Purchases and Sales Made in Q4 2020 in First Trust Nyse Arca Biotechn (FBT)
This table provides information about the institutional ownership of First Trust Nyse Arca Biotechn (FBT) during Q4 2020. The information is specifically focused on institutions that hold shares of FIRST TRUST NYSE ARCA BIOTECHN.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
Jan 08, 2024
Q4 2020
|
Snowden Capital Advisors LLC
New York, NY |
SELL
|
- |
-424- 6.87% |
$64.8K - $74K
|
5.75K
$994K
|
|
Feb 05, 2021
Q4 2020
|
Rda Financial Network
|
SELL
|
- |
-468- 12.73% |
$71.5K - $81.7K
|
3.21K
$555K
|
|
Feb 11, 2021
Q4 2020
|
Eqis Capital Management, Inc.
San Rafael, CA |
SELL
|
- |
-475- 12.26% |
$72.6K - $82.9K
|
3.4K
$588K
|
|
Feb 12, 2021
Q4 2020
|
Bank Julius Baer & Co. Ltd, Zurich
|
SELL
|
- |
-477- 3.41% |
$72.9K - $83.2K
|
13.5K
$2.34M
|
|
Feb 09, 2021
Q4 2020
|
Sawtooth Solutions, LLC
|
SELL
|
- |
-484- 18.03% |
$73.9K - $84.5K
|
2.2K
$381K
|
|
Feb 02, 2021
Q4 2020
|
Simplex Trading, LLC
|
SELL
|
- |
-495Closed |
$75.6K - $86.4K
|
0
$0
|
|
Feb 09, 2021
Q4 2020
|
Sigma Planning Corp
Ann Arbor, MI |
SELL
|
- |
-502- 6.01% |
$76.7K - $87.6K
|
7.85K
$1.36M
|
|
Jan 22, 2021
Q4 2020
|
Avantax Advisory Services, Inc.
|
SELL
|
- |
-539- 2.8% |
$82.3K - $94.1K
|
18.7K
$3.24M
|
|
Sep 15, 2021
Q4 2020
|
Cwm, LLC
|
SELL
|
- |
-581- 7.38% |
$88.7K - $101K
|
7.3K
$1.26M
|
|
Jan 29, 2021
Q4 2020
|
Great Valley Advisor Group, Inc.
|
SELL
|
- |
-626- 10.19% |
$95.6K - $109K
|
5.52K
$954K
|
|
Jan 21, 2021
Q4 2020
|
Kestra Private Wealth Services, LLC
|
SELL
|
- |
-875- 4.61% |
$134K - $153K
|
18.1K
$3.13M
|
|
Feb 08, 2021
Q4 2020
|
Resources Investment Advisors, Llc.
Overland Park, KS |
SELL
|
- |
-1.06K- 18.67% |
$162K - $186K
|
4.63K
$801K
|
|
Jan 08, 2021
Q4 2020
|
Creative Financial Designs Inc
|
SELL
|
- |
-1.64K- 36.08% |
$251K - $286K
|
2.91K
$503K
|
|
Feb 11, 2021
Q4 2020
|
Northern Trust Corp
Chicago, IL |
SELL
|
- |
-1.68KClosed |
$257K - $293K
|
0
$0
|
|
Jul 24, 2024
Q4 2020
|
Focus Financial Network, Inc.
Minneapolis, MN |
SELL
|
- |
-1.84KClosed |
$281K - $321K
|
0
$0
|
|
Feb 05, 2021
Q4 2020
|
Capital Wealth Alliance, LLC
|
SELL
|
- |
-1.86KClosed |
$284K - $324K
|
0
$0
|
|
Feb 17, 2021
Q4 2020
|
Jane Street Group, LLC
New York, NY |
SELL
|
- |
-1.98KClosed |
$303K - $346K
|
0
$0
|
|
Jan 22, 2021
Q4 2020
|
International Assets Investment Management, LLC
Orlando, FL |
SELL
|
- |
-2.22KClosed |
$339K - $387K
|
0
$0
|
|
Feb 12, 2021
Q4 2020
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-2.38K- 1.05% |
$364K - $415K
|
223K
$38.6M
|
|
Feb 05, 2021
Q4 2020
|
1 St Source Bank
|
SELL
|
- |
-2.72K- 21.67% |
$415K - $474K
|
9.82K
$1.7M
|
|
Jan 26, 2021
Q4 2020
|
Pfg Advisors
|
SELL
|
- |
-3.23K- 17.24% |
$493K - $563K
|
15.5K
$2.68M
|
|
Feb 17, 2021
Q4 2020
|
Crestone Asset Management LLC
|
SELL
|
- |
-3.43K- 54.63% |
$524K - $598K
|
2.85K
$493K
|
|
Jan 25, 2021
Q4 2020
|
Janney Montgomery Scott LLC
|
SELL
|
- |
-3.85K- 12.91% |
$588K - $672K
