Latest Institutional Transactions on First Trust Dow Jones Select M (FDM)
This table provides information on the latest institutional transactions involving First Trust Dow Jones Select M (FDM) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Dec 02, 2025
Q3 2025
|
Allworth Financial LP
|
SELL
|
- |
-2.63K- 18.2% |
$181K - $204K
|
11.8K
$888K
|
|
|
Nov 21, 2025
Q3 2025
|
Urban Financial Advisory Corp
Chicago, IL |
BUY
|
- |
11.7KNew |
$805K - $908K
|
11.7K
$877K
|
|
|
Nov 17, 2025
Q3 2025
|
Camelot Portfolios, LLC
|
SELL
|
- |
-477- 2.63% |
$32.9K - $37.2K
|
17.6K
$1.33M
|
|
|
Nov 14, 2025
Q3 2025
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-3.33K- 25.6% |
$230K - $260K
|
9.69K
$729K
|
|
|
Nov 14, 2025
Q3 2025
|
Hrt Financial LP
New York, NY |
BUY
|
- |
14.1KNew |
$971K - $1.09M
|
14.1K
$1.06M
|
|
|
Nov 14, 2025
Q3 2025
|
Northwestern Mutual Wealth Management CO
|
BUY
|
- |
312New |
$21.5K - $24.3K
|
312
$23.5K
|
|
|
Nov 14, 2025
Q3 2025
|
Wiley Bros. Aintree Capital, LLC
|
BUY
|
- |
1.38K+ 3.23% |
$95.6K - $108K
|
44.3K
$3.33M
|
|
|
Nov 14, 2025
Q3 2025
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
- |
1.62K+ 6.32% |
$112K - $126K
|
27.3K
$2.06M
|
|
|
Nov 14, 2025
Q3 2025
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
995+ 4.0% |
$68.7K - $77.5K
|
25.9K
$1.95M
|
|
|
Nov 14, 2025
Q3 2025
|
Morgan Stanley
New York, NY |
SELL
|
- |
-9.91K- 9.44% |
$684K - $772K
|
95.1K
$7.16M
|
|
|
Nov 14, 2025
Q3 2025
|
Larson Financial Group LLC
|
SELL
|
- |
-553- 63.13% |
$38.2K - $43.1K
|
323
$24.3K
|
|
|
Nov 14, 2025
Q3 2025
|
Ausdal Financial Partners, Inc.
Davenport, IA |
SELL
|
- |
-68- 0.88% |
$4.69K - $5.3K
|
7.7K
$579K
|
|
|
Nov 14, 2025
Q3 2025
|
Mercer Global Advisors Inc
Denver, CO |
SELL
|
- |
-294- 3.64% |
$20.3K - $22.9K
|
7.78K
$586K
|
|
|
Nov 14, 2025
Q3 2025
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
11.6KNew |
$803K - $906K
|
11.6K
$875K
|
|
|
Nov 14, 2025
Q3 2025
|
Raymond James Financial Inc
St. Petersburg, FL |
SELL
|
- |
-733- 1.92% |
$50.6K - $57.1K
|
37.4K
$2.81M
|
|
|
Nov 14, 2025
Q3 2025
|
New Edge Advisors, LLC
New Orleans, LA |
BUY
|
- |
230+ 18.81% |
$15.9K - $17.9K
|
1.45K
$109K
|
|
|
Nov 13, 2025
Q3 2025
|
Baird Financial Group, Inc.
Milwaukee, WI |
BUY
|
- |
1.52K+ 1.12% |
$105K - $118K
|
137K
$10.3M
|
|
|
Nov 13, 2025
Q3 2025
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
609+ 0.79% |
$42K - $47.4K
|
77.9K
$5.86M
|
|
|
Nov 13, 2025
Q3 2025
|
Ubs Group Ag
|
BUY
|
- |
1.15K+ 10.54% |
$79.1K - $89.3K
|
12K
$905K
|
|
|
Nov 13, 2025
Q3 2025
|
Kestra Advisory Services, LLC
|
BUY
|
- |
400+ 9.94% |
$27.6K - $31.2K
|
4.42K
$333K
|
|
|
Nov 13, 2025
Q3 2025
|
Comerica Bank
|
SELL
|
- |
-62- 13.57% |
$4.28K - $4.83K
|
395
$29.7K
|
|
|
Nov 12, 2025
Q3 2025
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
18.6K+ 13.13% |
$1.29M - $1.45M
|
160K
$12.1M
|
|
|
Nov 12, 2025
Q3 2025
|
Smith, Moore & Co.
Clayton, MO |
BUY
|
- |
277+ 3.46% |
$19.1K - $21.6K
|
8.27K
$623K
|
|
|
Nov 12, 2025
Q3 2025
|
Stifel Financial Corp
St. Louis, MO |
SELL
|
- |
-1.2K- 10.77% |
$82.6K - $93.2K
|
9.92K
$747K
|
|
|
Nov 10, 2025
Q3 2025
|
Citigroup Inc
|
BUY
|
- |
1New |
$69 - $77.9
|
1
$75.3
|
|
|
Nov 10, 2025
Q3 2025
|
Private Advisory Group LLC
Redmond, WA |
BUY
|
- |
10.3K+ 6.0% |
$713K - $805K
|
183K
$13.7M
|
|
|
Nov 07, 2025
Q3 2025
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
SELL
|
- |
-400- 82.99% |
$27.6K - $31.2K
|
82
$6.17K
|
|
|
Nov 07, 2025
Q3 2025
|
Texas Yale Capital Corp.
