Purchases and Sales Made in Q4 2019 in First Trust Dow Jones Select M (FDM)
This table provides information about the institutional ownership of First Trust Dow Jones Select M (FDM) during Q4 2019. The information is specifically focused on institutions that hold shares of FIRST TRUST DOW JONES SELECT M.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 14, 2020
Q4 2019
|
Truist Financial Corp
|
BUY
|
- |
25.6KNew |
$1.12M - $1.31M
|
25.6K
$1.64M
|
|
|
Feb 13, 2020
Q4 2019
|
Mercer Global Advisors Inc
Denver, CO |
BUY
|
- |
12.6KNew |
$552K - $645K
|
12.6K
$803K
|
|
|
Feb 14, 2020
Q4 2019
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
BUY
|
- |
8.58K+ 133.7% |
$377K - $440K
|
15K
$958K
|
|
|
Feb 13, 2020
Q4 2019
|
Acg Wealth
|
BUY
|
- |
8.16KNew |
$358K - $418K
|
8.16K
$521K
|
|
|
Jan 28, 2020
Q4 2019
|
Bay Colony Advisory Group, Inc D
|
BUY
|
- |
7.85KNew |
$345K - $403K
|
7.85K
$502K
|
|
|
Jan 24, 2020
Q4 2019
|
Chicago Partners Investment Group LLC
|
BUY
|
- |
3.95K+ 5.07% |
$173K - $202K
|
81.8K
$5.22M
|
|
|
Jan 10, 2020
Q4 2019
|
Larson Financial Group LLC
|
BUY
|
- |
3.34K+ 17.8% |
$147K - $171K
|
22.1K
$1.41M
|
|
|
Feb 04, 2020
Q4 2019
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
2.03K+ 34.02% |
$88.9K - $104K
|
7.98K
$510K
|
|
|
Feb 07, 2020
Q4 2019
|
Sowell Financial Services LLC
North Little Rock, AR |
BUY
|
- |
2KNew |
$87.8K - $103K
|
2K
$128K
|
|
|
Feb 04, 2020
Q4 2019
|
Advisory Services Network, LLC
|
BUY
|
- |
1.65K+ 617.98% |
$72.4K - $84.6K
|
1.92K
$122K
|
|
|
Jan 16, 2020
Q4 2019
|
Camelot Portfolios, LLC
|
BUY
|
- |
404+ 2.0% |
$17.7K - $20.7K
|
20.6K
$1.32M
|
|
|
Feb 12, 2020
Q4 2019
|
Pacific Sun Financial Corp
|
BUY
|
- |
330+ 5.94% |
$14.5K - $16.9K
|
5.88K
$376K
|
|
|
Sep 14, 2021
Q4 2019
|
Cwm, LLC
|
BUY
|
- |
275+ 1100.0% |
$12.1K - $14.1K
|
300
$19.2K
|
|
|
Feb 07, 2020
Q4 2019
|
Lincoln National Corp
|
BUY
|
- |
127+ 1.21% |
$5.57K - $6.51K
|
10.6K
$677K
|
|
|
Feb 14, 2020
Q4 2019
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
91New |
$3.99K - $4.67K
|
91
$5.81K
|
|
|
Feb 07, 2020
Q4 2019
|
Td Ameritrade Investment Management, LLC
Omaha, NE |
BUY
|
- |
71+ 0.81% |
$3.12K - $3.64K
|
8.82K
$564K
|
|
|
Jan 28, 2020
Q4 2019
|
Marquette Asset Management, LLC
|
BUY
|
- |
6New |
$263 - $308
|
6
$383
|
|
|
Jan 07, 2020
Q4 2019
|
Ellis Investment Partners, LLC
|
BUY
|
- |
1+ 0.2% |
$43.9 - $51.3
|
509
$32.5K
|
|
|
Jan 17, 2020
Q4 2019
|
Ifp Advisors, Inc
|
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Feb 11, 2020
Q4 2019
|
Envestnet Asset Management Inc
|
SELL
|
- |
-20- 0.45% |
$878 - $1.03K
|
4.43K
$283K
|
|
|
Sep 07, 2021
Q4 2019
|
Geneos Wealth Management Inc.
