Purchases and Sales Made in Q4 2021 in Spdr Dow Jones Industrial Average ETF Trust (DIA)
This table provides information about the institutional ownership of Spdr Dow Jones Industrial Average ETF Trust (DIA) during Q4 2021. The information is specifically focused on institutions that hold shares of SPDR DOW JONES INDUSTRIAL AVERAGE ETF TRUST.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Jun 28, 2024
Q4 2021
|
Brown, Lisle/Cummings, Inc.
Providence, RI |
BUY
|
- |
108New |
$36.7K - $39.4K
|
108
$44.8K
|
|
|
Feb 04, 2022
Q4 2021
|
Abbrea Capital, LLC
|
BUY
|
- |
100+ 10.09% |
$34K - $36.5K
|
1.09K
$452K
|
|
|
Jan 26, 2022
Q4 2021
|
Verdence Capital Advisors LLC
Hunt Valley, MD |
BUY
|
- |
100+ 9.92% |
$34K - $36.5K
|
1.11K
$460K
|
|
|
Feb 14, 2022
Q4 2021
|
Empirical Financial Services, LLC D.B.A. Empirical Wealth Management
|
BUY
|
- |
98+ 5.07% |
$33.3K - $35.8K
|
2.03K
$842K
|
|
|
Feb 09, 2022
Q4 2021
|
Cmg Global Holdings, LLC
|
BUY
|
- |
97+ 1.65% |
$33K - $35.4K
|
5.99K
$2.48M
|
|
|
Feb 09, 2022
Q4 2021
|
Montag A & Associates Inc
Atlanta, GA |
BUY
|
- |
91+ 0.73% |
$30.9K - $33.2K
|
12.5K
$5.18M
|
|
|
Jan 31, 2022
Q4 2021
|
Nottingham Advisors, Inc.
Amherst, NY |
BUY
|
- |
88+ 6.47% |
$29.9K - $32.1K
|
1.45K
$601K
|
|
|
Feb 01, 2022
Q4 2021
|
Ellis Investment Partners, LLC
|
BUY
|
- |
87+ 15.18% |
$29.6K - $31.7K
|
660
$274K
|
|
|
Feb 14, 2022
Q4 2021
|
Evermay Wealth Management LLC
Arlington, VA |
BUY
|
- |
86+ 9.56% |
$29.2K - $31.4K
|
986
$409K
|
|
|
Feb 15, 2022
Q4 2021
|
Hbk Sorce Advisory LLC
Erie, PA |
BUY
|
- |
84+ 3.08% |
$28.6K - $30.6K
|
2.81K
$1.17M
|
|
|
Feb 14, 2022
Q4 2021
|
Commerce Bank
Kansas City, MO |
BUY
|
- |
80+ 2.66% |
$27.2K - $29.2K
|
3.08K
$1.28M
|
|
|
Feb 07, 2022
Q4 2021
|
Beaumont Financial Partners, LLC
|
BUY
|
- |
80+ 3.66% |
$27.2K - $29.2K
|
2.27K
$940K
|
|
|
Jan 28, 2022
Q4 2021
|
Greenwich Wealth Management LLC
Greenwich, CT |
BUY
|
- |
78+ 0.79% |
$26.5K - $28.5K
|
9.91K
$4.11M
|
|
|
Feb 10, 2022
Q4 2021
|
Cypress Capital, LLC
|
BUY
|
- |
78+ 2.05% |
$26.5K - $28.5K
|
3.88K
$1.61M
|
|
|
Jan 18, 2022
Q4 2021
|
Lindbrook Capital, LLC
|
BUY
|
- |
77New |
$26.2K - $28.1K
|
77
$31.9K
|
|
|
Jan 10, 2022
Q4 2021
|
Dixon Hubard Feinour & Brown Inc
|
BUY
|
- |
75+ 5.66% |
$25.5K - $27.4K
|
1.4K
$580K
|
|
|
Feb 01, 2022
Q4 2021
|
Centaurus Financial, Inc.
