Purchases and Sales Made in Q4 2020 in First Trust Nyse Arca Biotechn (FBT)
This table provides information about the institutional ownership of First Trust Nyse Arca Biotechn (FBT) during Q4 2020. The information is specifically focused on institutions that hold shares of FIRST TRUST NYSE ARCA BIOTECHN.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 10, 2021
Q4 2020
|
Financial Enhancement Group LLC
Anderson, IN |
BUY
|
- |
2+ 0.15% |
$306 - $349
|
1.34K
$243K
|
|
|
Jan 12, 2021
Q4 2020
|
Clarus Wealth Advisors
|
BUY
|
- |
1+ 0.07% |
$153 - $175
|
1.42K
$257K
|
|
|
Feb 18, 2021
Q4 2020
|
Safeguard Investment Advisory Group, LLC
|
BUY
|
- |
1New |
$153 - $175
|
1
$182
|
|
|
Feb 02, 2021
Q4 2020
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Feb 09, 2021
Q4 2020
|
Equitable Holdings, Inc.
New York, NY |
SELL
|
- |
-4- 0.29% |
$611 - $698
|
1.36K
$247K
|
|
|
Jan 26, 2021
Q4 2020
|
Eukles Asset Management
|
SELL
|
- |
-7- 0.62% |
$1.07K - $1.22K
|
1.13K
$205K
|
|
|
Jan 19, 2021
Q4 2020
|
Lake Street Financial LLC
|
SELL
|
- |
-10- 0.31% |
$1.53K - $1.75K
|
3.24K
$589K
|
|
|
Feb 12, 2021
Q4 2020
|
Rockefeller Capital Management L.P.
New York, NY |
SELL
|
- |
-20- 5.13% |
$3.06K - $3.49K
|
370
$67.3K
|
|
|
Feb 16, 2021
Q4 2020
|
Wedbush Securities Inc
|
SELL
|
- |
-22- 1.37% |
$3.36K - $3.84K
|
1.58K
$288K
|
|
|
Feb 09, 2021
Q4 2020
|
Blair William & CO
Chicago, IL |
SELL
|
- |
-29- 9.01% |
$4.43K - $5.06K
|
293
$53.3K
|
|
|
Nov 14, 2024
Q4 2020
|
Plotkin Financial Advisors, LLC
Chevy Chase, MD |
SELL
|
- |
-51- 1.79% |
$7.79K - $8.9K
|
2.8K
$509K
|
|
|
Feb 09, 2021
Q4 2020
|
Sea Crest Wealth Management, LLC
Purchase, NY |
SELL
|
- |
-59- 3.93% |
$9.01K - $10.3K
|
1.44K
$263K
|
|
|
Feb 05, 2021
Q4 2020
|
Core Wealth Advisors, Inc.
Lakeland, FL |
SELL
|
- |
-66- 16.14% |
$10.1K - $11.5K
|
343
$62.4K
|
|
|
Feb 09, 2021
Q4 2020
|
Advisory Services Network, LLC
|
SELL
|
- |
-67- 7.7% |
$10.2K - $11.7K
|
803
$146K
|
|
|
Feb 10, 2021
Q4 2020
|
Stephens Inc
|
SELL
|
- |
-71- 1.88% |
$10.8K - $12.4K
|
3.71K
$674K
|
|
|
Jan 13, 2021
Q4 2020
|
Global Trust Asset Management, LLC
|
SELL
|
- |
-75Closed |
$11.5K - $13.1K
|
0
$0
|
|
|
Feb 16, 2021
Q4 2020
|
Advisory Alpha, LLC
|
SELL
|
- |
-80Closed |
$12.2K - $14K
|
0
$0
|
|
|
Jan 27, 2021
Q4 2020
|
Stonebridge Financial Planning Group, LLC
|
SELL
|
- |
-85- 2.6% |
$13K - $14.8K
|
3.19K
$580K
|
|
|
Feb 01, 2021
Q4 2020
|
Cornell Pochily Investment Advisors, Inc.
|
SELL
|
- |
-87- 3.48% |
$13.3K - $15.2K
|
2.42K
$439K
|
|
|
Jan 14, 2021
Q4 2020
|
Kovack Advisors, Inc.
