wealth Partners, Ltd.
|
SELL
|
- |
-678- 4.18% |
$56.8K - $60.1K
|
15.5K
$1.21M
|
|
|
Nov 09, 2021
Q3 2021
|
Bank Of The West
|
SELL
|
- |
-696- 4.17% |
$58.3K - $61.7K
|
16K
$1.25M
|
|
|
Nov 12, 2021
Q3 2021
|
Sei Investments CO
Oaks, PA |
SELL
|
- |
-700- 0.63% |
$58.6K - $62.1K
|
111K
$8.63M
|
|
|
Nov 10, 2021
Q3 2021
|
Db Wealth Management Group, LLC
San Diego, CA |
SELL
|
- |
-761- 1.38% |
$63.7K - $67.5K
|
54.6K
$4.25M
|
|
|
Nov 01, 2021
Q3 2021
|
Whittier Trust CO
|
SELL
|
- |
-764- 52.36% |
$64K - $67.7K
|
695
$54.1K
|
|
|
Nov 12, 2021
Q3 2021
|
Loveless Wealth Management LLC
|
SELL
|
- |
-765- 7.32% |
$64K - $67.8K
|
9.69K
$754K
|
|
|
Oct 21, 2021
Q3 2021
|
Kestra Private Wealth Services, LLC
|
SELL
|
- |
-773- 3.16% |
$64.7K - $68.5K
|
23.7K
$1.84M
|
|
|
Oct 18, 2021
Q3 2021
|
Raymond James Trust N.A.
|
SELL
|
- |
-836- 3.26% |
$70K - $74.1K
|
24.8K
$1.93M
|
|
|
Oct 27, 2021
Q3 2021
|
Moloney Securities Asset Management, LLC
|
SELL
|
- |
-847- 6.95% |
$70.9K - $75.1K
|
11.3K
$883K
|
|
|
Oct 06, 2021
Q3 2021
|
Centric Wealth Management
|
SELL
|
- |
-860- 3.08% |
$72K - $76.3K
|
27.1K
$2.11M
|
|
|
Oct 12, 2021
Q3 2021
|
American National Bank
|
SELL
|
- |
-877- 41.84% |
$73.4K - $77.8K
|
1.22K
$94.9K
|
|
|
Nov 15, 2021
Q3 2021
|
Appleton Group, LLC
|
SELL
|
- |
-924- 2.15% |
$77.3K - $81.9K
|
42.1K
$3.28M
|
|
|
Nov 01, 2021
Q3 2021
|
Whittier Trust CO Of Nevada Inc
|
SELL
|
- |
-942- 3.27% |
$78.9K - $83.5K
|
27.9K
$2.17M
|
|
|
Nov 01, 2021
Q3 2021
|
Lebenthal Global Advisors, LLC
|
SELL
|
- |
-997- 19.98% |
$83.5K - $88.4K
|
3.99K
$311K
|
|
|
Nov 03, 2021
Q3 2021
|
Ima Wealth, Inc.
Wichita, KS |
SELL
|
- |
-1.01K- 27.27% |
$84.4K - $89.4K
|
2.69K
$209K
|
|
|
Nov 10, 2021
Q3 2021
|
Pictet North America Advisors Sa
|
SELL
|
- |
-1.24K- 0.22% |
$104K - $110K
|
558K
$43.4M
|
|
|
Nov 15, 2021
Q3 2021
|
Arrow Investment Advisors, LLC
Laurel, MD |
SELL
|
- |
-1.37K- 6.06% |
$115K - $121K
|
21.2K
$1.65M
|
|
|
Oct 15, 2021
Q3 2021
|
Advisor Net Financial, Inc
|
SELL
|
- |
-1.43K- 33.62% |
$120K - $127K
|
2.83K
$220K
|
|
|
Nov 12, 2021
Q3 2021
|
Edmond De Rothschild Holding S.A.
