Purchases and Sales Made in Q1 2021 in First Trust Emerging Markets A (FEM)
This table provides information about the institutional ownership of First Trust Emerging Markets A (FEM) during Q1 2021. The information is specifically focused on institutions that hold shares of FIRST TRUST EMERGING MARKETS A.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
May 14, 2021
Q1 2021
|
First Trust Advisors LP
Wheaton, IL |
BUY
|
- |
1.41K+ 5.61% |
$35.3K - $39.2K
|
26.5K
$592K
|
|
May 12, 2021
Q1 2021
|
Harbour Investments, Inc.
Madison, WI |
BUY
|
- |
1.26KNew |
$31.6K - $35.1K
|
1.26K
$28.1K
|
|
Apr 27, 2021
Q1 2021
|
Ae Wealth Management LLC
|
BUY
|
- |
783+ 3.81% |
$19.7K - $21.9K
|
21.3K
$477K
|
|
Apr 19, 2021
Q1 2021
|
Creative Financial Designs Inc
|
BUY
|
- |
640+ 12800.0% |
$16.1K - $17.9K
|
645
$14.4K
|
|
May 03, 2021
Q1 2021
|
Signal Point Asset Management, LLC
|
BUY
|
- |
599+ 1.34% |
$15K - $16.7K
|
45.4K
$1.02M
|
|
May 17, 2021
Q1 2021
|
Wagner Wealth Management, LLC
Greenville, SC |
BUY
|
- |
570New |
$14.3K - $15.9K
|
570
$12.8K
|
|
May 17, 2021
Q1 2021
|
Wealth Shield Partners, LLC
Cary, NC |
BUY
|
- |
540New |
$13.6K - $15.1K
|
540
$12.1K
|
|
May 06, 2021
Q1 2021
|
Stonebridge Financial Planning Group, LLC
|
BUY
|
- |
450New |
$11.3K - $12.6K
|
450
$10.1K
|
|
May 13, 2021
Q1 2021
|
Mutual Advisors, LLC
Casper, WY |
BUY
|
- |
204+ 0.66% |
$5.12K - $5.69K
|
31K
$694K
|
|
Apr 15, 2021
Q1 2021
|
Gps Wealth Strategies Group, LLC
|
BUY
|
- |
182New |
$4.57K - $5.08K
|
182
$4.07K
|
|
May 14, 2021
Q1 2021
|
Benjamin Edwards Inc
Clayton, MO |
BUY
|
- |
174+ 3.15% |
$4.37K - $4.86K
|
5.69K
$127K
|
|
May 11, 2021
Q1 2021
|
Jacobi Capital Management LLC
|
BUY
|
- |
133+ 45.55% |
$3.34K - $3.71K
|
425
$9.51K
|
|
May 13, 2021
Q1 2021
|
Bank Of New York Mellon Corp
New York, NY |
BUY
|
- |
69+ 0.66% |
$1.73K - $1.93K
|
10.5K
$236K
|
|
May 04, 2021
Q1 2021
|
Lloyd Advisory Services, Llc.
Suwanee, GA |
BUY
|
- |
39+ 10.05% |
$979 - $1.09K
|
427
$9.55K
|
|
Apr 27, 2021
Q1 2021
|
Savior LLC
|
BUY
|
- |
37+ 13.26% |
$929 - $1.03K
|
316
$7.07K
|
|
May 06, 2021
Q1 2021
|
Larson Financial Group LLC
|
BUY
|
- |
19+ 0.92% |
$477 - $530
|
2.08K
$46.6K
|
|
May 17, 2021
Q1 2021
|
Claro Advisors LLC
Boston, MA |
BUY
|
- |
18+ 0.09% |
$452 - $502
|
19.8K
$444K
|
|
May 06, 2021
Q1 2021
|
Clearview Wealth Advisors LLC
|
BUY
|
- |
1+ 0.13% |
$25.1 - $27.9
|
797
$17.8K
|
|
Apr 29, 2021
Q1 2021
|
Patriot Financial Group Insurance Agency, LLC
|
SELL
|
- |
-4- 2.02% |
$100 - $112
|
194
$4.34K
|
|
May 10, 2021
Q1 2021
|
Safeguard Investment Advisory Group, LLC
|
SELL
|
- |
-7Closed |
$176 - $195
|
0
$0
|
|
Apr 01, 2021
Q1 2021
|
M&R Capital Management Inc
|
SELL
|
- |
-16- 42.11% |
$402 - $447
|
22
$492
|
|
May 17, 2021
Q1 2021
|
Financial Gravity Asset Management, Inc.
|
SELL
|
- |
-16- 37.21% |
$402 - $447
|
27
$604
|
|
Apr 30, 2021
Q1 2021
|
Signaturefd, LLC
Atlanta, GA |
SELL
|
- |
-67Closed |
$1.68K - $1.87K
|
0
$0
|
|
Aug 10, 2023
Q1 2021
|
Tucker Asset Management LLC
Littleton, CO |
SELL
|
- |
-69- 10.09% |
$1.73K - $1.93K
|
615
$13.8K
|
|
May 05, 2021
Q1 2021
|
Element Wealth, LLC
|
SELL
|
- |
-98- 0.73% |
$2.46K - $2.74K
|
13.3K
$298K
|
|
May 06, 2021
Q1 2021
|
Koshinski Asset Management, Inc.
