Purchases and Sales Made in Q3 2022 in Spdr Bloomberg Convertible Sec (CWB)
This table provides information about the institutional ownership of Spdr Bloomberg Convertible Sec (CWB) during Q3 2022. The information is specifically focused on institutions that hold shares of SPDR BLOOMBERG CONVERTIBLE SEC.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Oct 14, 2022
Q3 2022
|
Petix & Botte CO
|
BUY
|
- |
246+ 0.4% |
$15.6K - $17.5K
|
61K
$4.75M
|
|
|
Nov 14, 2022
Q3 2022
|
Wealthsource Partners, LLC
|
BUY
|
- |
232+ 1.23% |
$14.7K - $16.5K
|
19.1K
$1.49M
|
|
|
Oct 27, 2022
Q3 2022
|
First Personal Financial Services
|
BUY
|
- |
218New |
$13.8K - $15.5K
|
218
$17K
|
|
|
Nov 10, 2022
Q3 2022
|
Cetera Advisors LLC
Denver, CO |
BUY
|
- |
208+ 3.62% |
$13.2K - $14.8K
|
5.96K
$464K
|
|
|
Oct 20, 2022
Q3 2022
|
Hazlett, Burt & Watson, Inc.
|
BUY
|
- |
205+ 19.47% |
$13K - $14.6K
|
1.26K
$97.9K
|
|
|
Nov 21, 2022
Q3 2022
|
Four Thought Financial, LLC
Venice, FL |
BUY
|
- |
200New |
$12.7K - $14.2K
|
200
$15.6K
|
|
|
Oct 13, 2022
Q3 2022
|
Johnson Midwest Financial, LLC
|
BUY
|
- |
173New |
$11K - $12.3K
|
173
$13.5K
|
|
|
Nov 09, 2022
Q3 2022
|
Guardian Wealth Advisors, LLC
Bloomington, MN |
BUY
|
- |
163New |
$10.3K - $11.6K
|
163
$12.7K
|
|
|
Nov 14, 2022
Q3 2022
|
Goodwin Investment Advisory
Woodstock, GA |
BUY
|
- |
163+ 40.55% |
$10.3K - $11.6K
|
565
$44K
|
|
|
Nov 15, 2022
Q3 2022
|
Oxler Private Wealth LLC
New York, NY |
BUY
|
- |
150New |
$9.5K - $10.7K
|
150
$11.7K
|
|
|
Nov 14, 2022
Q3 2022
|
Hoey Investments, Inc
Coatesville, PA |
BUY
|
- |
138New |
$8.74K - $9.81K
|
138
$10.7K
|
|
|
Nov 09, 2022
Q3 2022
|
New England Private Wealth Advisors LLC
Wellesley, MA |
BUY
|
- |
136+ 0.83% |
$8.61K - $9.67K
|
16.6K
$1.29M
|
|
|
Nov 07, 2022
Q3 2022
|
D.A. Davidson & Co.
|
BUY
|
- |
135+ 1.58% |
$8.55K - $9.6K
|
8.67K
$675K
|
|
|
Dec 02, 2022
Q3 2022
|
Values First Advisors, Inc.
|
BUY
|
- |
123+ 1.18% |
$7.79K - $8.75K
|
10.6K
$823K
|
|
|
Nov 14, 2022
Q3 2022
|
Oppenheimer Asset Management Inc.
New York, NY |
BUY
|
- |
113+ 0.03% |
$7.15K - $8.04K
|
359K
$28M
|
|
|
Oct 31, 2022
Q3 2022
|
Calton & Associates, Inc.
|
BUY
|
- |
95+ 1.03% |
$6.01K - $6.76K
|
9.28K
$722K
|
|
|
Nov 10, 2022
Q3 2022
|
Strategic Wealth Advisors Group, LLC
Sacramento, CA |
BUY
|
- |
58+ 0.37% |
$3.67K - $4.12K
|
15.9K
$1.24M
|
|
|
Nov 10, 2022
Q3 2022
|
Tower Research Capital LLC (Trc)
New York, NY |
BUY
|
- |
57New |
$3.61K - $4.05K
|
57
$4.44K
|
|
|
Nov 03, 2022
Q3 2022
|
Sterling Investment Advisors, Ltd.
|
BUY
|
- |
57+ 0.08% |
$3.61K - $4.05K
|
68.1K
$5.3M
|
|
|
Nov 01, 2022
Q3 2022
|
U.S. Capital Wealth Advisors, LLC
Austin, TX |
BUY
|
- |
50+ 1.21% |
$3.17K - $3.56K
|
4.18K
$325K
|
|
|
Nov 07, 2022
Q3 2022
|
Occidental Asset Management, LLC
|
BUY
|
- |
44+ 0.19% |
$2.79K - $3.13K
|
22.7K
$1.77M
|
|
|
Nov 14, 2022
Q3 2022
|
Laidlaw Wealth Management LLC
New York City, NY |
BUY
|
- |
44+ 0.41% |
$2.79K - $3.13K
|
10.8K
$839K
|
|
|
Oct 31, 2022
Q3 2022
|
J.W. Cole Advisors, Inc.