Chambesy, V8 |
SELL
|
- |
-1.5KClosed |
$126K - $133K
|
0
$0
|
|
|
Oct 28, 2021
Q3 2021
|
Huntington National Bank
Columbus, OH |
SELL
|
- |
-1.5K- 0.66% |
$126K - $133K
|
224K
$17.5M
|
|
|
Nov 05, 2021
Q3 2021
|
Moors & Cabot, Inc.
Boston, MA |
SELL
|
- |
-1.52K- 13.22% |
$127K - $135K
|
10K
$779K
|
|
|
Nov 10, 2021
Q3 2021
|
Us Bancorp \De\
|
SELL
|
- |
-1.55K- 9.06% |
$130K - $137K
|
15.6K
$1.21M
|
|
|
Oct 29, 2021
Q3 2021
|
Pinnacle Wealth Management Advisory Group, LLC
|
SELL
|
- |
-1.56K- 21.73% |
$131K - $138K
|
5.62K
$438K
|
|
|
Oct 27, 2021
Q3 2021
|
Hedeker Wealth, LLC
|
SELL
|
- |
-1.62K- 1.29% |
$135K - $143K
|
124K
$9.62M
|
|
|
Nov 15, 2021
Q3 2021
|
Invesco Ltd.
Atlanta, GA |
SELL
|
- |
-1.78K- 12.46% |
$149K - $158K
|
12.5K
$972K
|
|
|
Oct 20, 2021
Q3 2021
|
Clarity Financial LLC
|
SELL
|
- |
-1.81K- 7.78% |
$151K - $160K
|
21.4K
$1.67M
|
|
|
Oct 19, 2021
Q3 2021
|
Pinnacle Associates LTD
|
SELL
|
- |
-1.96K- 8.41% |
$164K - $174K
|
21.3K
$1.66M
|
|
|
Feb 05, 2024
Q3 2021
|
Snowden Capital Advisors LLC
New York, NY |
SELL
|
- |
-2.05K- 32.46% |
$171K - $182K
|
4.26K
$332K
|
|
|
Oct 19, 2021
Q3 2021
|
Arkadios Wealth Advisors
|
SELL
|
- |
-2.16K- 75.39% |
$181K - $192K
|
705
$54.9K
|
|
|
Nov 03, 2021
Q3 2021
|
Occidental Asset Management, LLC
|
SELL
|
- |
-2.2K- 7.27% |
$184K - $195K
|
28K
$2.18M
|
|
|
Nov 12, 2021
Q3 2021
|
Financial Gravity Asset Management, Inc.
|
SELL
|
- |
-2.25K- 15.15% |
$189K - $200K
|
12.6K
$982K
|
|
|
Nov 09, 2021
Q3 2021
|
Geneos Wealth Management Inc.
|
SELL
|
- |
-2.3K- 6.21% |
$192K - $204K
|
34.7K
$2.7M
|
|
|
Nov 03, 2021
Q3 2021
|
Mc Kinley Carter Wealth Services, Inc.
|
SELL
|
- |
-2.3KClosed |
$193K - $204K
|
0
$0
|
|
|
Nov 16, 2021
Q3 2021
|
Ep Wealth Advisors, LLC
Torrance, CA |
SELL
|
- |
-2.33K- 45.1% |
$195K - $206K
|
2.83K
$220K
|
|
|
Oct 12, 2021
Q3 2021
|
Cva Family Office, LLC
|
SELL
|
- |
-2.46K- 9.13% |
$206K - $218K
|
24.5K
$1.91M
|
|
|
Nov 12, 2021
Q3 2021
|
Cibc World Market Inc.
Toronto, A6 |
SELL
|
- |
-2.53KClosed |
$212K - $224K
|
0
$0
|
|
|
Nov 08, 2021
Q3 2021
|
Brasada Capital Management, LP
Houston, TX |
SELL
|
- |
-2.6KClosed |
$218K - $231K
|
0
$0
|
|
|
Nov 12, 2021
Q3 2021
|
Laurel Wealth Advisors, Inc.
Solana Beach, CA |
SELL
|
- |
-2.61KClosed |
$218K - $231K
|
0
$0
|