Purchases and Sales Made in Q4 2021 in Spdr Dow Jones Industrial Average ETF Trust (DIA)
This table provides information about the institutional ownership of Spdr Dow Jones Industrial Average ETF Trust (DIA) during Q4 2021. The information is specifically focused on institutions that hold shares of SPDR DOW JONES INDUSTRIAL AVERAGE ETF TRUST.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 09, 2022
Q4 2021
|
Tiedemann Advisors, LLC
|
BUY
|
- |
2+ 0.16% |
$680 - $730
|
1.25K
$520K
|
|
|
Mar 12, 2024
Q4 2021
|
Executive Wealth Group LLC
Kirkland, WA |
BUY
|
- |
2+ 0.33% |
$680 - $730
|
608
$252K
|
|
|
Jan 31, 2022
Q4 2021
|
Adviser Investments LLC
|
BUY
|
- |
1+ 0.14% |
$340 - $365
|
737
$306K
|
|
|
Feb 02, 2022
Q4 2021
|
Truepoint, Inc.
|
BUY
|
- |
1+ 0.01% |
$340 - $365
|
9.51K
$3.94M
|
|
|
Jan 25, 2022
Q4 2021
|
Private Ocean, LLC
|
BUY
|
- |
1+ 0.32% |
$340 - $365
|
316
$131K
|
|
|
Dec 19, 2024
Q4 2021
|
Arcadia Investment Advisors LLC
Eagle, ID |
BUY
|
- |
1+ 0.41% |
$340 - $365
|
242
$100K
|
|
|
Feb 04, 2022
Q4 2021
|
Hcr Wealth Advisors
Los Angeles, CA |
BUY
|
- |
1+ 0.1% |
$340 - $365
|
1.04K
$432K
|
|
|
Jan 03, 2022
Q4 2021
|
Private Asset Management Inc
|
BUY
|
- |
1+ 0.11% |
$340 - $365
|
910
$377K
|
|
|
Feb 14, 2022
Q4 2021
|
Bell Investment Advisors, Inc
Oakland, CA |
BUY
|
- |
1+ 0.48% |
$340 - $365
|
209
$86.7K
|
|
|
Jan 10, 2022
Q4 2021
|
Harbor Investment Advisory, LLC
|
BUY
|
- |
1+ 0.33% |
$340 - $365
|
300
$124K
|
|
|
Feb 11, 2022
Q4 2021
|
Strategic Wealth Partners Group LLC
Deerfield, IL |
BUY
|
- |
1+ 0.12% |
$340 - $365
|
861
$357K
|
|
|
Feb 07, 2022
Q4 2021
|
Brandywine Oak Private Wealth LLC
|
BUY
|
- |
1+ 0.16% |
$340 - $365
|
614
$255K
|
|
|
Feb 08, 2022
Q4 2021
|
Srs Capital Advisors, Inc.
Denver, CO |
BUY
|
- |
1+ 0.28% |
$340 - $365
|
355
$147K
|
|
|
Feb 07, 2022
Q4 2021
|
Cullen/Frost Bankers, Inc.
|
BUY
|
- |
1+ 0.34% |
$340 - $365
|
291
$121K
|
|
|
Feb 07, 2022
Q4 2021
|
Sax Wealth Advisors, LLC
Parsippany, NJ |
BUY
|
- |
1+ 0.05% |
$340 - $365
|
1.86K
$773K
|
|
|
Feb 08, 2022
Q4 2021
|
Duncker Streett & CO Inc
|
BUY
|
- |
1+ 0.04% |
$340 - $365
|
2.62K
$1.09M
|
|
|
Jan 24, 2022
Q4 2021
|
Jackson, Grant Investment Advisers, Inc.
|
BUY
|
- |
1+ 0.27% |
$340 - $365
|
375
$156K
|
|
|
Jan 21, 2022
Q4 2021
|
Carnegie Capital Asset Management, LLC
|
SELL
|
- |
-1- 0.05% |
$340 - $365
|
1.95K
$808K
|
|
|
Feb 09, 2022
Q4 2021
|
Main Street Research LLC
Sausalito, CA |
SELL
|
- |
-1- 0.13% |
$340 - $365
|
750
$311K
|
|
|
Feb 02, 2022
Q4 2021
|
Fermata Advisors, LLC
Sonoma, CA |
SELL
|
- |
-1- 0.13% |
$340 - $365
|
780
$323K
|
|
|
Jan 20, 2022
Q4 2021
|
Signature Estate & Investment Advisors LLC
|
SELL
|
- |
-1- 0.16% |
$340 - $365
|
613
$254K
|
|
|
Jan 07, 2022
Q4 2021
|
Mc Adam, LLC
|
SELL
|
- |
-1- 0.07% |
$340 - $365
|
1.47K
$610K
|
|
|
Feb 11, 2022
Q4 2021
|
Sea Crest Wealth Management, LLC
Purchase, NY |
SELL
|
- |
-1- 0.06% |
$340 - $365
|
1.61K
$667K
|
|
|
Feb 08, 2022
Q4 2021
|
Verity Asset Management, Inc.