St. Petersburg, FL |
BUY
|
- |
740+ 7.4% |
$51.1K - $57.6K
|
10.7K
$808K
|
|
|
Nov 07, 2025
Q3 2025
|
Empirical Financial Services, LLC D.B.A. Empirical Wealth Management
|
SELL
|
- |
-1.05K- 2.79% |
$72.1K - $81.4K
|
36.4K
$2.74M
|
|
|
Nov 07, 2025
Q3 2025
|
Jpmorgan Chase & CO
New York, NY |
BUY
|
- |
250New |
$17.3K - $19.5K
|
250
$18.8K
|
|
|
Nov 06, 2025
Q3 2025
|
Wescap Management Group, Inc.
Glendale, CA |
SELL
|
- |
-420- 1.91% |
$29K - $32.7K
|
21.5K
$1.62M
|
|
|
Nov 06, 2025
Q3 2025
|
High Tower Advisors, LLC
Chicago, IL |
SELL
|
- |
-528- 10.75% |
$36.5K - $41.1K
|
4.38K
$330K
|
|
|
Nov 04, 2025
Q3 2025
|
Jones Financial Companies Lllp
|
BUY
|
- |
1.79K+ 16.18% |
$124K - $139K
|
12.8K
$966K
|
|
|
Oct 29, 2025
Q3 2025
|
Smithbridge Asset Management Inc
|
SELL
|
- |
-36- 1.26% |
$2.49K - $2.8K
|
2.83K
$213K
|
|
|
Oct 29, 2025
Q3 2025
|
Chicago Partners Investment Group LLC
|
BUY
|
- |
626+ 0.33% |
$43.2K - $48.8K
|
191K
$14.4M
|
|
|
Oct 27, 2025
Q3 2025
|
Manning & Napier Advisors LLC
Fairport, NY |
BUY
|
- |
500New |
$34.5K - $38.9K
|
500
$37.6K
|
|
|
Oct 24, 2025
Q3 2025
|
Arkansas Financial Group, Inc.
|
BUY
|
- |
1.06K+ 0.61% |
$73K - $82.3K
|
176K
$13.2M
|
|
|
Oct 23, 2025
Q3 2025
|
Hb Wealth Management, LLC
|
BUY
|
- |
45KNew |
$3.11M - $3.51M
|
45K
$3.39M
|
|
|
Oct 23, 2025
Q3 2025
|
Bay Colony Advisory Group, Inc D
|
SELL
|
- |
-2.21K- 25.77% |
$152K - $172K
|
6.35K
$478K
|
|
|
Oct 22, 2025
Q3 2025
|
Core Cap Advisors, LLC
Southfield, MI |
BUY
|
- |
74+ 3.74% |
$5.11K - $5.76K
|
2.05K
$155K
|
|
|
Oct 22, 2025
Q3 2025
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-15.8K- 80.33% |
$1.09M - $1.23M
|
3.86K
$290K
|
|
|
Oct 21, 2025
Q3 2025
|
Wagner Wealth Management, LLC
Greenville, SC |
BUY
|
- |
23+ 0.4% |
$1.59K - $1.79K
|
5.76K
$433K
|
|
|
Oct 21, 2025
Q3 2025
|
Sjs Investment Consulting Inc.
Sylvania, OH |
SELL
|
- |
-3- 2.91% |
$207 - $234
|
100
$7.53K
|
|
|
Oct 16, 2025
Q3 2025
|
Apollon Wealth Management, LLC
Mount Pleasant, SC |
SELL
|
- |
-142- 1.46% |
$9.8K - $11.1K
|
9.56K
$720K
|
|
|
Oct 15, 2025
Q3 2025
|
Whitaker Myers Wealth Managers, Ltd.
Mansfield, OH |
BUY
|
- |
2.77KNew |
$191K - $216K
|
2.77K
$208K
|
|
|
Oct 15, 2025
Q3 2025
|
Gemmer Asset Management LLC
|
SELL
|
- |
-56- 1.24% |
$3.87K - $4.36K
|
4.45K
$335K
|
|
|
Oct 10, 2025
Q3 2025
|
Fifth Third Securities, Inc.
|
BUY
|
- |
269+ 3.1% |
$18.6K - $21K
|
8.96K
$674K
|
|
|
Oct 10, 2025
Q3 2025
|
Envision Financial LLC
Brookfield, WI |
BUY
|
- |
28+ 0.2% |
$1.93K - $2.18K
|
14.3K
$1.08M
|
|
| Q2 2025 | |||||||
|
Nov 21, 2025
Q2 2025
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-642- 11.3% |
$35.6K - $46K
|
5.04K
$379K
|
|
|
Aug 18, 2025
Q2 2025
|
Geneos Wealth Management Inc.
|
BUY
|
- |
200+ 100.0% |
$11.1K - $14.3K
|
400
$30.1K
|
|