|
SELL
|
- |
-23Closed |
$1.01K - $1.18K
|
0
$0
|
|
|
Feb 05, 2020
Q4 2019
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-48- 0.6% |
$2.11K - $2.46K
|
7.93K
$506K
|
|
|
Jan 31, 2020
Q4 2019
|
One Capital Management, LLC
Westlake Village, CA |
SELL
|
- |
-94- 2.0% |
$4.12K - $4.82K
|
4.61K
$294K
|
|
|
Feb 05, 2020
Q4 2019
|
Naples Global Advisors, LLC
Naples, FL |
SELL
|
- |
-100- 1.7% |
$4.39K - $5.13K
|
5.79K
$370K
|
|
|
Feb 10, 2020
Q4 2019
|
Cetera Advisors LLC
Denver, CO |
SELL
|
- |
-189- 1.67% |
$8.29K - $9.69K
|
11.1K
$710K
|
|
|
Jan 27, 2020
Q4 2019
|
Cwm, LLC
|
SELL
|
- |
-275- 91.67% |
$12.1K - $14.1K
|
25
$1.6K
|
|
|
Jan 29, 2020
Q4 2019
|
Fusion Family Wealth LLC
|
SELL
|
- |
-300- 14.08% |
$13.2K - $15.4K
|
1.83K
$117K
|
|
|
Feb 12, 2020
Q4 2019
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-337- 3.58% |
$14.8K - $17.3K
|
9.07K
$579K
|
|
|
Feb 14, 2020
Q4 2019
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
SELL
|
- |
-942- 8.95% |
$41.3K - $48.3K
|
9.58K
$612K
|
|
|
Feb 13, 2020
Q4 2019
|
Northwestern Mutual Wealth Management CO
|
SELL
|
- |
-1KClosed |
$43.9K - $51.3K
|
0
$0
|
|
|
Feb 04, 2020
Q4 2019
|
Heritage Wealth Advisors
|
SELL
|
- |
-1.23KClosed |
$53.8K - $62.8K
|
0
$0
|
|
|
Feb 13, 2020
Q4 2019
|
Empirical Financial Services, LLC D.B.A. Empirical Wealth Management
|
SELL
|
- |
-1.28K- 4.45% |
$56.2K - $65.7K
|
27.5K
$1.76M
|
|
|
Jan 28, 2020
Q4 2019
|
Quad Cities Investment Group, LLC
Davenport, IA |
SELL
|
- |
-1.48KClosed |
$64.9K - $75.9K
|
0
$0
|
|
|
Feb 13, 2020
Q4 2019
|
Frontier Wealth Management LLC
Kansas City, MO |
SELL
|
- |
-1.81K- 7.02% |
$79.2K - $92.6K
|
23.9K
$1.53M
|
|
|
Feb 14, 2020
Q4 2019
|
Ubs Group Ag
|
SELL
|
- |
-2.32K- 4.17% |
$102K - $119K
|
53.3K
$3.41M
|
|
|
Feb 14, 2020
Q4 2019
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-4.94K- 7.27% |
$217K - $253K
|
63K
$4.03M
|
|
|
Jan 28, 2020
Q4 2019
|
Bay Colony Advisory Group, Inc D
|
SELL
|
- |
-7.28KClosed |
$320K - $374K
|
0
$0
|
|
|
Feb 10, 2020
Q4 2019
|
Cetera Advisor Networks LLC
El Segundo, CA |
SELL
|
- |
-7.96KClosed |
$349K - $408K
|
0
$0
|
|
|
Feb 12, 2020
Q4 2019
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-7.98K- 45.16% |
$350K - $409K
|
9.69K
$619K
|
|
|
Feb 14, 2020
Q4 2019
|
Jane Street Group, LLC
New York, NY |
SELL
|
- |
-13.4K- 68.26% |
$588K - $688K
|
6.24K
$398K
|