Purchases and Sales Made in Q4 2021 in Spdr Bloomberg Convertible Sec (CWB)
This table provides information about the institutional ownership of Spdr Bloomberg Convertible Sec (CWB) during Q4 2021. The information is specifically focused on institutions that hold shares of SPDR BLOOMBERG CONVERTIBLE SEC.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 11, 2022
Q4 2021
|
Bank Of Nova Scotia
|
SELL
|
- |
-22KClosed |
$1.78M - $1.97M
|
0
$0
|
|
|
Jan 26, 2022
Q4 2021
|
Econ Financial Services Corp
|
SELL
|
- |
-22.1K- 99.46% |
$1.78M - $1.98M
|
119
$9.26K
|
|
|
Jul 24, 2024
Q4 2021
|
Focus Financial Network, Inc.
Minneapolis, MN |
SELL
|
- |
-22.5K- 86.18% |
$1.82M - $2.02M
|
3.61K
$281K
|
|
|
Feb 07, 2022
Q4 2021
|
Arete Wealth Advisors, LLC
Chicago, IL |
SELL
|
- |
-22.6KClosed |
$1.82M - $2.02M
|
0
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Stifel Financial Corp
St. Louis, MO |
SELL
|
- |
-23.9K- 10.07% |
$1.93M - $2.14M
|
214K
$16.6M
|
|
|
Jan 26, 2022
Q4 2021
|
Transform Wealth, LLC
|
SELL
|
- |
-24.5KClosed |
$1.98M - $2.19M
|
0
$0
|
|
|
Jan 28, 2022
Q4 2021
|
James Investment Research Inc
|
SELL
|
- |
-27.3K- 16.74% |
$2.21M - $2.45M
|
136K
$10.6M
|
|
|
Feb 08, 2022
Q4 2021
|
B&D White Capital Company, LLC
|
SELL
|
- |
-28.1K- 70.79% |
$2.27M - $2.52M
|
11.6K
$903K
|
|
|
Jan 25, 2022
Q4 2021
|
Hanlon Investment Management, Inc.
|
SELL
|
- |
-35.1K- 21.09% |
$2.83M - $3.14M
|
131K
$10.2M
|
|
|
Feb 15, 2022
Q4 2021
|
State Of Tennessee, Treasury Department
Nashville, TN |
SELL
|
- |
-36.7K- 14.48% |
$2.96M - $3.29M
|
217K
$16.9M
|
|
|
Feb 16, 2022
Q4 2021
|
Strategic Wealth Advisors Group, LLC
Sacramento, CA |
SELL
|
- |
-37.6K- 62.91% |
$3.03M - $3.37M
|
22.2K
$1.73M
|
|
|
Feb 14, 2022
Q4 2021
|
Integrated Advisors Network LLC
Palos Verdes Estates, CA |
SELL
|
- |
-39.6KClosed |
$3.2M - $3.55M
|
0
$0
|
|
|
Feb 09, 2022
Q4 2021
|
Appleton Group, LLC
|
SELL
|
- |
-42.1KClosed |
$3.4M - $3.77M
|
0
$0
|
|
|
Jan 24, 2022
Q4 2021
|
Tompkins Financial Corp
|
SELL
|
- |
-42.3K- 96.79% |
$3.41M - $3.79M
|
1.41K
$109K
|
|
|
Feb 14, 2022
Q4 2021
|
Guggenheim Capital LLC
Chicago, IL |
SELL
|
- |
-47.8K- 12.12% |
$3.86M - $4.28M
|
347K
$27M
|
|
|
Jan 20, 2022
Q4 2021
|
Legacy Financial Group LLC
|
SELL
|
- |
-52K- 49.77% |
$4.19M - $4.65M
|
52.4K
$4.08M
|
|
|
Feb 14, 2022
Q4 2021
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
SELL
|
- |
-52.3K- 84.68% |
$4.22M - $4.68M
|
9.46K
$736K
|
|
|
Feb 14, 2022
Q4 2021
|
Goldman Sachs Group Inc
New York, NY |
SELL
|
- |
-53.4K- 6.05% |
$4.31M - $4.78M
|
830K
$64.6M
|
|
|
Mar 11, 2024
Q4 2021
|
Nepc LLC
Boston, MA |
SELL
|
- |
-53.8KClosed |
$4.34M - $4.81M
|
0
$0
|
|
|
Feb 15, 2022
Q4 2021
|
Bts Asset Management, Inc.
