Purchases and Sales Made in Q4 2021 in First Trust Dow Jones Select M (FDM)
This table provides information about the institutional ownership of First Trust Dow Jones Select M (FDM) during Q4 2021. The information is specifically focused on institutions that hold shares of FIRST TRUST DOW JONES SELECT M.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 14, 2022
Q4 2021
|
Kayne Anderson Rudnick Investment Management LLC
Los Angeles, CA |
BUY
|
- |
102KNew |
$6.14M - $6.77M
|
102K
$6.57M
|
|
|
Feb 14, 2022
Q4 2021
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
BUY
|
- |
43KNew |
$2.6M - $2.87M
|
43K
$2.78M
|
|
|
Feb 03, 2022
Q4 2021
|
Naviter Wealth, LLC
|
BUY
|
- |
36.4KNew |
$2.2M - $2.42M
|
36.4K
$2.35M
|
|
|
Feb 04, 2022
Q4 2021
|
Envestnet Asset Management Inc
|
BUY
|
- |
35.9K+ 115.16% |
$2.17M - $2.39M
|
67.2K
$4.34M
|
|
|
Feb 15, 2022
Q4 2021
|
Chicago Partners Investment Group LLC
|
BUY
|
- |
26.7K+ 27.15% |
$1.61M - $1.78M
|
125K
$8.08M
|
|
|
Feb 14, 2022
Q4 2021
|
Ubs Group Ag
|
BUY
|
- |
10.4K+ 33.86% |
$626K - $690K
|
41K
$2.65M
|
|
|
Feb 14, 2022
Q4 2021
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
9.91K+ 8.58% |
$599K - $660K
|
125K
$8.11M
|
|
|
Feb 10, 2022
Q4 2021
|
High Tower Advisors, LLC
Chicago, IL |
BUY
|
- |
9.07KNew |
$547K - $604K
|
9.07K
$586K
|
|
|
Feb 11, 2022
Q4 2021
|
Wescap Management Group, Inc.
Glendale, CA |
BUY
|
- |
9.03K+ 30.73% |
$545K - $601K
|
38.4K
$2.48M
|
|
|
Feb 14, 2022
Q4 2021
|
Mml Investors Services, LLC
Springfield, MA |
BUY
|
- |
8.53KNew |
$515K - $568K
|
8.53K
$552K
|
|
|
Feb 14, 2022
Q4 2021
|
Financial Advocates Investment Management
Olympia, WA |
BUY
|
- |
7.24K+ 23.68% |
$437K - $482K
|
37.8K
$2.44M
|
|
|
Feb 14, 2022
Q4 2021
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
5.99K+ 35.82% |
$362K - $399K
|
22.7K
$1.47M
|
|
|
Feb 14, 2022
Q4 2021
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
4.75K+ 3.64% |
$287K - $316K
|
135K
$8.74M
|
|
|
Jan 24, 2022
Q4 2021
|
Secure Asset Management, LLC
|
BUY
|
- |
4.44KNew |
$268K - $296K
|
4.44K
$287K
|
|
|
Jan 04, 2022
Q4 2021
|
Camelot Portfolios, LLC
|
BUY
|
- |
4.42K+ 13.84% |
$267K - $294K
|
36.3K
$2.35M
|
|
|
Jan 20, 2022
Q4 2021
|
Kestra Advisory Services, LLC
|
BUY
|
- |
3.69KNew |
$223K - $245K
|
3.69K
$238K
|
|
|
Jan 21, 2022
Q4 2021
|
International Assets Investment Management, LLC
Orlando, FL |
BUY
|
- |
3.41KNew |
$206K - $227K
|
3.41K
$220K
|
|
|
Feb 11, 2022
Q4 2021
|
Walkner Condon Financial Advisors LLC
|
BUY
|
- |
3.18KNew |
$192K - $212K
|
3.18K
$206K
|
|
|
Jan 24, 2022
Q4 2021
|
Smithbridge Asset Management Inc
|
BUY
|
- |
3.13KNew |
$189K - $208K
|
3.13K
$202K
|
|
|
Apr 21, 2022
Q4 2021
|
Atlas Private Wealth Advisors
Matawan, NJ |
BUY
|
- |
2.2K+ 68.78% |
$133K - $147K
|
5.41K
$349K
|
|
|
Feb 14, 2022
Q4 2021
|
Tower Research Capital LLC (Trc)
New York, NY |
BUY
|
- |
2.05KNew |
$124K - $137K
|
2.05K
$133K
|
|
|
Feb 08, 2022
Q4 2021
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
1.19K+ 6.99% |
$71.7K - $79K
|
18.2K
$1.17M
|
|
|
Feb 08, 2022
Q4 2021
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
920+ 24.82% |
$55.5K - $61.3K
|
4.63K
$299K
|
|
|
Feb 11, 2022
Q4 2021
|
Elk River Wealth Management, LLC
|
BUY
|
- |
900New |
$54.3K - $59.9K
|
900
$58.2K
|
|
|
Feb 10, 2022
Q4 2021
|
Core Cap Advisors, LLC
Southfield, MI |
BUY
|
- |
730New |
$44.1K - $48.6K
|
730
$47.2K
|
|
|
Feb 15, 2022
Q4 2021
|
Wagner Wealth Management, LLC
Greenville, SC |
BUY
|
- |
395+ 5.9% |
$23.9K - $26.3K
|
7.09K
$458K
|
|
|
Feb 03, 2022
Q4 2021
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
343+ 7.84% |
$20.7K - $22.8K
|
4.72K
$305K
|
|
|
Feb 08, 2022
Q4 2021
|
Retirement Planning CO Of New England, Inc.
