Purchases and Sales Made in Q4 2021 in First Tr Fd Dow Jones (FDN)
This table provides information about the institutional ownership of First Tr Fd Dow Jones (FDN) during Q4 2021. The information is specifically focused on institutions that hold shares of FIRST TR FD DOW JONES.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Jan 11, 2022
Q4 2021
|
Churchill Management Corp
|
SELL
|
- |
-3.34K- 0.4% |
$732K - $836K
|
831K
$209M
|
|
|
Feb 14, 2022
Q4 2021
|
O'Dell Group, LLC
Cincinnati, OH |
SELL
|
- |
-3.35K- 47.84% |
$735K - $840K
|
3.66K
$922K
|
|
|
Feb 14, 2022
Q4 2021
|
Cetera Advisors LLC
Denver, CO |
SELL
|
- |
-3.59K- 19.82% |
$788K - $900K
|
14.5K
$3.66M
|
|
|
Feb 10, 2022
Q4 2021
|
Edmond De Rothschild Holding S.A.
Chambesy, V8 |
SELL
|
- |
-3.89K- 35.27% |
$853K - $974K
|
7.14K
$1.8M
|
|
|
Feb 11, 2022
Q4 2021
|
Wealth Bridge Capital Management, LLC
Westerville, OH |
SELL
|
- |
-3.91K- 13.45% |
$856K - $978K
|
25.1K
$6.33M
|
|
|
Feb 14, 2022
Q4 2021
|
Truist Financial Corp
|
SELL
|
- |
-4.62K- 2.62% |
$1.01M - $1.16M
|
172K
$43.4M
|
|
|
Feb 09, 2022
Q4 2021
|
First Republic Investment Management, Inc.
San Francisco, CA |
SELL
|
- |
-4.64K- 1.1% |
$1.02M - $1.16M
|
417K
$105M
|
|
|
Feb 08, 2022
Q4 2021
|
First Trust Advisors LP
Wheaton, IL |
SELL
|
- |
-4.66K- 24.4% |
$1.02M - $1.17M
|
14.4K
$3.64M
|
|
|
Feb 16, 2022
Q4 2021
|
Strategic Wealth Advisors Group, LLC
Sacramento, CA |
SELL
|
- |
-5.14K- 10.4% |
$1.13M - $1.29M
|
44.3K
$11.2M
|
|
|
Jan 18, 2022
Q4 2021
|
Kovack Advisors, Inc.
|
SELL
|
- |
-5.3K- 32.69% |
$1.16M - $1.33M
|
10.9K
$2.75M
|
|
|
Feb 15, 2022
Q4 2021
|
Jane Street Group, LLC
New York, NY |
SELL
|
- |
-5.73K- 54.9% |
$1.26M - $1.44M
|
4.71K
$1.19M
|
|
|
Nov 14, 2024
Q4 2021
|
Plotkin Financial Advisors, LLC
Chevy Chase, MD |
SELL
|
- |
-5.82K- 19.38% |
$1.27M - $1.46M
|
24.2K
$6.1M
|
|
|
Jan 20, 2022
Q4 2021
|
Kestra Advisory Services, LLC
|
SELL
|
- |
-6.04K- 5.94% |
$1.32M - $1.51M
|
95.7K
$24.1M
|
|
|
Feb 14, 2022
Q4 2021
|
Money Concepts Capital Corp
|
SELL
|
- |
-6.08K- 70.48% |
$1.33M - $1.52M
|
2.55K
$642K
|
|
|
Jan 10, 2022
Q4 2021
|
Summit Financial Group, Inc.
|
SELL
|
- |
-6.16KClosed |
$1.35M - $1.54M
|
0
$0
|
|
|
Jan 27, 2023
Q4 2021
|
Gladstone Institutional Advisory LLC
Boca Raton, FL |
SELL
|
- |
-6.39K- 12.09% |
$1.4M - $1.6M
|
46.5K
$11.7M
|
|
|
Feb 11, 2022
Q4 2021
|
Gladstone Institutional Advisory LLC
Boca Raton, FL |
SELL
|
- |
-6.39K- 12.09% |
$1.4M - $1.6M
|
46.5K
$11.7M
|
|
|
Feb 08, 2022
Q4 2021
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-6.74K- 1.82% |
$1.48M - $1.69M
|
364K
$91.7M
|
|
|
Jan 18, 2022
Q4 2021
|
Ayalon Insurance Comp Ltd.