|
SELL
|
- |
-56.4K- 21.04% |
$4.55M - $5.05M
|
212K
$16.5M
|
|
|
Feb 11, 2022
Q4 2021
|
Petix & Botte CO
|
SELL
|
- |
-57.8K- 48.91% |
$4.67M - $5.17M
|
60.4K
$4.7M
|
|
|
Feb 14, 2022
Q4 2021
|
Barclays PLC
London, X0 |
SELL
|
- |
-60.4K- 18.97% |
$4.87M - $5.41M
|
258K
$20.1M
|
|
|
Feb 14, 2022
Q4 2021
|
Mount Lucas Management LP
Newtown, PA |
SELL
|
- |
-64.5KClosed |
$5.21M - $5.78M
|
0
$0
|
|
|
Jan 31, 2022
Q4 2021
|
Cwm, LLC
|
SELL
|
- |
-66.3K- 69.52% |
$5.35M - $5.93M
|
29.1K
$2.26M
|
|
|
Feb 04, 2022
Q4 2021
|
Atria Investments LLC
Charlotte, NC |
SELL
|
- |
-73.2KClosed |
$5.91M - $6.56M
|
0
$0
|
|
|
Feb 03, 2022
Q4 2021
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-77.3K- 15.76% |
$6.24M - $6.92M
|
413K
$32.2M
|
|
|
Jan 31, 2022
Q4 2021
|
Howard Capital Management Inc.
|
SELL
|
- |
-92K- 5.73% |
$7.43M - $8.24M
|
1.52M
$118M
|
|
|
Feb 14, 2022
Q4 2021
|
Schroder Investment Management Group
London, X0 |
SELL
|
- |
-104KClosed |
$8.43M - $9.35M
|
0
$0
|
|
|
Jan 26, 2022
Q4 2021
|
Strategic Investment Advisors
Farmington Hills, MI |
SELL
|
- |
-115KClosed |
$9.25M - $10.3M
|
0
$0
|
|
|
Jan 27, 2022
Q4 2021
|
Sea Town Holdings Pte. Ltd.
|
SELL
|
- |
-135KClosed |
$10.9M - $12.1M
|
0
$0
|
|
|
Feb 11, 2022
Q4 2021
|
Townsquare Capital LLC
|
SELL
|
- |
-140K- 96.07% |
$11.3M - $12.5M
|
5.7K
$444K
|
|
|
Feb 11, 2022
Q4 2021
|
Deutsche Bank Ag\
Frankfurt Am Main, 2M |
SELL
|
- |
-152K- 11.27% |
$12.3M - $13.6M
|
1.2M
$93.3M
|
|
|
Feb 28, 2022
Q4 2021
|
H&H Retirement Design & Management Inc
|
SELL
|
- |
-160K- 86.52% |
$12.9M - $14.4M
|
25K
$1.95M
|
|
|
Feb 14, 2022
Q4 2021
|
Bluefin Capital Management, LLC
New York, NY |
SELL
|
- |
-225KClosed |
$18.2M - $20.2M
|
0
$0
|
|
|
Feb 15, 2022
Q4 2021
|
Integrated Wealth Concepts LLC
|
SELL
|
- |
-241K- 97.3% |
$19.5M - $21.6M
|
6.69K
$521K
|
|
|
Feb 14, 2022
Q4 2021
|
Geo Wealth Management, LLC
Chicago, IL |
SELL
|
- |
-253K- 89.01% |
$20.4M - $22.6M
|
31.2K
$2.43M
|
|
|
Feb 14, 2022
Q4 2021
|
Parallax Volatility Advisers, L.P.
San Francisco, CA |
SELL
|
- |
-280KClosed |
$22.6M - $25.1M
|
0
$0
|
|
|
Feb 11, 2022
Q4 2021
|
Franklin Resources Inc
San Mateo, CA |
SELL
|
- |
-564K- 99.9% |
$45.5M - $50.5M
|
568
$44.2K
|
|
|
Jan 26, 2022
Q4 2021
|
Polaris Wealth Advisory Group, LLC
|
SELL
|
- |
-671K- 99.43% |
$54.1M - $60.1M
|
3.86K
$301K
|
|
|
Jan 20, 2022
Q4 2021
|
Ae Wealth Management LLC
|
SELL
|
- |
-875K- 96.11% |
$70.6M - $78.3M
|
35.4K
$2.76M
|
|
|
Jan 27, 2022
Q4 2021
|
Bessemer Group Inc
Woodbridge, NJ |
SELL
|
- |
-1.58M- 96.4% |
$128M - $142M
|
59.1K
$4.6M
|
|
|
Feb 14, 2022
Q4 2021
|
Assetmark, Inc
|
SELL
|
- |
-1.6M- 99.84% |
$129M - $143M
|
2.57K
$200K
|