Durham, NC |
SELL
|
- |
-3- 0.14% |
$1.02K - $1.09K
|
2.16K
$894K
|
|
|
Jan 26, 2022
Q4 2021
|
180 Wealth Advisors, LLC
|
SELL
|
- |
-3- 0.16% |
$1.02K - $1.09K
|
1.88K
$780K
|
|
|
Feb 14, 2022
Q4 2021
|
Howe & Rusling Inc
Rochester, NY |
SELL
|
- |
-3- 0.13% |
$1.02K - $1.09K
|
2.29K
$948K
|
|
|
Feb 15, 2022
Q4 2021
|
Glenmede Trust CO Na
Philadelphia, PA |
SELL
|
- |
-4- 0.2% |
$1.36K - $1.46K
|
1.96K
$815K
|
|
|
Feb 03, 2022
Q4 2021
|
Executive Wealth Management, LLC
|
SELL
|
- |
-5- 0.34% |
$1.7K - $1.82K
|
1.47K
$608K
|
|
|
Feb 07, 2022
Q4 2021
|
Brr Op Co, LLC
|
SELL
|
- |
-5- 0.75% |
$1.7K - $1.82K
|
666
$276K
|
|
|
Jan 21, 2022
Q4 2021
|
Donaldson Capital Management, LLC
Evansville, IN |
SELL
|
- |
-6- 0.5% |
$2.04K - $2.19K
|
1.2K
$496K
|
|
|
Feb 01, 2022
Q4 2021
|
First Bank & Trust
|
SELL
|
- |
-7- 1.51% |
$2.38K - $2.55K
|
457
$190K
|
|
|
Jan 25, 2022
Q4 2021
|
Kistler Tiffany Companies, LLC
Berwyn, PA |
SELL
|
- |
-7- 11.11% |
$2.38K - $2.55K
|
56
$23.2K
|
|
|
Feb 08, 2022
Q4 2021
|
Accurate Wealth Management, LLC
|
SELL
|
- |
-8- 1.16% |
$2.72K - $2.92K
|
680
$282K
|
|
|
Feb 08, 2022
Q4 2021
|
Lionsbridge Wealth Management LLC
Jacksonville Beach, FL |
SELL
|
- |
-9- 0.83% |
$3.06K - $3.28K
|
1.08K
$446K
|
|
|
Jan 21, 2022
Q4 2021
|
U.S. Capital Wealth Advisors, LLC
Austin, TX |
SELL
|
- |
-9- 0.17% |
$3.06K - $3.28K
|
5.34K
$2.22M
|
|
|
Jan 18, 2022
Q4 2021
|
Howard Wealth Management, LLC
Madison, CT |
SELL
|
- |
-10- 0.63% |
$3.4K - $3.65K
|
1.58K
$653K
|
|
|
Jan 19, 2022
Q4 2021
|
Blue Fin Capital, Inc.
|
SELL
|
- |
-10- 1.2% |
$3.4K - $3.65K
|
820
$340K
|
|
|
Jan 14, 2022
Q4 2021
|
John W. Brooker & Co., Cp As
|
SELL
|
- |
-10- 1.16% |
$3.4K - $3.65K
|
850
$353K
|
|
|
Feb 10, 2022
Q4 2021
|
Core First Bank & Trust
Topeka, KS |
SELL
|
- |
-10- 2.63% |
$3.4K - $3.65K
|
370
$153K
|
|
|
Feb 10, 2022
Q4 2021
|
Edmond De Rothschild Holding S.A.
Chambesy, V8 |
SELL
|
- |
-10- 3.46% |
$3.4K - $3.65K
|
279
$116K
|
|
|
Feb 07, 2022
Q4 2021
|
Parsons Capital Management Inc
|
SELL
|
- |
-10- 0.81% |
$3.4K - $3.65K
|
1.22K
$505K
|
|
|
Jan 14, 2022
Q4 2021
|
Cambridge Advisors Inc.
|
SELL
|
- |
-11- 0.25% |
$3.74K - $4.01K
|
4.47K
$1.85M
|
|
|
Feb 08, 2022
Q4 2021
|
Motco
|
SELL
|
- |
-12- 0.33% |
$4.08K - $4.38K
|
3.62K
$1.5M
|
|
|
Jan 19, 2022
Q4 2021
|
Purus Wealth Management, LLC
|
SELL
|
- |
-12- 0.28% |
$4.08K - $4.38K
|
4.29K
$1.78M
|
|
|
Jan 13, 2022
Q4 2021
|
First Citizens Financial Corp
|
SELL
|
- |
-12- 1.52% |
$4.08K - $4.38K
|
775
$321K
|
|
|
Jan 24, 2022
Q4 2021
|
Cordasco Financial Network
|
SELL
|
- |
-15Closed |
$5.1K - $5.47K
|
0
$0
|
|
|
Jan 18, 2022
Q4 2021
|
Pegasus Asset Management, Inc.
|
SELL
|
- |
-15- 0.54% |
$5.1K - $5.47K
|
2.75K
$1.14M
|
|
|
Feb 08, 2022
Q4 2021
|
Central Trust CO
Jefferson City, MO |
SELL
|
- |
-17- 0.48% |
$5.78K - $6.2K
|
3.5K
$1.45M
|
|
|
Jan 31, 2022
Q4 2021
|
Rda Financial Network
|
SELL
|
- |
-17- 2.07% |
$5.78K - $6.2K
|
805
$334K
|
|
|
Mar 11, 2022
Q4 2021
|
Kozak & Associates, Inc.
Highlands Ranch, CO |
SELL
|
- |
-18- 1.61% |
$6.12K - $6.57K
|
1.1K
$456K
|