Purchases and Sales Made in Q2 2021 in Spdr Dow Jones Industrial Average ETF Trust (DIA)
This table provides information about the institutional ownership of Spdr Dow Jones Industrial Average ETF Trust (DIA) during Q2 2021. The information is specifically focused on institutions that hold shares of SPDR DOW JONES INDUSTRIAL AVERAGE ETF TRUST.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Aug 24, 2021
Q2 2021
|
Mariner, LLC
Overland Park, KS |
SELL
|
- |
-1.39K- 3.22% |
$460K - $483K
|
41.7K
$18M
|
|
|
Aug 06, 2021
Q2 2021
|
Integrated Advisors Network LLC
Palos Verdes Estates, CA |
SELL
|
- |
-1.43K- 26.52% |
$474K - $498K
|
3.97K
$1.71M
|
|
|
Aug 13, 2021
Q2 2021
|
Wealthspire Advisors, LLC
New York, NY |
SELL
|
- |
-1.59K- 22.32% |
$528K - $555K
|
5.55K
$2.4M
|
|
|
Aug 11, 2021
Q2 2021
|
Bank Of New York Mellon Corp
New York, NY |
SELL
|
- |
-1.71K- 2.35% |
$567K - $595K
|
71.3K
$30.8M
|
|
|
Jul 14, 2021
Q2 2021
|
Cypress Wealth Services, LLC
|
SELL
|
- |
-1.75K- 56.73% |
$580K - $609K
|
1.34K
$577K
|
|
|
Jul 21, 2021
Q2 2021
|
Hollencrest Capital Management
|
SELL
|
- |
-1.77KClosed |
$586K - $615K
|
0
$0
|
|
|
Aug 16, 2021
Q2 2021
|
Coldstream Capital Management Inc
|
SELL
|
- |
-1.77KClosed |
$587K - $616K
|
0
$0
|
|
|
Aug 16, 2021
Q2 2021
|
Pinz Capital Management, LP
New York, NY |
SELL
|
- |
-1.8KClosed |
$597K - $626K
|
0
$0
|
|
|
Aug 16, 2021
Q2 2021
|
Two Sigma Securities, LLC
New York, NY |
SELL
|
- |
-1.83K- 45.12% |
$607K - $637K
|
2.23K
$963K
|
|
|
Aug 05, 2021
Q2 2021
|
Blue Bell Private Wealth Management, LLC
|
SELL
|
- |
-1.85K- 9.35% |
$613K - $644K
|
17.9K
$7.76M
|
|
|
Aug 03, 2021
Q2 2021
|
Argi Investment Services, LLC
|
SELL
|
- |
-2.04KClosed |
$675K - $709K
|
0
$0
|
|
|
Aug 12, 2021
Q2 2021
|
Jones Financial Companies Lllp
|
SELL
|
- |
-2.06K- 2.52% |
$681K - $715K
|
79.5K
$34.4M
|
|
|
Aug 10, 2021
Q2 2021
|
Strategic Wealth Advisors Group, LLC
Sacramento, CA |
SELL
|
- |
-2.21K- 14.18% |
$732K - $768K
|
13.4K
$5.78M
|
|
|
Aug 16, 2021
Q2 2021
|
Paul Tudor Jones
Tudor Investment Corp Et Al | Stamford, Ct
|
SELL
|
- |
-2.24KClosed |
$741K - $778K
|
0
$0
|
|
|
Jul 26, 2021
Q2 2021
|
Tennessee Valley Asset Management Partners
|
SELL
|
- |
-2.45KClosed |
$812K - $852K
|
0
$0
|
|
|
Jul 20, 2021
Q2 2021
|
Raymond James Trust N.A.
|
SELL
|
- |
-2.46K- 40.28% |
$815K - $855K
|
3.64K
$1.58M
|
|
|
Aug 02, 2021
Q2 2021
|
Pinnacle Associates LTD
|
SELL
|
- |
-2.62K- 4.63% |
$868K - $911K
|
54K
$23.3M
|
|
|
Aug 11, 2021
Q2 2021
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-2.64K- 1.26% |
$874K - $917K
|
207K
$89.5M
|
|
|
Aug 04, 2021
Q2 2021
|
Creative Planning
Overland Park, KS |
SELL
|
- |
-2.7K- 4.29% |
$896K - $940K
|
60.4K
$26.1M
|
|
|
Aug 13, 2021
Q2 2021
|
United Capital Financial Advisers, LLC
Newport Beach, CA |
SELL
|
- |
-2.7K- 24.04% |
$896K - $941K
|
8.55K
$3.69M
|
|
|
Aug 16, 2021
Q2 2021
|
Verition Fund Management LLC
Greenwich, CT |
SELL
|
- |
-2.72KClosed |
$901K - $946K
|
0
$0
|
|
|
Aug 16, 2021
Q2 2021
|
Greenwood Capital Associates LLC
Greenwood, SC |
SELL
|
- |
-2.87KClosed |
$951K - $998K
|
0
$0
|
|
|
Aug 12, 2021
Q2 2021
|
Y Intercept (Hong Kong) LTD
|
SELL
|
- |
-2.95KClosed |
$978K - $1.03M
|
0
$0
|
|
|
Aug 10, 2021
Q2 2021
|
National Asset Management, Inc.
