Purchases and Sales Made in Q3 2021 in First Trust Dow Jones Select M (FDM)
This table provides information about the institutional ownership of First Trust Dow Jones Select M (FDM) during Q3 2021. The information is specifically focused on institutions that hold shares of FIRST TRUST DOW JONES SELECT M.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 15, 2021
Q3 2021
|
Morgan Stanley
New York, NY |
BUY
|
- |
126KNew |
$7.19M - $7.85M
|
126K
$8.11M
|
|
|
Nov 04, 2021
Q3 2021
|
Financial Advocates Investment Management
Olympia, WA |
BUY
|
- |
4.16K+ 15.75% |
$238K - $260K
|
30.6K
$1.98M
|
|
|
Nov 02, 2021
Q3 2021
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
3.71KNew |
$212K - $232K
|
3.71K
$240K
|
|
|
Nov 12, 2021
Q3 2021
|
Chicago Partners Investment Group LLC
|
BUY
|
- |
3.66K+ 3.87% |
$210K - $229K
|
98.3K
$6.35M
|
|
|
Nov 12, 2021
Q3 2021
|
Wescap Management Group, Inc.
Glendale, CA |
BUY
|
- |
2.96K+ 11.2% |
$169K - $185K
|
29.4K
$1.9M
|
|
|
Nov 12, 2021
Q3 2021
|
Td Ameritrade Investment Management, LLC
Omaha, NE |
BUY
|
- |
2.62K+ 30.8% |
$150K - $164K
|
11.1K
$720K
|
|
|
Nov 02, 2021
Q3 2021
|
Bay Colony Advisory Group, Inc D
|
BUY
|
- |
2.3K+ 34.74% |
$132K - $144K
|
8.92K
$577K
|
|
|
Nov 05, 2021
Q3 2021
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
2.07K+ 13.52% |
$118K - $129K
|
17.4K
$1.12M
|
|
|
Oct 26, 2021
Q3 2021
|
Atlas Private Wealth Advisors
Matawan, NJ |
BUY
|
- |
1.99K+ 164.71% |
$114K - $125K
|
3.2K
$207K
|
|
|
Nov 12, 2021
Q3 2021
|
Baird Financial Group, Inc.
Milwaukee, WI |
BUY
|
- |
1.79K+ 1.05% |
$102K - $112K
|
172K
$11.1M
|
|
|
Nov 15, 2021
Q3 2021
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
1.14K+ 0.88% |
$65K - $70.9K
|
130K
$8.44M
|
|
|
Nov 10, 2021
Q3 2021
|
Comerica Securities,Inc.
|
BUY
|
- |
1.12K+ 15.86% |
$63.9K - $69.8K
|
8.16K
$527K
|
|
|
Nov 02, 2021
Q3 2021
|
Empirical Financial Services, LLC D.B.A. Empirical Wealth Management
|
BUY
|
- |
606+ 1.28% |
$34.7K - $37.9K
|
48.1K
$3.11M
|
|
|
Nov 15, 2021
Q3 2021
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
561+ 4.42% |
$32.1K - $35.1K
|
13.2K
$856K
|
|
|
Oct 28, 2021
Q3 2021
|
Marshall Financial Group LLC
|
BUY
|
- |
554+ 3.43% |
$31.7K - $34.6K
|
16.7K
$1.08M
|
|
|
Nov 12, 2021
Q3 2021
|
Pacific Sun Financial Corp
|
BUY
|
- |
530+ 7.29% |
$30.3K - $33.1K
|
7.8K
$504K
|
|
|
Nov 02, 2021
Q3 2021
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
391+ 2.36% |
$22.4K - $24.4K
|
17K
$1.1M
|
|
|
Nov 15, 2021
Q3 2021
|
Wagner Wealth Management, LLC
Greenville, SC |
BUY
|
- |
368+ 5.82% |
$21.1K - $23K
|
6.69K
$433K
|
|
|
Nov 16, 2021
Q3 2021
|
Cetera Advisors LLC
Denver, CO |
BUY
|
- |
338+ 3.7% |
$19.3K - $21.1K
|
9.47K
$612K
|
|
|
Nov 15, 2021
Q3 2021
|
Harbour Investments, Inc.
