Purchases and Sales Made in Q3 2021 in First Trust Nyse Arca Biotechn (FBT)
This table provides information about the institutional ownership of First Trust Nyse Arca Biotechn (FBT) during Q3 2021. The information is specifically focused on institutions that hold shares of FIRST TRUST NYSE ARCA BIOTECHN.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
Nov 09, 2021
Q3 2021
|
Core Wealth Advisors, Inc.
Lakeland, FL |
SELL
|
- |
-10- 4.74% |
$1.65K - $1.76K
|
201
$35K
|
|
Oct 21, 2021
Q3 2021
|
Lloyd Advisory Services, Llc.
Suwanee, GA |
SELL
|
- |
-14- 87.5% |
$2.31K - $2.46K
|
2
$349
|
|
Nov 15, 2021
Q3 2021
|
Ranch Capital Advisors Inc.
Sarasota, FL |
SELL
|
- |
-15- 0.62% |
$2.47K - $2.64K
|
2.41K
$421K
|
|
Nov 10, 2021
Q3 2021
|
Heritage Wealth Management, LLC
Phoenix, AZ |
SELL
|
- |
-16- 3.51% |
$2.64K - $2.82K
|
440
$76.7K
|
|
Oct 21, 2021
Q3 2021
|
Tfg Advisers LLC
|
SELL
|
- |
-16- 0.39% |
$2.64K - $2.82K
|
4.06K
$707K
|
|
Oct 28, 2021
Q3 2021
|
Better Money Decisions, LLC
|
SELL
|
- |
-16Closed |
$2.64K - $2.82K
|
0
$0
|
|
Nov 12, 2021
Q3 2021
|
Delos Wealth Advisors, LLC
Dallas, TX |
SELL
|
- |
-20Closed |
$3.3K - $3.52K
|
0
$0
|
|
Nov 08, 2021
Q3 2021
|
Charter Oak Capital Management, LLC
|
SELL
|
- |
-20- 12.5% |
$3.3K - $3.52K
|
140
$24.4K
|
|
Nov 09, 2021
Q3 2021
|
Bedell Frazier Investment Counseling, LLC
|
SELL
|
- |
-22- 0.45% |
$3.63K - $3.87K
|
4.89K
$853K
|
|
Nov 16, 2021
Q3 2021
|
Sea Crest Wealth Management, LLC
Purchase, NY |
SELL
|
- |
-24- 1.8% |
$3.96K - $4.22K
|
1.31K
$228K
|
|
Oct 18, 2021
Q3 2021
|
Gradient Investments LLC
|
SELL
|
- |
-28- 3.21% |
$4.61K - $4.93K
|
844
$147K
|
|
Oct 27, 2021
Q3 2021
|
Stephens Inc
|
SELL
|
- |
-35- 0.92% |
$5.77K - $6.16K
|
3.78K
$660K
|
|
Nov 12, 2021
Q3 2021
|
Eqis Capital Management, Inc.
San Rafael, CA |
SELL
|
- |
-36- 2.5% |
$5.93K - $6.34K
|
1.4K
$244K
|
|
Oct 21, 2021
Q3 2021
|
Cornell Pochily Investment Advisors, Inc.
|
SELL
|
- |
-41- 1.82% |
$6.76K - $7.22K
|
2.22K
$387K
|
|
Oct 19, 2021
Q3 2021
|
Pinnacle Associates LTD
|
SELL
|
- |
-45- 3.47% |
$7.42K - $7.92K
|
1.25K
$218K
|
|
Nov 15, 2021
Q3 2021
|
Main Street Financial Solutions, LLC
|
SELL
|
- |
-50- 3.75% |
$8.24K - $8.8K
|
1.29K
$224K
|
|
Nov 04, 2021
Q3 2021
|
Modera Wealth Management, LLC
|
SELL
|
- |
-59- 4.44% |
$9.72K - $10.4K
|
1.27K
$222K
|
|
Nov 05, 2021
Q3 2021
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
SELL
|
- |
-70- 2.33% |
$11.5K - $12.3K
|
2.93K
$511K
|
|
Nov 15, 2021
Q3 2021
|
Northern Oak Wealth Management Inc
Milwaukee, WI |
SELL
|
- |
-70Closed |
$11.5K - $12.3K
|
0
$0
|
|
Nov 09, 2021
Q3 2021
|
Geneos Wealth Management Inc.
|
SELL
|
- |
-75- 5.09% |
$12.4K - $13.2K
|
1.4K
$244K
|
|
Nov 16, 2021
Q3 2021
|
National Asset Management, Inc.
