Purchases and Sales Made in Q3 2021 in First Trust Nyse Arca Biotechn (FBT)
This table provides information about the institutional ownership of First Trust Nyse Arca Biotechn (FBT) during Q3 2021. The information is specifically focused on institutions that hold shares of FIRST TRUST NYSE ARCA BIOTECHN.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
Nov 15, 2021
Q3 2021
|
Marshall Wace, LLP
London, X0 |
BUY
|
- |
480+ 20.4% |
$79.1K - $84.5K
|
2.83K
$486K
|
|
Nov 05, 2021
Q3 2021
|
Calton & Associates, Inc.
|
BUY
|
- |
470+ 10.05% |
$77.5K - $82.7K
|
5.15K
$883K
|
|
Nov 04, 2021
Q3 2021
|
Strategic Asset Management, LLC
|
BUY
|
- |
470New |
$77.5K - $82.7K
|
470
$80.6K
|
|
Oct 18, 2021
Q3 2021
|
Raymond James Trust N.A.
|
BUY
|
- |
445+ 12.36% |
$73.3K - $78.3K
|
4.05K
$694K
|
|
Nov 15, 2021
Q3 2021
|
Integrated Advisors Network LLC
Palos Verdes Estates, CA |
BUY
|
- |
422+ 8.33% |
$69.6K - $74.3K
|
5.49K
$941K
|
|
Oct 29, 2021
Q3 2021
|
Hartford Financial Management Inc.
|
BUY
|
- |
352+ 0.92% |
$58K - $62K
|
38.6K
$6.63M
|
|
Nov 16, 2021
Q3 2021
|
Cahill Financial Advisors Inc
Edina, MN |
BUY
|
- |
352New |
$58K - $62K
|
352
$60.4K
|
|
Oct 21, 2021
Q3 2021
|
Total Clarity Wealth Management, Inc.
|
BUY
|
- |
332New |
$54.7K - $58.4K
|
332
$56.9K
|
|
Oct 12, 2021
Q3 2021
|
Ifg Advisory, LLC
|
BUY
|
- |
323+ 5.96% |
$53.2K - $56.9K
|
5.74K
$984K
|
|
Oct 20, 2021
Q3 2021
|
Guidance Point Advisors, LLC
|
BUY
|
- |
310New |
$51.1K - $54.6K
|
310
$53.2K
|
|
Oct 29, 2021
Q3 2021
|
New Edge Advisors, LLC
New Orleans, LA |
BUY
|
- |
309+ 14.9% |
$50.9K - $54.4K
|
2.38K
$409K
|
|
Oct 12, 2021
Q3 2021
|
Tsfg, LLC
|
BUY
|
- |
285New |
$47K - $50.2K
|
285
$48.9K
|
|
Nov 12, 2021
Q3 2021
|
Prospera Financial Services Inc
|
BUY
|
- |
254+ 2.75% |
$41.9K - $44.7K
|
9.49K
$1.63M
|
|
Nov 12, 2021
Q3 2021
|
Blair William & CO
Chicago, IL |
BUY
|
- |
250+ 85.32% |
$41.2K - $44K
|
543
$93.1K
|
|
Oct 14, 2021
Q3 2021
|
Wespac Advisors So Cal, LLC
|
BUY
|
- |
200+ 1.96% |
$33K - $35.2K
|
10.4K
$1.78M
|
|
Nov 12, 2021
Q3 2021
|
Four Thought Financial, LLC
Venice, FL |
BUY
|
- |
195New |
$32.1K - $34.3K
|
195
$33.4K
|
|
Nov 12, 2021
Q3 2021
|
Steward Partners Investment Advisory, LLC
|
BUY
|
- |
193+ 1.88% |
$31.8K - $34K
|
10.5K
$1.8M
|
|
Nov 12, 2021
Q3 2021
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
179+ 36.61% |
$29.5K - $31.5K
|
668
$115K
|
|
Oct 14, 2021
Q3 2021
|
Financial Enhancement Group LLC
Anderson, IN |
BUY
|
- |
172+ 11.79% |
$28.3K - $30.3K
|
1.63K
$280K
|
|
Nov 16, 2021
Q3 2021
|
Atria Investments LLC
Charlotte, NC |
BUY
|
- |
161+ 1.32% |
$26.5K - $28.3K
|
12.4K
$2.12M
|
|
Nov 16, 2021
Q3 2021
|
Captrust Financial Advisors
Raleigh, NC |
BUY
|
- |
150+ 35.55% |
$24.7K - $26.4K
|
572
$98.1K
|
|
Oct 19, 2021
Q3 2021
|
Arkadios Wealth Advisors
|
BUY
|
- |
149+ 10.29% |
$24.6K - $26.2K
|
1.6K
$274K
|
|
Nov 12, 2021
Q3 2021
|
Oppenheimer & CO Inc
New York, NY |
BUY
|
- |
139+ 3.82% |
$22.9K - $24.5K
|
3.78K
$648K
|
|
Oct 15, 2021
Q3 2021
|
Meridian Wealth Management, LLC
|
BUY
|
- |
138+ 3.14% |
$22.7K - $24.3K
|
4.53K
$777K
|
|
Nov 03, 2021
Q3 2021
|
Clear Harbor Asset Management, LLC
|
BUY
|
- |
130+ 1.0% |
$21.4K - $22.9K
|
13.1K
$2.24M
|
|
Nov 02, 2021
Q3 2021
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
124+ 0.4% |
$20.4K - $21.8K
|
30.8K
$5.29M
|
|
Nov 15, 2021
Q3 2021
|
Oder Investment Management, LLC
Woodland Hills, CA |
BUY
|
- |
117+ 3.88% |
$19.3K - $20.6K
|
3.13K
$537K
|
|
Oct 12, 2021
Q3 2021
|
Tarbox Family Office, Inc.