|
SELL
|
- |
-200- 1.11% |
$5.02K - $5.58K
|
17.9K
$399K
|
|
Feb 22, 2022
Q1 2021
|
Fsb Premier Wealth Management, Inc.
|
SELL
|
- |
-333- 3.57% |
$8.36K - $9.29K
|
9K
$201K
|
|
May 07, 2021
Q1 2021
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
SELL
|
- |
-339- 18.77% |
$8.51K - $9.46K
|
1.47K
$32.8K
|
|
May 11, 2021
Q1 2021
|
Cedar Brook Financial Partners, LLC
Cleveland, OH |
SELL
|
- |
-340- 0.69% |
$8.54K - $9.49K
|
48.6K
$1.09M
|
|
May 13, 2021
Q1 2021
|
Capital Asset Advisory Services LLC
Haslett, MI |
SELL
|
- |
-481Closed |
$12.1K - $13.4K
|
0
$0
|
|
May 17, 2021
Q1 2021
|
Truist Financial Corp
|
SELL
|
- |
-578- 5.21% |
$14.5K - $16.1K
|
10.5K
$235K
|
|
Apr 22, 2021
Q1 2021
|
Destiny Wealth Partners, LLC
|
SELL
|
- |
-801Closed |
$20.1K - $22.4K
|
0
$0
|
|
Apr 21, 2021
Q1 2021
|
Clearwater Capital Advisors, LLC
|
SELL
|
- |
-841- 5.57% |
$21.1K - $23.5K
|
14.3K
$319K
|
|
Apr 29, 2021
Q1 2021
|
Quad Cities Investment Group, LLC
Davenport, IA |
SELL
|
- |
-919- 8.23% |
$23.1K - $25.6K
|
10.2K
$229K
|
|
May 20, 2021
Q1 2021
|
Tru Independence LLC
|
SELL
|
- |
-919Closed |
$23.1K - $25.6K
|
0
$0
|
|
May 12, 2021
Q1 2021
|
Pinnacle Associates LTD
|
SELL
|
- |
-945- 5.15% |
$23.7K - $26.4K
|
17.4K
$389K
|
|
Apr 27, 2021
Q1 2021
|
Concorde Asset Management, LLC
|
SELL
|
- |
-959- 8.49% |
$24.1K - $26.8K
|
10.3K
$231K
|
|
May 18, 2021
Q1 2021
|
Chiron Capital Management, LLC
|
SELL
|
- |
-1.22K- 4.68% |
$30.6K - $34K
|
24.8K
$555K
|
|
Apr 21, 2021
Q1 2021
|
Camelot Portfolios, LLC
|
SELL
|
- |
-1.77K- 13.37% |
$44.5K - $49.5K
|
11.5K
$257K
|
|
May 14, 2021
Q1 2021
|
Rathbones Group PLC
Liverpool, X0 |
SELL
|
- |
-1.86K- 7.46% |
$46.7K - $51.9K
|
23K
$515K
|
|
Apr 05, 2021
Q1 2021
|
Fulcrum Equity Management
|
SELL
|
- |
-2.77K- 18.67% |
$69.5K - $77.2K
|
12.1K
$270K
|
|
Apr 19, 2021
Q1 2021
|
Rfg Advisory, LLC
Birmingham, AL |
SELL
|
- |
-3.66K- 25.46% |
$92K - $102K
|
10.7K
$240K
|
|
May 17, 2021
Q1 2021
|
Frontier Wealth Management LLC
Kansas City, MO |
SELL
|
- |
-3.87K- 18.18% |
$97.3K - $108K
|
17.4K
$390K
|
|
May 17, 2021
Q1 2021
|
Cetera Investment Advisers
Schaumburg, IL |
SELL
|
- |
-3.96K- 10.06% |
$99.4K - $110K
|
35.4K
$792K
|
|
Apr 27, 2021
Q1 2021
|
Crumly & Associates Inc.
|
SELL
|
- |
-4.01K- 10.16% |
$101K - $112K
|
35.5K
$793K
|
|
May 13, 2021
Q1 2021
|
Wealth Advisory Solutions, LLC
|
SELL
|
- |
-8.02KClosed |
$201K - $224K
|
0
$0
|
|
Apr 08, 2021
Q1 2021
|
Lvz, Inc.
|
SELL
|
- |
-8.56K- 34.78% |
$215K - $239K
|
16.1K
$359K
|
|
May 12, 2021
Q1 2021
|
Comerica Securities,Inc.
|
SELL
|
- |
-8.58K- 24.98% |
$216K - $240K
|
25.8K
$577K
|
|
May 13, 2021
Q1 2021
|
National Asset Management, Inc.
Boca Raton, FL |
SELL
|
- |
-10.7KClosed |
$268K - $298K
|
0
$0
|
|
May 14, 2021
Q1 2021
|
Eqis Capital Management, Inc.
San Rafael, CA |
SELL
|
- |
-16KClosed |
$402K - $447K
|
0
$0
|