|
BUY
|
- |
70+ 1.25% |
$23.8K - $25.5K
|
5.66K
$2.35M
|
|
|
Feb 01, 2022
Q4 2021
|
D.B. Root & Company, LLC
|
BUY
|
- |
70+ 4.73% |
$23.8K - $25.5K
|
1.55K
$643K
|
|
|
Mar 14, 2023
Q4 2021
|
Private Portfolio Partners LLC
|
BUY
|
- |
70+ 2.86% |
$23.8K - $25.5K
|
2.52K
$1.04M
|
|
|
Jan 31, 2022
Q4 2021
|
Dumont & Blake Investment Advisors LLC
|
BUY
|
- |
69+ 4.5% |
$23.5K - $25.2K
|
1.6K
$665K
|
|
|
Feb 14, 2022
Q4 2021
|
Private Portfolio Partners LLC
|
BUY
|
- |
69+ 2.82% |
$23.5K - $25.2K
|
2.52K
$1.04M
|
|
|
Jan 18, 2022
Q4 2021
|
Global Trust Asset Management, LLC
|
BUY
|
- |
68+ 5.28% |
$23.1K - $24.8K
|
1.36K
$562K
|
|
|
Feb 15, 2022
Q4 2021
|
Flputnam Investment Management CO
Portland, ME |
BUY
|
- |
68+ 2.18% |
$23.1K - $24.8K
|
3.18K
$1.32M
|
|
|
Jan 24, 2022
Q4 2021
|
Ifg Advisors, LLC
|
BUY
|
- |
62+ 0.45% |
$21.1K - $22.6K
|
14K
$5.8M
|
|
|
Feb 09, 2022
Q4 2021
|
Retirement Group, LLC
|
BUY
|
- |
60+ 23.53% |
$20.4K - $21.9K
|
315
$131K
|
|
|
Feb 08, 2022
Q4 2021
|
Wilbanks Smith & Thomas Asset Management LLC
|
BUY
|
- |
59+ 5.03% |
$20.1K - $21.5K
|
1.23K
$511K
|
|
|
Jan 21, 2022
Q4 2021
|
Grandview Asset Management LLC
|
BUY
|
- |
58+ 1.44% |
$19.7K - $21.2K
|
4.07K
$1.69M
|
|
|
Jan 13, 2022
Q4 2021
|
Wealth Alliance Advisory Group, LLC
|
BUY
|
- |
55+ 1.61% |
$18.7K - $20.1K
|
3.47K
$1.44M
|
|
|
Feb 11, 2022
Q4 2021
|
Neuberger Berman Group LLC
New York, NY |
BUY
|
- |
53+ 0.65% |
$18K - $19.3K
|
8.25K
$3.42M
|
|
|
Feb 11, 2022
Q4 2021
|
Ford Financial Group, LLC
|
BUY
|
- |
52New |
$17.7K - $19K
|
52
$21.6K
|
|
|
Jan 26, 2022
Q4 2021
|
Creative Financial Designs Inc
|
BUY
|
- |
51+ 47.22% |
$17.3K - $18.6K
|
159
$65.9K
|
|
|
Feb 09, 2022
Q4 2021
|
Advanced Research Investment Solutions, LLC
|
BUY
|
- |
50New |
$17K - $18.2K
|
50
$20.7K
|
|
|
Feb 24, 2023
Q4 2021
|
Kaydan Wealth Management, Inc.
Fenton, MI |
BUY
|
- |
50+ 4.22% |
$17K - $18.2K
|
1.23K
$512K
|
|
|
Feb 15, 2022
Q4 2021
|
Armbruster Capital Management, Inc.
|
BUY
|
- |
49+ 0.43% |
$16.7K - $17.9K
|
11.6K
$4.79M
|
|
|
Jan 28, 2022
Q4 2021
|
First National Corp
|
BUY
|
- |
48+ 5.39% |
$16.3K - $17.5K
|
939
$389K
|
|
|
Jan 26, 2022
Q4 2021
|
Narwhal Capital Management
|
BUY
|
- |
45+ 0.56% |
$15.3K - $16.4K
|
8.14K
$3.37M
|
|
|
Feb 09, 2022
Q4 2021
|
Allegheny Financial Group LTD
Pittsburgh, PA |
BUY
|
- |
42New |
$14.3K - $15.3K
|
42
$17.4K
|
|
|
Jan 31, 2022
Q4 2021
|
Signal Point Asset Management, LLC
|
BUY
|
- |
40+ 0.64% |
$13.6K - $14.6K
|
6.32K
$2.62M
|
|
|
Jan 21, 2022
Q4 2021
|
Concord Wealth Partners
|
BUY
|
- |
38+ 29.23% |
$12.9K - $13.9K
|
168
$69.7K
|
|
|
Jan 20, 2022
Q4 2021
|
Bay Rivers Group
|
BUY
|
- |
37+ 0.3% |
$12.6K - $13.5K
|
12.2K
$5.06M
|
|
|
Jan 25, 2022
Q4 2021
|
Signaturefd, LLC
Atlanta, GA |
BUY
|
- |
36+ 3.59% |
$12.2K - $13.1K
|
1.04K
$431K
|
|
|
Jan 14, 2022
Q4 2021
|
Carlson Capital Management
|
BUY
|
- |
36+ 5.43% |
$12.2K - $13.1K
|
699
$290K
|
|
|
Feb 14, 2022
Q4 2021
|
Nelson, Van Denburg & Campbell Wealth Management Group, LLC
Omaha, NE |
BUY
|
- |
33+ 49.25% |
$11.2K - $12K
|
100
$41.5K
|
|
|
Feb 09, 2022
Q4 2021
|
Umb Bank, N.A.
|
BUY
|
- |
33New |
$11.2K - $12K
|
33
$13.7K
|
|
|
Feb 08, 2022
Q4 2021
|
Ausdal Financial Partners, Inc.
Davenport, IA |
BUY
|
- |
32+ 0.41% |
$10.9K - $11.7K
|
7.9K
$3.28M
|
|
|
Jan 27, 2022
Q4 2021
|
Regentatlantic Capital LLC
Morristown, NJ |
BUY
|
- |
31+ 0.81% |
$10.5K - $11.3K
|
3.88K
$1.61M
|
|
|
Feb 11, 2022
Q4 2021
|
Bcr Wealth Strategies, LLC
|
BUY
|
- |
30New |
$10.2K - $10.9K
|
30
$12.4K
|
|
|
Feb 10, 2022
Q4 2021
|
Financial Engines Advisors L.L.C.
Santa Clara, CA |
BUY
|
- |
30+ 1.95% |
$10.2K - $10.9K
|
1.57K
$649K
|
|
|
Feb 04, 2022
Q4 2021
|
F3 Logic, LLC
|
BUY
|
- |
30+ 3.4% |
$10.2K - $10.9K
|
912
$378K
|
|
|
Feb 14, 2022
Q4 2021
|
Claro Advisors LLC
Boston, MA |
BUY
|
- |
30+ 1.64% |
$10.2K - $10.9K
|
1.86K
$773K
|