Warwick, RI |
BUY
|
- |
221New |
$13.3K - $14.7K
|
221
$14.3K
|
|
|
Feb 10, 2022
Q4 2021
|
Confluence Wealth Services, Inc.
Mcmurray, PA |
BUY
|
- |
200New |
$12.1K - $13.3K
|
200
$12.9K
|
|
|
Feb 10, 2022
Q4 2021
|
Pacific Sun Financial Corp
|
BUY
|
- |
160+ 2.05% |
$9.66K - $10.7K
|
7.96K
$515K
|
|
|
Feb 10, 2022
Q4 2021
|
Comerica Securities,Inc.
|
BUY
|
- |
47+ 0.58% |
$2.84K - $3.13K
|
8.21K
$531K
|
|
|
Feb 14, 2022
Q4 2021
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
12+ 0.53% |
$725 - $799
|
2.27K
$147K
|
|
|
Feb 03, 2022
Q4 2021
|
Larson Financial Group LLC
|
BUY
|
- |
10+ 0.53% |
$604 - $666
|
1.91K
$123K
|
|
|
Feb 03, 2022
Q4 2021
|
Northwestern Mutual Wealth Management CO
|
BUY
|
- |
7New |
$423 - $466
|
7
$452
|
|
|
Feb 01, 2022
Q4 2021
|
Ellis Investment Partners, LLC
|
BUY
|
- |
2+ 0.51% |
$121 - $133
|
392
$25.3K
|
|
|
Jan 28, 2022
Q4 2021
|
Bay Colony Advisory Group, Inc D
|
SELL
|
- |
-100- 1.12% |
$6.04K - $6.66K
|
8.82K
$570K
|
|
|
Feb 03, 2022
Q4 2021
|
Arkadios Wealth Advisors
|
SELL
|
- |
-373Closed |
$22.5K - $24.8K
|
0
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Cetera Advisors LLC
Denver, CO |
SELL
|
- |
-478- 5.05% |
$28.9K - $31.8K
|
8.99K
$581K
|
|
|
Feb 11, 2022
Q4 2021
|
Townsquare Capital LLC
|
SELL
|
- |
-650- 13.98% |
$39.2K - $43.3K
|
4K
$259K
|
|
|
Jan 31, 2022
Q4 2021
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-869- 4.9% |
$52.5K - $57.9K
|
16.9K
$1.09M
|
|
|
Feb 16, 2022
Q4 2021
|
Harbour Investments, Inc.
Madison, WI |
SELL
|
- |
-1.02K- 24.08% |
$61.5K - $67.8K
|
3.21K
$207K
|
|
|
Feb 11, 2022
Q4 2021
|
Td Ameritrade Investment Management, LLC
Omaha, NE |
SELL
|
- |
-1.08K- 9.73% |
$65.5K - $72.2K
|
10.1K
$650K
|
|
|
Feb 04, 2022
Q4 2021
|
Mercer Global Advisors Inc
Denver, CO |
SELL
|
- |
-1.15K- 8.88% |
$69.2K - $76.3K
|
11.8K
$760K
|
|
|
Feb 08, 2022
Q4 2021
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-1.22K- 9.22% |
$73.7K - $81.3K
|
12K
$777K
|
|
|
Feb 08, 2022
Q4 2021
|
Ausdal Financial Partners, Inc.
Davenport, IA |
SELL
|
- |
-1.43K- 12.14% |
$86.4K - $95.3K
|
10.4K
$669K
|
|
|
Feb 14, 2022
Q4 2021
|
Empirical Financial Services, LLC D.B.A. Empirical Wealth Management
|
SELL
|
- |
-1.97K- 4.11% |
$119K - $131K
|
46.1K
$2.98M
|
|
|
Feb 14, 2022
Q4 2021
|
Morgan Stanley
New York, NY |
SELL
|
- |
-3.03K- 2.41% |
$183K - $202K
|
123K
$7.92M
|
|
|
Jan 31, 2022
Q4 2021
|
One Capital Management, LLC
Westlake Village, CA |
SELL
|
- |
-3.7KClosed |
$223K - $246K
|
0
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Truist Financial Corp
|
SELL
|
- |
-3.94K- 25.12% |
$238K - $263K
|
11.8K
$760K
|
|
|
Feb 14, 2022
Q4 2021
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
SELL
|
- |
-4.3K- 44.33% |
$260K - $286K
|
5.4K
$349K
|