Purchases and Sales Made in Q4 2021 in Spdr Bloomberg Convertible Sec (CWB)
This table provides information about the institutional ownership of Spdr Bloomberg Convertible Sec (CWB) during Q4 2021. The information is specifically focused on institutions that hold shares of SPDR BLOOMBERG CONVERTIBLE SEC.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Jan 13, 2022
Q4 2021
|
Soa Wealth Advisors, Llc.
|
BUY
|
- |
6+ 1.23% |
$484 - $537
|
495
$39.9K
|
|
|
Jan 21, 2022
Q4 2021
|
Global Retirement Partners, LLC
|
BUY
|
- |
6+ 0.43% |
$484 - $537
|
1.41K
$114K
|
|
|
Feb 03, 2022
Q4 2021
|
Brighton Jones LLC
|
BUY
|
- |
6+ 0.06% |
$484 - $537
|
10.4K
$837K
|
|
|
Jan 20, 2022
Q4 2021
|
Parallel Advisors, LLC
|
BUY
|
- |
5+ 1.08% |
$404 - $448
|
468
$37.7K
|
|
|
Jan 24, 2022
Q4 2021
|
Cordasco Financial Network
|
BUY
|
- |
2New |
$161 - $179
|
2
$161
|
|
|
Feb 11, 2022
Q4 2021
|
Ameritas Investment Partners, Inc.
Lincoln, NE |
BUY
|
- |
2+ 0.98% |
$161 - $179
|
207
$16.7K
|
|
|
Feb 11, 2022
Q4 2021
|
Sea Crest Wealth Management, LLC
Purchase, NY |
BUY
|
- |
1+ 0.02% |
$80.7 - $89.5
|
4.01K
$323K
|
|
|
Feb 11, 2022
Q4 2021
|
Scotia Capital Inc.
|
BUY
|
- |
1+ 0.02% |
$80.7 - $89.5
|
4.5K
$363K
|
|
|
Jan 26, 2022
Q4 2021
|
Kcs Wealth Advisory
|
SELL
|
- |
-2- 0.04% |
$161 - $179
|
5.54K
$446K
|
|
|
Feb 09, 2022
Q4 2021
|
Cutler Capital Management, LLC
Worcester, MA |
SELL
|
- |
-2- 0.15% |
$161 - $179
|
1.38K
$111K
|
|
|
Jan 13, 2022
Q4 2021
|
E&G Advisors, LP
|
SELL
|
- |
-4- 0.04% |
$323 - $358
|
9.42K
$759K
|
|
|
Jan 21, 2022
Q4 2021
|
Baystate Wealth Management LLC
|
SELL
|
- |
-14- 3.35% |
$1.13K - $1.25K
|
404
$32.5K
|
|
|
Feb 01, 2022
Q4 2021
|
Capital Investment Advisory Services, LLC
|
SELL
|
- |
-17- 0.55% |
$1.37K - $1.52K
|
3.06K
$247K
|
|
|
Jan 13, 2022
Q4 2021
|
Sound Income Strategies, LLC
|
SELL
|
- |
-22- 6.51% |
$1.78K - $1.97K
|
316
$25.5K
|
|
|
Feb 09, 2022
Q4 2021
|
Charter Oak Capital Management, LLC
|
SELL
|
- |
-32- 7.13% |
$2.58K - $2.86K
|
417
$33.6K
|
|
|
Feb 14, 2022
Q4 2021
|
Nelson, Van Denburg & Campbell Wealth Management Group, LLC
Omaha, NE |
SELL
|
- |
-34- 7.2% |
$2.74K - $3.04K
|
438
$35.3K
|
|
|
Jan 19, 2022
Q4 2021
|
Newbridge Financial Services Group, Inc.
|
SELL
|
- |
-34- 69.39% |
$2.74K - $3.04K
|
15
$1.21K
|
|
|
Feb 14, 2022
Q4 2021
|
Banque Cantonale Vaudoise
|
SELL
|
- |
-49- 2.03% |
$3.95K - $4.39K
|
2.36K
$190K
|
|
|
Feb 14, 2022
Q4 2021
|
Loveless Wealth Management LLC
|
SELL
|
- |
-50- 0.52% |
$4.04K - $4.48K
|
9.64K
$776K
|
|
|
Feb 14, 2022
Q4 2021
|
Tower Research Capital LLC (Trc)
New York, NY |
SELL
|
- |
-57Closed |
$4.6K - $5.1K
|
0
$0
|
|
|
Feb 07, 2022
Q4 2021
|
Cullen/Frost Bankers, Inc.
|
SELL
|
- |
-59- 1.75% |
$4.76K - $5.28K
|
3.31K
$266K
|
|
|
Jan 19, 2022
Q4 2021
|
Bogart Wealth, LLC
|
SELL
|
- |
-66- 1.59% |
$5.33K - $5.91K
|
4.08K
$328K
|
|
|
May 15, 2024
Q4 2021
|
Global Financial Private Client, LLC
Sarasota, FL |
SELL
|
- |
-66- 13.15% |
$5.33K - $5.91K
|
436
$35.1K
|
|
|
Feb 09, 2022
Q4 2021
|
American National Bank
|
SELL
|
- |
-70- 5.74% |
$5.65K - $6.27K
|
1.15K
$92.5K
|
|
|
Feb 16, 2022
Q4 2021
|
Covington Capital Management
|
SELL
|
- |
-75- 0.53% |
$6.05K - $6.71K
|
14K
$1.13M
|
|
|
Feb 14, 2022
Q4 2021
|
Captrust Financial Advisors
Raleigh, NC |
SELL
|
- |
-77- 0.24% |
$6.21K - $6.89K
|
32.4K
$2.61M
|
|
|
Feb 18, 2022
Q4 2021
|
Comerica Bank
|
SELL
|
- |
-86- 1.97% |
$6.94K - $7.7K
|
4.28K
$344K
|
|
|
Jan 21, 2022
Q4 2021
|
Telos Capital Management, Inc.