|
SELL
|
- |
-93- 4.22% |
$14.2K - $16.2K
|
2.11K
$384K
|
|
|
Feb 03, 2021
Q4 2020
|
Advisors Preferred, LLC
Rockville, MD |
SELL
|
- |
-99Closed |
$15.1K - $17.3K
|
0
$0
|
|
|
Feb 16, 2021
Q4 2020
|
Wealth Shield Partners, LLC
Cary, NC |
SELL
|
- |
-115Closed |
$17.6K - $20.1K
|
0
$0
|
|
|
Feb 11, 2021
Q4 2020
|
Steward Partners Investment Advisory, LLC
|
SELL
|
- |
-145- 1.6% |
$22.1K - $25.3K
|
8.9K
$1.62M
|
|
|
Feb 12, 2021
Q4 2020
|
Brown Advisory Securities, LLC
|
SELL
|
- |
-150- 1.18% |
$22.9K - $26.2K
|
12.6K
$2.29M
|
|
|
Feb 17, 2021
Q4 2020
|
Cetera Advisor Networks LLC
El Segundo, CA |
SELL
|
- |
-153- 1.39% |
$23.4K - $26.7K
|
10.9K
$1.97M
|
|
|
Feb 16, 2021
Q4 2020
|
Captrust Financial Advisors
Raleigh, NC |
SELL
|
- |
-155- 24.6% |
$23.7K - $27.1K
|
475
$86.4K
|
|
|
Feb 16, 2021
Q4 2020
|
Thrivent Financial For Lutherans
Minneapolis, MN |
SELL
|
- |
-158- 11.5% |
$24.1K - $27.6K
|
1.22K
$221K
|
|
|
Feb 16, 2021
Q4 2020
|
Nations Financial Group Inc,
Cedar Rapids, IA |
SELL
|
- |
-165- 5.92% |
$25.2K - $28.8K
|
2.62K
$477K
|
|
|
Feb 10, 2021
Q4 2020
|
Bedell Frazier Investment Counseling, LLC
|
SELL
|
- |
-168- 3.36% |
$25.7K - $29.3K
|
4.83K
$878K
|
|
|
Jan 22, 2021
Q4 2020
|
Cypress Wealth Services, LLC
|
SELL
|
- |
-187- 7.64% |
$28.6K - $32.6K
|
2.26K
$411K
|
|
|
Jan 13, 2021
Q4 2020
|
Raymond James Trust N.A.
|
SELL
|
- |
-188- 4.1% |
$28.7K - $32.8K
|
4.4K
$800K
|
|
|
Feb 16, 2021
Q4 2020
|
Glenmede Trust CO Na
Philadelphia, PA |
SELL
|
- |
-190Closed |
$29K - $33.2K
|
0
$0
|
|
|
Feb 11, 2021
Q4 2020
|
Mutual Advisors, LLC
Casper, WY |
SELL
|
- |
-195- 2.56% |
$29.8K - $34K
|
7.41K
$1.35M
|
|
|
Feb 10, 2021
Q4 2020
|
D.A. Davidson & Co.
|
SELL
|
- |
-210- 0.46% |
$32.1K - $36.6K
|
45.4K
$8.25M
|
|
|
Jan 25, 2021
Q4 2020
|
Juncture Wealth Strategies, LLC
|
SELL
|
- |
-215- 3.01% |
$32.8K - $37.5K
|
6.92K
$1.26M
|
|
|
Jan 25, 2021
Q4 2020
|
Centaurus Financial, Inc.
|
SELL
|
- |
-222- 5.45% |
$33.9K - $38.7K
|
3.85K
$700K
|
|
|
Feb 05, 2021
Q4 2020
|
Lincoln National Corp
|
SELL
|
- |
-224- 2.33% |
$34.2K - $39.1K
|
9.38K
$1.7M
|
|
|
Feb 16, 2021
Q4 2020
|
Financial Partners Group, Inc
Overland Park, KS |
SELL
|
- |
-237- 3.0% |
$36.2K - $41.4K
|
7.68K
$1.4M
|
|
|
Feb 04, 2021
Q4 2020
|
Us Bancorp \De\
|
SELL
|
- |
-239- 14.26% |
$36.5K - $41.7K
|
1.44K
$261K
|
|
|
Jan 22, 2021
Q4 2020
|
Mgo One Seven LLC
Beachwood, OH |
SELL
|
- |
-245- 7.54% |
$37.4K - $42.8K
|
3K
$546K
|
|
|
Feb 16, 2021
Q4 2020
|
Cozad Asset Management Inc
Champaign, IL |
SELL
|
- |
-250- 7.36% |
$38.2K - $43.6K
|
3.15K
$572K
|
|
|
Feb 11, 2021
Q4 2020
|
Axiom Investment Management LLC
New York, NY |
SELL
|
- |
-254- 11.19% |
$38.8K - $44.3K
|
2.02K
$367K
|
|
|
Feb 02, 2021
Q4 2020
|
Wespac Advisors So Cal, LLC
|
SELL
|
- |
-279- 9.24% |
$42.6K - $48.7K
|
2.74K
$498K
|
|
|
Feb 12, 2021
Q4 2020
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
SELL
|
- |
-292- 8.07% |
$44.6K - $51K
|
3.33K
$605K
|
|
|
Jan 19, 2021
Q4 2020
|
Triton Wealth Management, Pllc
|
SELL
|
- |
-310- 17.75% |
$47.4K - $54.1K
|
1.44K
$261K
|
|
|
Feb 04, 2021
Q4 2020
|
Atwood & Palmer Inc
|
SELL
|
- |
-335- 3.13% |
$51.2K - $58.5K
|
10.4K
$1.88M
|
|
|
Jan 29, 2021
Q4 2020
|
Stratos Wealth Partners, Ltd.
|
SELL
|
- |
-360- 4.16% |
$55K - $62.8K
|
8.29K
$1.51M
|
|
|
Feb 16, 2021
Q4 2020
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
SELL
|
- |
-374- 1.08% |
$57.1K - $65.3K
|
34.4K
$6.25M
|
|
|
Feb 02, 2021
Q4 2020
|
Rfg Advisory, LLC
Birmingham, AL |
SELL
|
- |
-378- 10.18% |
$57.7K - $66K
|
3.33K
$606K
|
|
|
Feb 01, 2021
Q4 2020
|
Ae Wealth Management LLC
|
SELL
|
- |
-400- 7.63% |
$61.1K - $69.8K
|
4.84K
$880K
|