Purchases and Sales Made in Q3 2022 in Spdr Bloomberg Convertible Sec (CWB)
This table provides information about the institutional ownership of Spdr Bloomberg Convertible Sec (CWB) during Q3 2022. The information is specifically focused on institutions that hold shares of SPDR BLOOMBERG CONVERTIBLE SEC.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Oct 25, 2022
Q3 2022
|
Sonata Capital Group Inc
|
SELL
|
- |
-2.5K- 21.28% |
$158K - $178K
|
9.25K
$720K
|
|
|
Nov 14, 2022
Q3 2022
|
Northwestern Mutual Wealth Management CO
|
SELL
|
- |
-2.57K- 0.48% |
$163K - $183K
|
535K
$41.6M
|
|
|
Nov 07, 2022
Q3 2022
|
Ntv Asset Management LLC
|
SELL
|
- |
-2.7K- 2.05% |
$171K - $192K
|
129K
$10M
|
|
|
Oct 14, 2022
Q3 2022
|
Aletheian Wealth Advisors LLC
|
SELL
|
- |
-2.75K- 15.46% |
$174K - $196K
|
15.1K
$1.17M
|
|
|
Oct 24, 2022
Q3 2022
|
Mc Adam, LLC
|
SELL
|
- |
-3.3K- 3.33% |
$209K - $234K
|
95.8K
$7.46M
|
|
|
Nov 10, 2022
Q3 2022
|
Kingsbury Capital Investment Advisors LLC
Evanston, IL |
SELL
|
- |
-3.36K- 7.23% |
$213K - $239K
|
43.1K
$3.36M
|
|
|
Oct 21, 2022
Q3 2022
|
Intelligence Driven Advisers, LLC
|
SELL
|
- |
-3.64K- 27.51% |
$230K - $258K
|
9.58K
$745K
|
|
|
Nov 04, 2022
Q3 2022
|
Ssi Investment Management LLC
Los Angeles, CA |
SELL
|
- |
-3.64K- 2.69% |
$230K - $259K
|
132K
$10.3M
|
|
|
Nov 08, 2022
Q3 2022
|
Banco Santander, S.A.
|
SELL
|
- |
-3.83K- 18.88% |
$243K - $272K
|
16.5K
$1.28M
|
|
|
Nov 07, 2022
Q3 2022
|
Huntington National Bank
Columbus, OH |
SELL
|
- |
-3.92K- 1.8% |
$248K - $278K
|
214K
$16.7M
|
|
|
Nov 02, 2022
Q3 2022
|
Connecticut Wealth Management, LLC
|
SELL
|
- |
-4.04K- 31.19% |
$255K - $287K
|
8.9K
$693K
|
|
|
Nov 10, 2022
Q3 2022
|
Cavalier Investments, LLC
|
SELL
|
- |
-4.1K- 7.93% |
$260K - $292K
|
47.6K
$3.71M
|
|
|
Nov 14, 2022
Q3 2022
|
Lifeworks Advisors, LLC
Grand Rapids, MI |
SELL
|
- |
-4.22K- 51.21% |
$267K - $300K
|
4.02K
$313K
|
|
|
Nov 14, 2022
Q3 2022
|
Integrated Wealth Concepts LLC
|
SELL
|
- |
-4.82K- 34.52% |
$305K - $343K
|
9.15K
$712K
|
|
|
Nov 14, 2022
Q3 2022
|
Pacific Capital Wealth Advisors, Inc
|
SELL
|
- |
-5.14K- 60.36% |
$325K - $366K
|
3.38K
$263K
|
|
|
Oct 27, 2022
Q3 2022
|
Harfst & Associates, Inc.
|
SELL
|
- |
-5.15K- 3.69% |
$326K - $366K
|
134K
$10.5M
|
|
|
Oct 13, 2022
Q3 2022
|
Conservest Capital Advisors, Inc.
|
SELL
|
- |
-5.16K- 0.86% |
$327K - $367K
|
595K
$46.3M
|
|
|
Nov 14, 2022
Q3 2022
|
Rmb Capital Management, LLC
|
SELL
|
- |
-5.19K- 26.99% |
$328K - $369K
|
14K
$1.09M
|
|
|
Nov 14, 2022
Q3 2022
|
Prudential PLC
London, England, X0 |
SELL
|
- |
-5.21K- 26.66% |
$330K - $370K
|
14.3K
$1.12M
|
|
|
Nov 09, 2022
Q3 2022
|
High Tower Advisors, LLC
Chicago, IL |
SELL
|
- |
-5.41K- 14.98% |
$343K - $385K
|
30.7K
$2.39M
|
|
|
Nov 14, 2022
Q3 2022
|
Rosenblum Silverman Sutton S F Inc
San Francisco, CA |
SELL
|
- |
-5.49K- 20.49% |
$347K - $390K
|
21.3K
$1.66M
|
|
|
Sep 21, 2023
Q3 2022
|
Jefferies Group LLC
New York, NY |
SELL
|
- |
-5.81K- 49.16% |
$368K - $413K
|
6.01K
$468K
|
|
|
Nov 14, 2022
Q3 2022
|
Jefferies Group LLC
New York, NY |
SELL
|
- |
-5.81K- 49.16% |
$368K - $413K
|
6.01K
$468K
|
|
|
Oct 14, 2022
Q3 2022
|
Montecito Bank & Trust
|
SELL
|
- |
-8.67K- 20.15% |
$549K - $617K
|
34.4K
$2.68M
|
|
|
Nov 14, 2022
Q3 2022
|
New Edge Advisors, LLC
New Orleans, LA |
SELL
|
- |
-8.93K- 31.42% |
$565K - $635K
|
19.5K
$1.52M
|
|
|
Nov 14, 2022
Q3 2022
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-9.52K- 4.02% |
$603K - $677K
|
227K
$17.7M
|
|
|
Nov 14, 2022
Q3 2022
|
Mather Group, Llc.