Madison, WI |
BUY
|
- |
154+ 3.78% |
$8.81K - $9.63K
|
4.23K
$273K
|
|
|
Nov 02, 2021
Q3 2021
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
112+ 2.63% |
$6.41K - $7K
|
4.38K
$283K
|
|
|
Nov 09, 2021
Q3 2021
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
11+ 9.82% |
$630 - $688
|
123
$7.95K
|
|
|
Nov 12, 2021
Q3 2021
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
6+ 0.27% |
$343 - $375
|
2.26K
$146K
|
|
|
Oct 19, 2021
Q3 2021
|
Arkadios Wealth Advisors
|
BUY
|
- |
1+ 0.27% |
$57.2 - $62.5
|
373
$24.1K
|
|
|
Oct 21, 2021
Q3 2021
|
Ellis Investment Partners, LLC
|
BUY
|
- |
1+ 0.26% |
$57.2 - $62.5
|
390
$25.2K
|
|
|
Oct 06, 2021
Q3 2021
|
Ifp Advisors, Inc
|
SELL
|
- |
0Closed |
$0 - $0
|
0
$0
|
|
|
Nov 01, 2021
Q3 2021
|
Dividend Assets Capital, LLC
|
SELL
|
- |
-10Closed |
$572 - $625
|
0
$0
|
|
|
Nov 04, 2021
Q3 2021
|
Larson Financial Group LLC
|
SELL
|
- |
-14- 0.73% |
$801 - $875
|
1.9K
$123K
|
|
|
Nov 01, 2021
Q3 2021
|
Ausdal Financial Partners, Inc.
Davenport, IA |
SELL
|
- |
-50- 0.42% |
$2.86K - $3.13K
|
11.8K
$762K
|
|
|
Nov 05, 2021
Q3 2021
|
Advisory Services Network, LLC
|
SELL
|
- |
-80Closed |
$4.58K - $5K
|
0
$0
|
|
|
Nov 05, 2021
Q3 2021
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
SELL
|
- |
-157- 19.12% |
$8.99K - $9.81K
|
664
$42.9K
|
|
|
Nov 12, 2021
Q3 2021
|
Strategic Blueprint, LLC
Atlanta, GA |
SELL
|
- |
-222Closed |
$12.7K - $13.9K
|
0
$0
|
|
|
Nov 12, 2021
Q3 2021
|
Smith, Moore & Co.
Clayton, MO |
SELL
|
- |
-726- 10.16% |
$41.6K - $45.4K
|
6.42K
$415K
|
|
|
Oct 29, 2021
Q3 2021
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-946- 5.07% |
$54.1K - $59.1K
|
17.7K
$1.15M
|
|
|
Oct 20, 2021
Q3 2021
|
Personal Wealth Partners
Bloomington, MN |
SELL
|
- |
-1KClosed |
$57.2K - $62.5K
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
SELL
|
- |
-2.04K- 17.41% |
$117K - $128K
|
9.7K
$627K
|
|
|
Nov 05, 2021
Q3 2021
|
Truist Financial Corp
|
SELL
|
- |
-2.52K- 13.82% |
$144K - $157K
|
15.7K
$1.01M
|
|
|
Nov 15, 2021
Q3 2021
|
Ubs Group Ag
|
SELL
|
- |
-2.65K- 7.97% |
$152K - $166K
|
30.6K
$1.98M
|
|
|
Oct 22, 2021
Q3 2021
|
Global Retirement Partners, LLC
|
SELL
|
- |
-2.79K- 21.91% |
$160K - $174K
|
9.93K
$642K
|
|
|
Nov 15, 2021
Q3 2021
|
Stifel Financial Corp
St. Louis, MO |
SELL
|
- |
-3.02K- 15.3% |
$173K - $189K
|
16.7K
$1.08M
|
|
|
Oct 28, 2021
Q3 2021
|
International Assets Investment Management, LLC
Orlando, FL |
SELL
|
- |
-3.34KClosed |
$191K - $209K
|
0
$0
|
|
|
Nov 04, 2021
Q3 2021
|
Camelot Portfolios, LLC
|
SELL
|
- |
-5.5K- 14.69% |
$315K - $344K
|
31.9K
$2.06M
|
|
|
Oct 19, 2021
Q3 2021
|
Kestra Advisory Services, LLC
|
SELL
|
- |
-7.3KClosed |
$418K - $456K
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-9.53K- 7.62% |
$545K - $596K
|
116K
$7.47M
|
|
|
Nov 15, 2021
Q3 2021
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
SELL
|
- |
-10KClosed |
$575K - $627K
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-11.4K- 13.59% |
$651K - $711K
|
72.3K
$4.67M
|
|
|
Nov 15, 2021
Q3 2021
|
Tower Research Capital LLC (Trc)
New York, NY |
SELL
|
- |
-14KClosed |
$802K - $876K
|
0
$0
|
|
|
Oct 07, 2021
Q3 2021
|
Envestnet Asset Management Inc
|
SELL
|
- |
-32.6K- 51.11% |
$1.87M - $2.04M
|
31.2K
$2.02M
|
|
|
Nov 10, 2021
Q3 2021
|
Mercer Global Advisors Inc
Denver, CO |
SELL
|
- |
-49.9K- 79.45% |
$2.86M - $3.12M
|
12.9K
$834K
|