Boca Raton, FL |
SELL
|
- |
-81- 0.37% |
$13.4K - $14.3K
|
21.6K
$3.76M
|
|
Nov 10, 2021
Q3 2021
|
Formidable Asset Management, LLC
Cincinnati, OH |
SELL
|
- |
-85- 6.08% |
$14K - $15K
|
1.31K
$229K
|
|
Nov 15, 2021
Q3 2021
|
Eaton Vance Management
Boston, MA |
SELL
|
- |
-100Closed |
$16.5K - $17.6K
|
0
$0
|
|
Nov 04, 2021
Q3 2021
|
Woodward Diversified Capital, LLC
|
SELL
|
- |
-113- 1.34% |
$18.6K - $19.9K
|
8.3K
$1.45M
|
|
Nov 12, 2021
Q3 2021
|
Wealth Shield Partners, LLC
Cary, NC |
SELL
|
- |
-122Closed |
$20.1K - $21.5K
|
0
$0
|
|
Oct 08, 2021
Q3 2021
|
Wedbush Securities Inc
|
SELL
|
- |
-127- 8.41% |
$20.9K - $22.4K
|
1.38K
$241K
|
|
Oct 28, 2021
Q3 2021
|
Eukles Asset Management
|
SELL
|
- |
-135- 12.57% |
$22.3K - $23.8K
|
939
$164K
|
|
Oct 28, 2021
Q3 2021
|
Signal Point Asset Management, LLC
|
SELL
|
- |
-150- 1.62% |
$24.7K - $26.4K
|
9.12K
$1.59M
|
|
Nov 15, 2021
Q3 2021
|
Mml Investors Services, LLC
Springfield, MA |
SELL
|
- |
-168- 7.35% |
$27.7K - $29.6K
|
2.12K
$369K
|
|
Nov 12, 2021
Q3 2021
|
Thrive Capital Management, LLC
Fort Washington, PA |
SELL
|
- |
-205- 4.56% |
$33.8K - $36.1K
|
4.29K
$749K
|
|
Oct 21, 2021
Q3 2021
|
Kestra Private Wealth Services, LLC
|
SELL
|
- |
-205- 1.34% |
$33.8K - $36.1K
|
15.1K
$2.64M
|
|
Nov 05, 2021
Q3 2021
|
Financial Partners Group, Inc
Overland Park, KS |
SELL
|
- |
-219- 9.16% |
$36.1K - $38.6K
|
2.17K
$379K
|
|
Oct 14, 2021
Q3 2021
|
Great Valley Advisor Group, Inc.
|
SELL
|
- |
-266- 4.77% |
$43.8K - $46.8K
|
5.32K
$927K
|
|
Nov 02, 2021
Q3 2021
|
Benjamin Edwards Inc
Clayton, MO |
SELL
|
- |
-311- 34.33% |
$51.3K - $54.7K
|
595
$104K
|
|
Nov 05, 2021
Q3 2021
|
1 St Source Bank
|
SELL
|
- |
-314- 3.21% |
$51.8K - $55.3K
|
9.48K
$1.65M
|
|
Nov 12, 2021
Q3 2021
|
Quad Cities Investment Group, LLC
Davenport, IA |
SELL
|
- |
-324- 3.6% |
$53.4K - $57K
|
8.68K
$1.51M
|
|
Oct 28, 2021
Q3 2021
|
Capital Investment Advisory Services, LLC
|
SELL
|
- |
-349Closed |
$57.5K - $61.4K
|
0
$0
|
|
Nov 15, 2021
Q3 2021
|
United Capital Financial Advisers, LLC
Newport Beach, CA |
SELL
|
- |
-368- 2.49% |
$60.7K - $64.8K
|
14.4K
$2.51M
|
|
Dec 22, 2022
Q3 2021
|
Campbell Wealth Management
|
SELL
|
- |
-381- 18.39% |
$62.8K - $67.1K
|
1.69K
$295K
|
|
Nov 04, 2021
Q3 2021
|
Financial Advocates Investment Management
Olympia, WA |
SELL
|
- |
-394- 5.66% |
$64.9K - $69.4K
|
6.56K
$1.14M
|
|
Nov 12, 2021
Q3 2021
|
Tru Independence LLC
|
SELL
|
- |
-414Closed |
$68.2K - $72.9K
|
0
$0
|
|
Oct 22, 2021
Q3 2021
|
Global Retirement Partners, LLC
|
SELL
|
- |
-435- 61.01% |
$71.7K - $76.6K
|
278
$48.5K
|
|
Oct 19, 2021
Q3 2021
|
Cambridge Advisors Inc.
|
SELL
|
- |
-449- 11.4% |
$74K - $79K
|
3.49K
$608K
|
|
Oct 28, 2021
Q3 2021
|
Destiny Wealth Partners, LLC
|
SELL
|
- |
-472- 16.68% |
$77.8K - $83.1K
|
2.36K
$411K
|
|
Nov 05, 2021
Q3 2021
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-503- 0.36% |
$82.9K - $88.5K
|
141K
$24.6M
|
|
Nov 08, 2021
Q3 2021
|
Stonebridge Financial Planning Group, LLC
|
SELL
|
- |
-510- 19.5% |
$84.1K - $89.8K
|
2.11K
$367K
|
|
Nov 10, 2021
Q3 2021
|
J Arnold Wealth Management CO
Youngstown, OH |
SELL
|
- |
-514- 27.34% |
$84.7K - $90.5K
|
1.37K
$238K
|
|
Oct 20, 2021
Q3 2021
|
Crumly & Associates Inc.
|
SELL
|
- |
-543- 2.82% |
$89.5K - $95.6K
|
18.7K
$3.26M
|
|
Nov 05, 2021
Q3 2021
|
Advisory Services Network, LLC
|
SELL
|
- |
-552Closed |
$91K - $97.2K
|
0
$0
|
|
Nov 16, 2021
Q3 2021
|
Cetera Advisor Networks LLC
El Segundo, CA |
SELL
|
- |
-562- 6.51% |
$92.6K - $98.9K
|
8.07K
$1.41M
|