|
BUY
|
- |
37+ 0.43% |
$2.34K - $2.63K
|
8.57K
$667K
|
|
|
Oct 13, 2023
Q3 2022
|
Wfa Asset Management Corp
Whitefish Bay, WI |
BUY
|
- |
23+ 0.41% |
$1.46K - $1.64K
|
5.59K
$435K
|
|
|
Oct 26, 2022
Q3 2022
|
Steel Peak Wealth Management LLC
|
BUY
|
- |
22+ 0.15% |
$1.39K - $1.56K
|
14.6K
$1.13M
|
|
|
Nov 14, 2022
Q3 2022
|
Ellis Investment Partners, LLC
|
BUY
|
- |
15+ 0.43% |
$950 - $1.07K
|
3.53K
$275K
|
|
|
Oct 13, 2022
Q3 2022
|
Castle Rock Wealth Management, LLC
|
BUY
|
- |
13+ 0.16% |
$823 - $924
|
8.19K
$638K
|
|
|
Nov 14, 2022
Q3 2022
|
Capital Analysts, LLC
Fort Washington, PA |
BUY
|
- |
12+ 0.39% |
$760 - $853
|
3.1K
$241K
|
|
|
Nov 14, 2022
Q3 2022
|
Quad Cities Investment Group, LLC
Davenport, IA |
BUY
|
- |
7+ 0.15% |
$443 - $498
|
4.69K
$365K
|
|
|
Oct 27, 2022
Q3 2022
|
Sargent Bickham Lagudis LLC
|
BUY
|
- |
6+ 0.41% |
$380 - $427
|
1.45K
$113K
|
|
|
Oct 26, 2022
Q3 2022
|
Paragon Financial Partners, Inc.
Woodland Hills, CA |
BUY
|
- |
5+ 0.15% |
$317 - $356
|
3.41K
$266K
|
|
|
Nov 14, 2022
Q3 2022
|
E Rn Financial, LLC
|
BUY
|
- |
4+ 0.07% |
$253 - $284
|
5.4K
$420K
|
|
|
Oct 24, 2022
Q3 2022
|
Spectrum Wealth Advisory Group, LLC
|
BUY
|
- |
3+ 0.02% |
$190 - $213
|
15.1K
$1.18M
|
|
|
Nov 10, 2022
Q3 2022
|
Parallel Advisors, LLC
|
BUY
|
- |
2+ 0.42% |
$127 - $142
|
473
$36.8K
|
|
|
Oct 07, 2022
Q3 2022
|
Soa Wealth Advisors, Llc.
|
BUY
|
- |
2+ 0.4% |
$127 - $142
|
500
$38.9K
|
|
|
Nov 09, 2022
Q3 2022
|
First Horizon Advisors, Inc.
|
BUY
|
- |
1+ 0.47% |
$63.3 - $71.1
|
215
$16.7K
|
|
|
Nov 14, 2022
Q3 2022
|
Ameritas Investment Partners, Inc.
Lincoln, NE |
BUY
|
- |
1+ 0.48% |
$63.3 - $71.1
|
209
$16.3K
|
|
|
Oct 25, 2022
Q3 2022
|
New Square Capital LLC
|
SELL
|
- |
-1- 2.63% |
$63.3 - $71.1
|
37
$2.88K
|
|
|
Nov 03, 2022
Q3 2022
|
Financial Gravity Asset Management, Inc.
|
SELL
|
- |
-2- 3.08% |
$127 - $142
|
63
$4.9K
|
|
|
Oct 27, 2022
Q3 2022
|
Berger Financial Group, Inc
Plymouth, MN |
SELL
|
- |
-2- 0.05% |
$127 - $142
|
4.18K
$325K
|
|
|
Nov 09, 2022
Q3 2022
|
Acorn Wealth Advisors, LLC
Grand Blanc, MI |
SELL
|
- |
-6- 0.07% |
$380 - $427
|
8.21K
$639K
|
|
|
Oct 20, 2022
Q3 2022
|
Focused Wealth Management, Inc
|
SELL
|
- |
-7- 0.1% |
$443 - $498
|
6.85K
$533K
|
|
|
Oct 18, 2022
Q3 2022
|
Tradewinds Capital Management, LLC
|
SELL
|
- |
-7- 8.64% |
$443 - $498
|
74
$5.76K
|
|
|
Nov 01, 2022
Q3 2022
|
Cottonwood Capital Advisors, LLC
|
SELL
|
- |
-13- 0.06% |
$823 - $924
|
21.5K
$1.67M
|
|
|
Oct 25, 2022
Q3 2022
|
Fifth Third Bancorp
|
SELL
|
- |
-15- 0.45% |
$950 - $1.07K
|
3.31K
$258K
|
|
|
Oct 21, 2022
Q3 2022
|
Kcs Wealth Advisory
|
SELL
|
- |
-15- 0.28% |
$950 - $1.07K
|
5.4K
$420K
|
|
|
Nov 03, 2022
Q3 2022
|
Bogart Wealth, LLC
|
SELL
|
- |
-25- 0.8% |
$1.58K - $1.78K
|
3.09K
$241K
|
|
|
Nov 09, 2022
Q3 2022
|
Intrust Bank Na
Wichita, KS |
SELL
|
- |
-34- 0.33% |
$2.15K - $2.42K
|
10.2K
$797K
|
|
|
Nov 01, 2022
Q3 2022
|
Highview Capital Management LLC
|
SELL
|
- |
-35- 0.52% |
$2.22K - $2.49K
|
6.76K
$526K
|
|
|
Nov 07, 2022
Q3 2022
|
Ever Source Wealth Advisors, LLC
|
SELL
|
- |
-58- 6.86% |
$3.67K - $4.12K
|
787
$61.3K
|