|
SELL
|
- |
-88- 1.18% |
$7.1K - $7.88K
|
7.34K
$591K
|
|
|
Feb 02, 2022
Q4 2021
|
Aurora Private Wealth, Inc.
|
SELL
|
- |
-92- 2.13% |
$7.42K - $8.23K
|
4.24K
$341K
|
|
|
Feb 14, 2022
Q4 2021
|
Vista Investment Management
Pittsburgh, PA |
SELL
|
- |
-95- 2.36% |
$7.67K - $8.5K
|
3.92K
$316K
|
|
|
Jan 26, 2022
Q4 2021
|
Capital City Trust CO
|
SELL
|
- |
-100- 1.0% |
$8.07K - $8.95K
|
9.91K
$798K
|
|
|
Jan 28, 2022
Q4 2021
|
Exane Derivatives
|
SELL
|
- |
-105- 5.46% |
$8.47K - $9.4K
|
1.82K
$147K
|
|
|
Feb 01, 2022
Q4 2021
|
Fifth Third Bancorp
|
SELL
|
- |
-115- 3.18% |
$9.28K - $10.3K
|
3.5K
$282K
|
|
|
Feb 10, 2022
Q4 2021
|
Citigroup Inc
|
SELL
|
- |
-135- 0.21% |
$10.9K - $12.1K
|
62.8K
$5.06M
|
|
|
Feb 11, 2022
Q4 2021
|
King Wealth
Saratoga Springs, NY |
SELL
|
- |
-139- 4.1% |
$11.2K - $12.4K
|
3.25K
$262K
|
|
|
Feb 08, 2022
Q4 2021
|
Ausdal Financial Partners, Inc.
Davenport, IA |
SELL
|
- |
-140- 0.53% |
$11.3K - $12.5K
|
26K
$2.1M
|
|
|
Jan 19, 2022
Q4 2021
|
Key F Inancial Inc
|
SELL
|
- |
-149- 1.13% |
$12K - $13.3K
|
13.1K
$1.05M
|
|
|
Jan 21, 2022
Q4 2021
|
Strategic Wealth Investment Group, LLC
|
SELL
|
- |
-173- 1.56% |
$14K - $15.5K
|
10.9K
$882K
|
|
|
Jan 26, 2022
Q4 2021
|
Cim, LLC
|
SELL
|
- |
-174- 0.48% |
$14K - $15.6K
|
36.4K
$2.93M
|
|
|
Jan 14, 2022
Q4 2021
|
Four Thought Financial, LLC
Venice, FL |
SELL
|
- |
-200Closed |
$16.1K - $17.9K
|
0
$0
|
|
|
Feb 11, 2022
Q4 2021
|
O'Shaughnessy Asset Management, LLC
Stamford, CT |
SELL
|
- |
-200Closed |
$16.1K - $17.9K
|
0
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Ima Wealth, Inc.
Wichita, KS |
SELL
|
- |
-201- 7.48% |
$16.2K - $18K
|
2.49K
$200K
|
|
|
Jan 31, 2022
Q4 2021
|
Steel Peak Wealth Management LLC
|
SELL
|
- |
-218- 1.42% |
$17.6K - $19.5K
|
15.1K
$1.22M
|
|
|
Jan 18, 2022
Q4 2021
|
Systelligence, LLC
|
SELL
|
- |
-235- 0.74% |
$19K - $21K
|
31.4K
$2.53M
|
|
|
Jan 31, 2022
Q4 2021
|
Signal Point Asset Management, LLC
|
SELL
|
- |
-237- 2.36% |
$19.1K - $21.2K
|
9.79K
$789K
|
|
|
Feb 10, 2022
Q4 2021
|
Nations Financial Group Inc,
Cedar Rapids, IA |
SELL
|
- |
-250- 1.74% |
$20.2K - $22.4K
|
14.1K
$1.13M
|
|
|
Feb 14, 2022
Q4 2021
|
Wealthsource Partners, LLC
|
SELL
|
- |
-269- 2.83% |
$21.7K - $24.1K
|
9.23K
$743K
|
|
|
Jan 12, 2022
Q4 2021
|
Webster Bank, N. A.
|
SELL
|
- |
-272- 0.72% |
$22K - $24.3K
|
37.4K
$3.01M
|
|
|
Feb 14, 2022
Q4 2021
|
Advisory Services Network, LLC
|
SELL
|
- |
-289- 6.89% |
$23.3K - $25.9K
|
3.91K
$315K
|
|
|
Jan 24, 2022
Q4 2021
|
Sky Oak Wealth, LLC
|
SELL
|
- |
-292- 0.93% |
$23.6K - $26.1K
|
31.2K
$2.51M
|