Purchases and Sales Made in Q2 2021 in Spdr Dow Jones Industrial Average ETF Trust (DIA)
This table provides information about the institutional ownership of Spdr Dow Jones Industrial Average ETF Trust (DIA) during Q2 2021. The information is specifically focused on institutions that hold shares of SPDR DOW JONES INDUSTRIAL AVERAGE ETF TRUST.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
Jul 09, 2021
Q2 2021
|
Adviser Investments LLC
|
BUY
|
- |
1+ 0.14% |
$331 - $348
|
735
$318K
|
|
Jul 27, 2021
Q2 2021
|
Harbor Investment Advisory, LLC
|
BUY
|
- |
1+ 0.25% |
$331 - $348
|
404
$175K
|
|
Aug 12, 2021
Q2 2021
|
Tiedemann Advisors, LLC
|
BUY
|
- |
1+ 0.08% |
$331 - $348
|
1.25K
$540K
|
|
Aug 06, 2021
Q2 2021
|
Formidable Asset Management, LLC
Cincinnati, OH |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
Aug 06, 2021
Q2 2021
|
Keel Point, LLC
Huntsville, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
Aug 13, 2021
Q2 2021
|
Kesler, Norman & Wride, LLC
|
SELL
|
- |
-1- 0.03% |
$331 - $348
|
3.13K
$1.35M
|
|
Jul 19, 2021
Q2 2021
|
First United Bank & Trust
|
SELL
|
- |
-1- 0.09% |
$331 - $348
|
1.17K
$504K
|
|
Jul 29, 2021
Q2 2021
|
Whittier Trust CO Of Nevada Inc
|
SELL
|
- |
-1- -0.0% |
$331 - $348
|
28.1K
$12.2M
|
|
Jul 21, 2021
Q2 2021
|
Asset Dedication, LLC
|
SELL
|
- |
-2- 0.03% |
$663 - $696
|
6.26K
$2.7M
|
|
Aug 16, 2021
Q2 2021
|
Assetmark, Inc
|
SELL
|
- |
-2- 66.67% |
$663 - $696
|
1
$432
|
|
Aug 09, 2021
Q2 2021
|
First Horizon Advisors, Inc.
|
SELL
|
- |
-3- 0.04% |
$994 - $1.04K
|
7.47K
$3.23M
|
|
Aug 16, 2021
Q2 2021
|
Townsquare Capital LLC
|
SELL
|
- |
-4- 0.37% |
$1.33K - $1.39K
|
1.09K
$472K
|
|
Aug 10, 2021
Q2 2021
|
D.A. Davidson & Co.
|
SELL
|
- |
-5- 0.09% |
$1.66K - $1.74K
|
5.39K
$2.33M
|
|
Aug 04, 2021
Q2 2021
|
Mach 1 Financial Group, LLC
Bentonville, AR |
SELL
|
- |
-5Closed |
$1.66K - $1.74K
|
0
$0
|
|
Aug 12, 2021
Q2 2021
|
Regentatlantic Capital LLC
Morristown, NJ |
SELL
|
- |
-5- 0.14% |
$1.66K - $1.74K
|
3.58K
$1.55M
|
|
Aug 06, 2021
Q2 2021
|
Fifth Third Bancorp
|
SELL
|
- |
-7- 0.26% |
$2.32K - $2.44K
|
2.69K
$1.16M
|
|
Aug 11, 2021
Q2 2021
|
Calton & Associates, Inc.
|
SELL
|
- |
-7- 0.32% |
$2.32K - $2.44K
|
2.19K
$946K
|
|
Aug 06, 2021
Q2 2021
|
Mufg Americas Holdings Corp
|
SELL
|
- |
-8- 0.34% |
$2.65K - $2.78K
|
2.38K
$1.03M
|
|
Dec 01, 2022
Q2 2021
|
Mufg Americas Holdings Corp
|
SELL
|
- |
-8- 0.34% |
$2.65K - $2.78K
|
2.38K
$1.03M
|
|
Jul 27, 2021
Q2 2021
|
Wedbush Securities Inc
|
SELL
|
- |
-9- 0.06% |
$2.98K - $3.13K
|
15.5K
$6.71M
|
|
Aug 10, 2021
Q2 2021
|
First Bank & Trust
|
SELL
|
- |
-10- 2.11% |
$3.31K - $3.48K
|
464
$201K
|
|
Aug 04, 2021
Q2 2021
|
Nwam LLC
Mercer Island, WA |
SELL
|
- |
-10- 0.2% |
$3.31K - $3.48K
|
5.07K
$2.19M
|
|
Aug 12, 2021
Q2 2021
|
Traverso Chambers Private Wealth Management, LLC
|
SELL
|
- |
-11- 1.04% |
$3.65K - $3.83K
|
1.05K
$453K
|
|
Aug 12, 2021
Q2 2021
|
Truvestments Capital LLC
Sarasota, FL |
SELL
|
- |
-11- 7.14% |
$3.65K - $3.83K
|
143
$61.8K
|
|
Jul 15, 2021
Q2 2021
|
Global Retirement Partners, LLC
|
SELL
|
- |
-12- 0.56% |
$3.98K - $4.17K
|
2.13K
$919K
|
|
Jul 27, 2021
Q2 2021
|
Howard Wealth Management, LLC
Madison, CT |
SELL
|
- |
-13- 0.82% |
$4.31K - $4.52K
|
1.57K
$679K
|
|
Jul 22, 2021
Q2 2021
|
New Edge Advisors, LLC
New Orleans, LA |
SELL
|
- |
-13- 1.58% |
$4.31K - $4.52K
|
810
$350K
|
|
Jul 29, 2021
Q2 2021
|
Pegasus Asset Management, Inc.
