Purchases and Sales Made in Q1 2021 in First Trust Emerging Markets A (FEM)
This table provides information about the institutional ownership of First Trust Emerging Markets A (FEM) during Q1 2021. The information is specifically focused on institutions that hold shares of FIRST TRUST EMERGING MARKETS A.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
May 13, 2021
Q1 2021
|
Sawtooth Solutions, LLC
|
SELL
|
- |
-16.4K- 61.39% |
$411K - $457K
|
10.3K
$230K
|
|
|
Apr 27, 2021
Q1 2021
|
Stratos Wealth Partners, Ltd.
|
SELL
|
- |
-16.4KClosed |
$413K - $459K
|
0
$0
|
|
|
May 10, 2021
Q1 2021
|
Wintrust Investments LLC
Chicago, IL |
SELL
|
- |
-18.7K- 21.7% |
$469K - $521K
|
67.4K
$1.51M
|
|
|
Apr 27, 2021
Q1 2021
|
Janney Montgomery Scott LLC
|
SELL
|
- |
-20K- 21.42% |
$502K - $557K
|
73.3K
$1.64M
|
|
|
May 03, 2021
Q1 2021
|
Acg Wealth
|
SELL
|
- |
-21.4K- 46.6% |
$536K - $596K
|
24.5K
$547K
|
|
|
Apr 16, 2021
Q1 2021
|
Choice Wealth Advisors, LLC
Waterville, ME |
SELL
|
- |
-28K- 64.28% |
$703K - $782K
|
15.6K
$348K
|
|
|
Apr 26, 2021
Q1 2021
|
Arkadios Wealth Advisors
|
SELL
|
- |
-36.9K- 66.79% |
$927K - $1.03M
|
18.4K
$411K
|
|
|
May 04, 2021
Q1 2021
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-73K- 41.91% |
$1.83M - $2.04M
|
101K
$2.26M
|
|
|
May 17, 2021
Q1 2021
|
Empirical Financial Services, LLC D.B.A. Empirical Wealth Management
|
SELL
|
- |
-73.1K- 19.7% |
$1.84M - $2.04M
|
298K
$6.67M
|
|
|
May 10, 2021
Q1 2021
|
Epg Wealth Management LLC
Atlanta, GA |
SELL
|
- |
-79.3K- 74.93% |
$1.99M - $2.21M
|
26.5K
$594K
|
|
|
Sep 15, 2021
Q1 2021
|
Cwm, LLC
|
SELL
|
- |
-174K- 49.55% |
$4.37M - $4.85M
|
177K
$3.96M
|
|
|
May 13, 2021
Q1 2021
|
American Financial Advisors, LLC
|
SELL
|
- |
-740K- 88.04% |
$18.6M - $20.7M
|
101K
$2.25M
|