|
26K
$4.5M
|
|
Feb 10, 2021
Q4 2020
|
Assetmark, Inc
|
SELL
|
- |
-4.21KClosed |
$643K - $735K
|
0
$0
|
|
Feb 11, 2021
Q4 2020
|
Maryland Capital Management
Towson, MD |
SELL
|
- |
-4.36KClosed |
$666K - $761K
|
0
$0
|
|
Feb 18, 2021
Q4 2020
|
Truist Financial Corp
|
SELL
|
- |
-4.53K- 11.29% |
$692K - $791K
|
35.6K
$6.16M
|
|
Feb 02, 2021
Q4 2020
|
Envestnet Asset Management Inc
|
SELL
|
- |
-4.6K- 3.86% |
$703K - $803K
|
115K
$19.8M
|
|
Feb 04, 2021
Q4 2020
|
Outlook Wealth Advisors, LLC
|
SELL
|
- |
-6.01KClosed |
$917K - $1.05M
|
0
$0
|
|
Feb 04, 2021
Q4 2020
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-6.09K- 13.96% |
$930K - $1.06M
|
37.5K
$6.49M
|
|
Jan 29, 2021
Q4 2020
|
Cornerstone Wealth Management, LLC
|
SELL
|
- |
-6.65K- 78.19% |
$1.02M - $1.16M
|
1.86K
$321K
|
|
Feb 12, 2021
Q4 2020
|
Ameriprise Financial Inc
Minneapolis, MN |
SELL
|
- |
-6.97K- 9.3% |
$1.06M - $1.22M
|
67.9K
$11.8M
|
|
Jan 20, 2021
Q4 2020
|
Lex Aurum Advisors, LLC
|
SELL
|
- |
-7.05KClosed |
$1.08M - $1.23M
|
0
$0
|
|
Jan 27, 2023
Q4 2020
|
Gladstone Institutional Advisory LLC
Boca Raton, FL |
SELL
|
- |
-7.49K- 52.35% |
$1.14M - $1.31M
|
6.82K
$1.18M
|
|
Feb 12, 2021
Q4 2020
|
Merit Financial Group, LLC
|
SELL
|
- |
-7.53KClosed |
$1.15M - $1.31M
|
0
$0
|
|
Feb 08, 2021
Q4 2020
|
Wintrust Investments LLC
Chicago, IL |
SELL
|
- |
-9.58KClosed |
$1.46M - $1.67M
|
0
$0
|
|
Feb 16, 2021
Q4 2020
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
SELL
|
- |
-9.96K- 32.65% |
$1.52M - $1.74M
|
20.6K
$3.55M
|
|
Feb 16, 2021
Q4 2020
|
Tower Research Capital LLC (Trc)
New York, NY |
SELL
|
- |
-12.2K- 61.83% |
$1.86M - $2.13M
|
7.52K
$1.3M
|
|
Feb 12, 2021
Q4 2020
|
Mml Investors Services, LLC
Springfield, MA |
SELL
|
- |
-13.4K- 50.1% |
$2.04M - $2.33M
|
13.3K
$2.3M
|
|
Jan 19, 2021
Q4 2020
|
Spectrum Wealth Advisory Group, LLC
|
SELL
|
- |
-13.6K- 47.6% |
$2.08M - $2.38M
|
15K
$2.59M
|
|
Feb 12, 2021
Q4 2020
|
Mc Kinley Carter Wealth Services, Inc.
|
SELL
|
- |
-19.6K- 48.29% |
$2.99M - $3.42M
|
21K
$3.63M
|
|
Feb 10, 2021
Q4 2020
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-20.5K- 10.76% |
$3.13M - $3.58M
|
170K
$29.4M
|
|
Jan 13, 2021
Q4 2020
|
Mc Guire Investment Group, LLC
|
SELL
|
- |
-27.3KClosed |
$4.17M - $4.77M
|
0
$0
|
|
Feb 10, 2021
Q4 2020
|
Level Four Advisory Services, LLC
Dallas, TX |
SELL
|
- |
-34.8K- 87.03% |
$5.32M - $6.08M
|
5.19K
$898K
|
|
Feb 11, 2021
Q4 2020
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-35.9K- 21.07% |
$5.49M - $6.27M
|
135K
$23.3M
|
|
Feb 11, 2021
Q4 2020
|
Ubs Group Ag
|
SELL
|
- |
-35.9K- 7.82% |
$5.49M - $6.27M
|
424K
$73.3M
|
|
Feb 16, 2021
Q4 2020
|
Hrt Financial LP
New York, NY |
SELL
|
- |
-49.3KClosed |
$7.53M - $8.6M
|
0
$0
|
|
Feb 12, 2021
Q4 2020
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-67.4K- 23.9% |
$10.3M - $11.8M
|
215K
$37.1M
|
|
Feb 09, 2021
Q4 2020
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-123K- 16.58% |
$18.8M - $21.5M
|
621K
$107M
|