|
SELL
|
- |
-15- 0.52% |
$4.97K - $5.22K
|
2.87K
$1.24M
|
|
Aug 13, 2021
Q2 2021
|
Pittenger & Anderson Inc
|
SELL
|
- |
-15- 0.06% |
$4.97K - $5.22K
|
25.3K
$10.9M
|
|
Jul 14, 2021
Q2 2021
|
Fortem Financial Group, LLC
|
SELL
|
- |
-18- 2.76% |
$5.97K - $6.26K
|
635
$275K
|
|
Jul 17, 2024
Q2 2021
|
Kelly Financial Services LLC
Braintree, MA |
SELL
|
- |
-18Closed |
$5.97K - $6.26K
|
0
$0
|
|
Jul 21, 2021
Q2 2021
|
Pinnacle Financial Partners Inc
|
SELL
|
- |
-18- 0.04% |
$5.97K - $6.26K
|
40.8K
$17.6M
|
|
Jul 22, 2021
Q2 2021
|
Dumont & Blake Investment Advisors LLC
|
SELL
|
- |
-20- 1.29% |
$6.63K - $6.96K
|
1.53K
$663K
|
|
Jul 12, 2021
Q2 2021
|
Cooper Financial Group
|
SELL
|
- |
-20- 1.73% |
$6.63K - $6.96K
|
1.14K
$492K
|
|
Aug 13, 2021
Q2 2021
|
Moneta Group Investment Advisors LLC
St Louis, MO |
SELL
|
- |
-22- 0.23% |
$7.29K - $7.65K
|
9.5K
$4.11M
|
|
Jul 27, 2021
Q2 2021
|
Ken Fisher
Fisher Asset Management, LLC | Camas, Wa
|
SELL
|
- |
-22- 2.77% |
$7.29K - $7.65K
|
771
$333K
|
|
Jul 20, 2021
Q2 2021
|
Alpha Cubed Investments, LLC
|
SELL
|
- |
-23- 2.71% |
$7.62K - $8K
|
825
$357K
|
|
Aug 16, 2021
Q2 2021
|
Eaton Vance Management
Boston, MA |
SELL
|
- |
-25- 0.86% |
$8.29K - $8.7K
|
2.88K
$1.25M
|
|
Aug 02, 2021
Q2 2021
|
Regal Wealth Group, Inc.
|
SELL
|
- |
-27Closed |
$8.95K - $9.39K
|
0
$0
|
|
Aug 09, 2021
Q2 2021
|
Bradley & Co. Private Wealth Management, LLC
|
SELL
|
- |
-28Closed |
$9.28K - $9.74K
|
0
$0
|
|
Jul 14, 2021
Q2 2021
|
Capital Investment Advisors, LLC
|
SELL
|
- |
-28- 1.64% |
$9.28K - $9.74K
|
1.68K
$726K
|
|
Aug 09, 2021
Q2 2021
|
Sandy Spring Bank
|
SELL
|
- |
-29- 2.26% |
$9.61K - $10.1K
|
1.26K
$544K
|
|
Aug 04, 2021
Q2 2021
|
Motco
|
SELL
|
- |
-30- 0.81% |
$9.94K - $10.4K
|
3.67K
$1.59M
|
|
Jul 30, 2021
Q2 2021
|
Paradigm, Strategies In Wealth Management, LLC
|
SELL
|
- |
-30- 2.22% |
$9.94K - $10.4K
|
1.32K
$571K
|
|
Aug 09, 2021
Q2 2021
|
Commerce Bank
Kansas City, MO |
SELL
|
- |
-31- 1.04% |
$10.3K - $10.8K
|
2.95K
$1.27M
|
|
Aug 19, 2021
Q2 2021
|
Wealth Plan Partners, LLC
Omaha, NE |
SELL
|
- |
-32- 2.6% |
$10.6K - $11.1K
|
1.2K
$519K
|
|
Jul 15, 2021
Q2 2021
|
First Financial Corp
|
SELL
|
- |
-32- 1.36% |
$10.6K - $11.1K
|
2.31K
$1M
|
|
Aug 05, 2021
Q2 2021
|
Lebenthal Global Advisors, LLC
|
SELL
|
- |
-35- 0.61% |
$11.6K - $12.2K
|
5.74K
$2.48M
|
|
Aug 06, 2021
Q2 2021
|
Burney CO
Reston, VA |
SELL
|
- |
-35- 2.06% |
$11.6K - $12.2K
|
1.67K
$721K
|
|
Aug 03, 2021
Q2 2021
|
Parsons Capital Management Inc
|
SELL
|
- |
-35- 2.77% |
$11.6K - $12.2K
|
1.23K
$531K
|