|
SELL
|
- |
-6.86K- 32.11% |
$1.5M - $1.72M
|
14.5K
$3.66M
|
|
|
Feb 14, 2022
Q4 2021
|
Morgan Stanley
New York, NY |
SELL
|
- |
-6.88K- 0.36% |
$1.51M - $1.72M
|
1.89M
$477M
|
|
|
Feb 14, 2022
Q4 2021
|
Tower Research Capital LLC (Trc)
New York, NY |
SELL
|
- |
-7.7K- 94.27% |
$1.69M - $1.93M
|
468
$118K
|
|
|
Jan 21, 2022
Q4 2021
|
Global Retirement Partners, LLC
|
SELL
|
- |
-7.78KClosed |
$1.7M - $1.95M
|
0
$0
|
|
|
Feb 11, 2022
Q4 2021
|
Bank Of Montreal
Toronto, A6 |
SELL
|
- |
-7.88K- 50.96% |
$1.73M - $1.97M
|
7.58K
$1.91M
|
|
|
Feb 02, 2022
Q4 2021
|
Castle Rock Wealth Management, LLC
|
SELL
|
- |
-8.17KClosed |
$1.79M - $2.05M
|
0
$0
|
|
|
Jan 31, 2022
Q4 2021
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-9K- 3.8% |
$1.97M - $2.26M
|
228K
$57.5M
|
|
|
Feb 14, 2022
Q4 2021
|
Flow Traders U.S. LLC
New York, NY |
SELL
|
- |
-9.03KClosed |
$1.98M - $2.26M
|
0
$0
|
|
|
Jan 21, 2022
Q4 2021
|
Tru Independence LLC
|
SELL
|
- |
-10.9K- 64.76% |
$2.38M - $2.73M
|
5.92K
$1.49M
|
|
|
Feb 14, 2022
Q4 2021
|
Mml Investors Services, LLC
Springfield, MA |
SELL
|
- |
-11.2K- 24.45% |
$2.46M - $2.82M
|
34.7K
$8.76M
|
|
|
Feb 14, 2022
Q4 2021
|
Hrt Financial LP
New York, NY |
SELL
|
- |
-11.6K- 25.74% |
$2.54M - $2.9M
|
33.4K
$8.43M
|
|
|
Feb 10, 2022
Q4 2021
|
Jpmorgan Chase & CO
New York, NY |
SELL
|
- |
-12.7K- 23.25% |
$2.79M - $3.19M
|
42K
$10.6M
|
|
|
Feb 03, 2022
Q4 2021
|
Wespac Advisors So Cal, LLC
|
SELL
|
- |
-14.5K- 57.11% |
$3.17M - $3.62M
|
10.9K
$2.74M
|
|
|
Feb 14, 2022
Q4 2021
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-16.7K- 2.82% |
$3.66M - $4.19M
|
576K
$145M
|
|
|
Jan 13, 2022
Q4 2021
|
Activest Wealth Management
|
SELL
|
- |
-19.3K- 56.5% |
$4.24M - $4.84M
|
14.9K
$3.75M
|
|
|
Feb 04, 2022
Q4 2021
|
Crumly & Associates Inc.
|
SELL
|
- |
-20.2K- 59.14% |
$4.42M - $5.05M
|
13.9K
$3.52M
|
|
|
Feb 11, 2022
Q4 2021
|
Sargent Investment Group, LLC
|
SELL
|
- |
-20.8KClosed |
$4.56M - $5.21M
|
0
$0
|
|
|
Feb 10, 2022
Q4 2021
|
Crestone Asset Management LLC
|
SELL
|
- |
-21K- 14.78% |
$4.6M - $5.25M
|
121K
$30.5M
|
|
|
Feb 16, 2022
Q4 2021
|
Harbour Investments, Inc.
Madison, WI |
SELL
|
- |
-22.3K- 38.33% |
$4.88M - $5.58M
|
35.9K
$9.04M
|
|
|
Feb 14, 2022
Q4 2021
|
Stifel Financial Corp
St. Louis, MO |
SELL
|
- |
-22.6K- 9.94% |
$4.96M - $5.67M
|
205K
$51.7M
|
|
|
Feb 15, 2022
Q4 2021
|
Bank Julius Baer & Co. Ltd, Zurich
|
SELL
|
- |
-23.4K- 31.64% |
$5.12M - $5.85M
|
50.5K
$12.7M
|
|
|
Feb 14, 2022
Q4 2021
|
626 Financial, LLC
|
SELL
|
- |
-24.3K- 92.48% |
$5.33M - $6.1M
|
1.98K
$499K
|
|
|
Feb 11, 2022
Q4 2021
|
Prudential PLC
London, England, X0 |
SELL
|
- |
-25.2KClosed |
$5.51M - $6.3M
|
0
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Marshall Wace, LLP
London, X0 |
SELL
|
- |
-29.8K- 95.38% |
$6.53M - $7.47M
|
1.44K
$364K
|
|
|
Feb 14, 2022
Q4 2021
|
Goldman Sachs Group Inc
New York, NY |
SELL
|
- |
-36.7K- 78.83% |
$8.05M - $9.2M
|
9.86K
$2.49M
|
|
|
Feb 14, 2022
Q4 2021
|
Ubs Group Ag
|
SELL
|
- |
-52.5K- 7.88% |
$11.5M - $13.2M
|
614K
$155M
|
|
|
Feb 14, 2022
Q4 2021
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
SELL
|
- |
-62.7K- 55.01% |
$13.7M - $15.7M
|
51.3K
$12.9M
|
|
|
Feb 14, 2022
Q4 2021
|
Barclays PLC
London, X0 |
SELL
|
- |
-76.9K- 97.36% |
$16.9M - $19.3M
|
2.09K
$526K
|
|
|
Feb 01, 2022
Q4 2021
|
Qube Research & Technologies LTD
London, X0 |
SELL
|
- |
-83.1K- 84.93% |
$18.2M - $20.8M
|
14.8K
$3.72M
|