Chicago, IL |
SELL
|
- |
-9.75K- 23.44% |
$617K - $693K
|
31.8K
$2.48M
|
|
|
Nov 08, 2022
Q3 2022
|
Bts Asset Management, Inc.
|
SELL
|
- |
-10.7K- 60.79% |
$679K - $763K
|
6.92K
$539K
|
|
|
Nov 14, 2022
Q3 2022
|
Verition Fund Management LLC
Greenwich, CT |
SELL
|
- |
-11K- 74.05% |
$694K - $780K
|
3.85K
$299K
|
|
|
Nov 14, 2022
Q3 2022
|
Guggenheim Capital LLC
Chicago, IL |
SELL
|
- |
-11.5K- 3.52% |
$730K - $820K
|
316K
$24.6M
|
|
|
Nov 14, 2022
Q3 2022
|
Kraematon Investment Advisors, Inc
|
SELL
|
- |
-11.6K- 28.73% |
$737K - $828K
|
28.9K
$2.25M
|
|
|
Oct 27, 2022
Q3 2022
|
Us Bancorp \De\
|
SELL
|
- |
-12.3K- 43.37% |
$780K - $877K
|
16.1K
$1.25M
|
|
|
Nov 01, 2022
Q3 2022
|
Kestra Advisory Services, LLC
|
SELL
|
- |
-12.8K- 7.35% |
$812K - $912K
|
162K
$12.6M
|
|
|
Oct 23, 2023
Q3 2022
|
Silver Oak Securities, Inc
Jackson, TN |
SELL
|
- |
-13.3K- 55.91% |
$843K - $947K
|
10.5K
$817K
|
|
|
Oct 17, 2022
Q3 2022
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-15.6K- 4.33% |
$988K - $1.11M
|
345K
$26.8M
|
|
|
Dec 13, 2022
Q3 2022
|
Perigon Wealth Management, LLC
San Francisco, CA |
SELL
|
- |
-17.3K- 79.97% |
$1.09M - $1.23M
|
4.33K
$337K
|
|
|
Nov 10, 2022
Q3 2022
|
Bank Of Nova Scotia
|
SELL
|
- |
-23.3K- 79.78% |
$1.47M - $1.66M
|
5.9K
$459K
|
|
|
Nov 15, 2022
Q3 2022
|
Alliancebernstein L.P.
New York, NY |
SELL
|
- |
-23.7K- 3.98% |
$1.5M - $1.69M
|
572K
$44.5M
|
|
|
Nov 10, 2022
Q3 2022
|
Ubs Group Ag
|
SELL
|
- |
-28.2K- 3.52% |
$1.78M - $2M
|
772K
$60.1M
|
|
|
Nov 14, 2022
Q3 2022
|
Ameriprise Financial Inc
Minneapolis, MN |
SELL
|
- |
-28.6K- 4.51% |
$1.81M - $2.03M
|
605K
$47.1M
|
|
|
Oct 21, 2022
Q3 2022
|
Horizon Financial Services, LLC
|
SELL
|
- |
-29.9K- 69.12% |
$1.89M - $2.13M
|
13.4K
$1.04M
|
|
|
Nov 14, 2022
Q3 2022
|
Waldron Private Wealth LLC
|
SELL
|
- |
-31.6K- 12.83% |
$2M - $2.25M
|
215K
$16.7M
|
|
|
Nov 14, 2022
Q3 2022
|
Jpmorgan Chase & CO
New York, NY |
SELL
|
- |
-32K- 33.98% |
$2.02M - $2.27M
|
62.1K
$4.84M
|
|
|
Nov 10, 2022
Q3 2022
|
Wavelength Capital Management, LLC
|
SELL
|
- |
-33.1K- 47.45% |
$2.1M - $2.36M
|
36.7K
$2.86M
|
|
|
Nov 10, 2022
Q3 2022
|
New York Life Investment Management LLC
New York, NY |
SELL
|
- |
-39.9K- 3.53% |
$2.53M - $2.84M
|
1.09M
$85M
|
|
|
Oct 25, 2022
Q3 2022
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-52.9K- 19.67% |
$3.35M - $3.77M
|
216K
$16.8M
|
|
|
Nov 10, 2022
Q3 2022
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
SELL
|
- |
-53.8K- 4.26% |
$3.41M - $3.83M
|
1.21M
$94.1M
|
|
|
Nov 14, 2022
Q3 2022
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-61.2K- 1.98% |
$3.88M - $4.35M
|
3.03M
$236M
|
|
|
Nov 08, 2022
Q3 2022
|
Prime Capital Investment Advisors, LLC
Overland Park, KS |
SELL
|
- |
-63.7K- 88.95% |
$4.03M - $4.53M
|
7.91K
$616K
|
|
|
Nov 10, 2022
Q3 2022
|
Bank Of Montreal
Toronto, A6 |
SELL
|
- |
-73.3K- 8.91% |
$4.64M - $5.21M
|
749K
$58.3M
|