Boca Raton, FL |
SELL
|
- |
-3.04K- 33.29% |
$1.01M - $1.06M
|
6.09K
$2.63M
|
|
|
Aug 13, 2021
Q2 2021
|
Banco De Sabadell, S.A
Miami, FL |
SELL
|
- |
-3.05K- 85.92% |
$1.01M - $1.06M
|
500
$216K
|
|
|
Aug 11, 2021
Q2 2021
|
Flputnam Investment Management CO
Portland, ME |
SELL
|
- |
-3.12KClosed |
$1.03M - $1.08M
|
0
$0
|
|
|
Aug 16, 2021
Q2 2021
|
Pin Oak Investment Advisors Inc
Houston, TX |
SELL
|
- |
-3.23KClosed |
$1.07M - $1.12M
|
0
$0
|
|
|
Aug 13, 2021
Q2 2021
|
Marshall Wace, LLP
London, X0 |
SELL
|
- |
-3.25K- 49.36% |
$1.08M - $1.13M
|
3.33K
$1.44M
|
|
|
Aug 12, 2021
Q2 2021
|
Banque Pictet & Cie Sa
|
SELL
|
- |
-3.45K- 39.52% |
$1.14M - $1.2M
|
5.28K
$2.28M
|
|
|
Aug 16, 2021
Q2 2021
|
Voya Financial Advisors, Inc.
Windsor, CT |
SELL
|
- |
-3.65KClosed |
$1.21M - $1.27M
|
0
$0
|
|
|
Aug 12, 2021
Q2 2021
|
Private Advisor Group, LLC
|
SELL
|
- |
-3.83K- 4.67% |
$1.27M - $1.33M
|
78.3K
$33.8M
|
|
|
Aug 06, 2021
Q2 2021
|
Peak Asset Management, LLC
Louisville, CO |
SELL
|
- |
-4.23K- 75.14% |
$1.4M - $1.47M
|
1.4K
$605K
|
|
|
Jul 21, 2021
Q2 2021
|
Benin Management Corp
|
SELL
|
- |
-4.38K- 23.03% |
$1.45M - $1.52M
|
14.6K
$6.32M
|
|
|
Aug 12, 2021
Q2 2021
|
Pettinga Financial Advisors, LLC
|
SELL
|
- |
-4.48K- 17.72% |
$1.48M - $1.56M
|
20.8K
$8.99M
|
|
|
Aug 10, 2021
Q2 2021
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-4.73K- 4.81% |
$1.57M - $1.64M
|
93.4K
$40.4M
|
|
|
Aug 13, 2021
Q2 2021
|
Peak6 Investments LLC
Chicago, IL |
SELL
|
- |
-4.87K- 99.94% |
$1.61M - $1.69M
|
3
$1.3K
|
|
|
Aug 19, 2021
Q2 2021
|
Thrivent Financial For Lutherans
Minneapolis, MN |
SELL
|
- |
-4.99K- 33.68% |
$1.65M - $1.73M
|
9.82K
$4.25M
|
|
|
Aug 16, 2021
Q2 2021
|
Bluefin Capital Management, LLC
New York, NY |
SELL
|
- |
-5.03KClosed |
$1.67M - $1.75M
|
0
$0
|
|
|
Aug 03, 2021
Q2 2021
|
Capital Wealth Planning, LLC
|
SELL
|
- |
-5.11K- 25.88% |
$1.69M - $1.78M
|
14.6K
$6.33M
|
|
|
Jul 28, 2021
Q2 2021
|
Guardian Wealth Advisors, LLC
Bloomington, MN |
SELL
|
- |
-5.25KClosed |
$1.74M - $1.83M
|
0
$0
|
|
|
Aug 10, 2021
Q2 2021
|
Dynamic Advisor Solutions LLC
|
SELL
|
- |
-5.35K- 10.96% |
$1.77M - $1.86M
|
43.5K
$18.8M
|
|
|
Jul 08, 2021
Q2 2021
|
Geneos Wealth Management Inc.
|
SELL
|
- |
-5.66K- 65.6% |
$1.88M - $1.97M
|
2.97K
$1.28M
|
|
|
Jul 26, 2021
Q2 2021
|
Xr Securities LLC
|
SELL
|
- |
-5.8K- 53.5% |
$1.92M - $2.02M
|
5.04K
$2.18M
|
|
|
Jul 30, 2021
Q2 2021
|
Alpha Star Capital Management, LLC
|
SELL
|
- |
-6.55K- 28.44% |
$2.17M - $2.28M
|
16.5K
$7.13M
|
|
|
Aug 16, 2021
Q2 2021
|
Point72 Hong Kong LTD
Hong Kong, K3 |
SELL
|
- |
-7.79K- 69.78% |
$2.58M - $2.71M
|
3.37K
$1.46M
|
|
|
Aug 16, 2021
Q2 2021
|
Truist Financial Corp
|
SELL
|
- |
-7.8K- 5.29% |
$2.59M - $2.71M
|
140K
$60.4M
|
|
|
Aug 16, 2021
Q2 2021
|
Prudential Financial Inc
Newark, NJ |
SELL
|
- |
-7.94K- 55.14% |
$2.63M - $2.76M
|
6.46K
$2.79M
|
|
|
Jul 14, 2021
Q2 2021
|
International Assets Investment Management, LLC
Orlando, FL |
SELL
|
- |
-8.82K- 52.31% |
$2.92M - $3.07M
|
8.04K
$3.48M
|
|
|
Aug 13, 2021
Q2 2021
|
Greystone Financial Group, LLC
|
SELL
|
- |
-9.19K- 39.77% |
$3.05M - $3.2M
|
13.9K
$6.02M
|
|
|
Aug 16, 2021
Q2 2021
|
Harbour Investments, Inc.
Madison, WI |
SELL
|
- |
-10.3K- 33.22% |
$3.4M - $3.57M
|
20.6K
$8.92M
|