|
BUY
|
- |
110New |
$18.1K - $19.4K
|
110
$18.9K
|
|
Nov 16, 2021
Q3 2021
|
Global Wealth Management Investment Advisory, Inc.
Fort Lauderdale, FL |
BUY
|
- |
100New |
$16.5K - $17.6K
|
100
$17.1K
|
|
Oct 06, 2021
Q3 2021
|
Mascoma Wealth Management LLC
|
BUY
|
- |
100New |
$16.5K - $17.6K
|
100
$17.1K
|
|
Oct 22, 2021
Q3 2021
|
Spire Wealth Management
|
BUY
|
- |
81+ 7.16% |
$13.4K - $14.3K
|
1.21K
$208K
|
|
Nov 12, 2021
Q3 2021
|
C M Bidwell & Associates LTD
Honolulu, HI |
BUY
|
- |
75New |
$12.4K - $13.2K
|
75
$12.9K
|
|
Nov 15, 2021
Q3 2021
|
Integrated Wealth Concepts LLC
|
BUY
|
- |
70+ 0.58% |
$11.5K - $12.3K
|
12.2K
$2.1M
|
|
Nov 12, 2021
Q3 2021
|
Psi Advisors, LLC
|
BUY
|
- |
70New |
$11.5K - $12.3K
|
70
$12K
|
|
Oct 15, 2021
Q3 2021
|
Spectrum Wealth Advisory Group, LLC
|
BUY
|
- |
64+ 0.41% |
$10.5K - $11.3K
|
15.8K
$2.71M
|
|
Oct 20, 2021
Q3 2021
|
Gps Wealth Strategies Group, LLC
|
BUY
|
- |
60+ 3.1% |
$9.89K - $10.6K
|
1.99K
$342K
|
|
Nov 04, 2021
Q3 2021
|
Pfg Private Wealth Management, LLC
|
BUY
|
- |
60New |
$9.89K - $10.6K
|
60
$10.3K
|
|
Oct 07, 2021
Q3 2021
|
Lake Street Financial LLC
|
BUY
|
- |
60+ 1.87% |
$9.89K - $10.6K
|
3.26K
$559K
|
|
Nov 03, 2021
Q3 2021
|
Kovack Advisors, Inc.
|
BUY
|
- |
50+ 2.89% |
$8.24K - $8.8K
|
1.78K
$305K
|
|
Dec 03, 2021
Q3 2021
|
Kingsview Wealth Management, LLC
Grants Pass, OR |
BUY
|
- |
42+ 1.44% |
$6.92K - $7.39K
|
2.96K
$507K
|
|
Oct 08, 2021
Q3 2021
|
Creative Financial Designs Inc
|
BUY
|
- |
30+ 2.51% |
$4.94K - $5.28K
|
1.22K
$210K
|
|
Nov 12, 2021
Q3 2021
|
Vectors Research Management, LLC
New York, NY |
BUY
|
- |
17New |
$2.8K - $2.99K
|
17
$2.92K
|
|
Jul 29, 2022
Q3 2021
|
Tpg Financial Advisors, LLC
|
BUY
|
- |
5+ 0.04% |
$824 - $880
|
12.5K
$2.14M
|
|
Nov 12, 2021
Q3 2021
|
Financial Gravity Asset Management, Inc.
|
BUY
|
- |
5New |
$824 - $880
|
5
$857
|
|
Nov 09, 2021
Q3 2021
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
Nov 04, 2021
Q3 2021
|
Keel Point, LLC
Huntsville, AL |
SELL
|
- |
0Closed |
$0 - $0
|
0
$0
|
|
Nov 12, 2021
Q3 2021
|
Bank Of Montreal
Toronto, A6 |
SELL
|
- |
-2- 0.46% |
$330 - $352
|
435
$74.6K
|
|
Aug 10, 2023
Q3 2021
|
Tucker Asset Management LLC
Littleton, CO |
SELL
|
- |
-3Closed |
$494 - $528
|
0
$0
|
|
Oct 06, 2021
Q3 2021
|
Clarus Wealth Advisors
|
SELL
|
- |
-5- 0.27% |
$824 - $880
|
1.82K
$312K
|
|
Oct 29, 2021
Q3 2021
|
Rda Financial Network
|
SELL
|
- |
-6- 0.2% |
$989 - $1.06K
|
2.93K
$502K
|