Purchases and Sales Made in Q3 2020 in First Trust Emerging Markets A (FEM)
This table provides information about the institutional ownership of First Trust Emerging Markets A (FEM) during Q3 2020. The information is specifically focused on institutions that hold shares of FIRST TRUST EMERGING MARKETS A.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 12, 2020
Q3 2020
|
Baird Financial Group, Inc.
Milwaukee, WI |
SELL
|
- |
-264- 0.14% |
$5.6K - $6.24K
|
193K
$4.32M
|
|
|
Oct 16, 2020
Q3 2020
|
Clearwater Capital Advisors, LLC
|
SELL
|
- |
-276- 1.66% |
$5.85K - $6.53K
|
16.4K
$366K
|
|
|
Oct 09, 2020
Q3 2020
|
Braun Bostich & Associates Inc.
Canonsburg, PA |
SELL
|
- |
-384Closed |
$8.14K - $9.08K
|
0
$0
|
|
|
Nov 06, 2020
Q3 2020
|
Alpha Mark Advisors, LLC
Ft. Wright, KY |
SELL
|
- |
-400- 76.19% |
$8.48K - $9.46K
|
125
$2.8K
|
|
|
Nov 12, 2020
Q3 2020
|
Stone X Group Inc.
|
SELL
|
- |
-408- 3.01% |
$8.65K - $9.65K
|
13.2K
$294K
|
|
|
Nov 16, 2020
Q3 2020
|
Koshinski Asset Management, Inc.
|
SELL
|
- |
-410- 1.98% |
$8.7K - $9.7K
|
20.3K
$453K
|
|
|
Nov 06, 2020
Q3 2020
|
Element Wealth, LLC
|
SELL
|
- |
-432- 3.01% |
$9.16K - $10.2K
|
13.9K
$312K
|
|
|
Nov 05, 2020
Q3 2020
|
First Trust Advisors LP
Wheaton, IL |
SELL
|
- |
-434- 1.65% |
$9.21K - $10.3K
|
25.8K
$577K
|
|
|
Nov 13, 2020
Q3 2020
|
Mml Investors Services, LLC
Springfield, MA |
SELL
|
- |
-534- 4.94% |
$11.3K - $12.6K
|
10.3K
$230K
|
|
|
Nov 10, 2020
Q3 2020
|
Walkner Condon Financial Advisors LLC
|
SELL
|
- |
-612- 3.64% |
$13K - $14.5K
|
16.2K
$362K
|
|
|
Nov 03, 2020
Q3 2020
|
Sigma Planning Corp
Ann Arbor, MI |
SELL
|
- |
-645- 0.9% |
$13.7K - $15.3K
|
70.7K
$1.58M
|
|
|
Nov 13, 2020
Q3 2020
|
Cetera Advisor Networks LLC
El Segundo, CA |
SELL
|
- |
-704- 1.43% |
$14.9K - $16.6K
|
48.5K
$1.09M
|
|
|
Nov 12, 2020
Q3 2020
|
Empirical Financial Services, LLC D.B.A. Empirical Wealth Management
|
SELL
|
- |
-1.09K- 0.29% |
$23.1K - $25.8K
|
370K
$8.28M
|
|
|
Oct 23, 2020
Q3 2020
|
Pinnacle Associates LTD
|
SELL
|
- |
-1.17K- 5.96% |
$24.8K - $27.7K
|
18.5K
$413K
|
|
|
Oct 26, 2020
Q3 2020
|
Stonebridge Financial Planning Group, LLC
|
SELL
|
- |
-1.6K- 72.76% |
$34K - $37.9K
|
600
$13.4K
|
|
|
Nov 09, 2020
Q3 2020
|
Synovus Financial Corp
Columbus, GA |
SELL
|
- |
-1.66KClosed |
$35.3K - $39.4K
|
0
$0
|
|
|
Nov 13, 2020
Q3 2020
|
Mutual Advisors, LLC
Casper, WY |
SELL
|
- |
-1.84K- 5.84% |
$38.9K - $43.4K
|
29.6K
$662K
|
|
|
Nov 16, 2020
Q3 2020
|
Signal Point Asset Management, LLC
|
SELL
|
- |
-2.17K- 4.61% |
$45.9K - $51.2K
|
44.8K
$1M
|
|
|
Nov 10, 2020
Q3 2020
|
Arkadios Wealth Advisors
|
SELL
|
- |
-2.24K- 32.74% |
$47.5K - $53K
|
4.6K
$103K
|
|
|
Oct 08, 2020
Q3 2020
|
Clarus Wealth Advisors
|
SELL
|
- |
-2.64K- 17.58% |
$56K - $62.4K
|
12.4K
$277K
|
|
|
Nov 06, 2020
Q3 2020
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
SELL
|
- |
-2.76K- 58.28% |
$58.4K - $65.2K
|
1.97K
$44.1K
|
|
|
Nov 10, 2020
Q3 2020
|
Eqis Capital Management, Inc.
San Rafael, CA |
SELL
|
- |
-2.88K- 13.41% |
$61K - $68.1K
|
18.6K
$416K
|
|
|
Nov 09, 2020
Q3 2020
|
Cedar Brook Financial Partners, LLC
Cleveland, OH |
SELL
|
- |
-3.44K- 4.94% |
$72.9K - $81.3K
|
66.1K
$1.48M
|
|
|
Nov 12, 2020
Q3 2020
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-3.49K- 1.88% |
$74K - $82.6K
|
182K
$4.07M
|
|
|
Nov 06, 2020
Q3 2020
|
Chicago Partners Investment Group LLC
|
SELL
|
- |
-3.76K- 8.21% |
$79.6K - $88.8K
|
42K
$939K
|
|
|
Oct 30, 2020
Q3 2020
|
Steward Partners Investment Advisory, LLC
|
SELL
|
- |
-3.95K- 7.78% |
$83.8K - $93.5K
|
46.9K
$1.05M
|
|
|
Oct 29, 2020
Q3 2020
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-5.44K- 3.31% |
$115K - $129K
|
159K
$3.55M
|
|
|
Oct 28, 2020
Q3 2020
|
Cozad Asset Management Inc
Champaign, IL |
SELL
|
- |
-10.2KClosed |
$216K - $241K
|
0
$0
|
|
|
Nov 13, 2020
Q3 2020
|
Jim Simons
Renaissance Technologies LLC | New York, Ny
|
SELL
|
- |
-10.3KClosed |
$218K - $244K
|
0
$0
|
|
|
Nov 04, 2020
Q3 2020
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-10.4K- 9.3% |
$220K - $246K
|
101K
$2.27M
|
|
|
Nov 09, 2020
Q3 2020
|
Andesa Financial Management Inc.
|
SELL
|
- |
-11.4KClosed |
$241K - $269K
|
0
$0
|
|
|
Nov 16, 2020
Q3 2020
|
Verition Fund Management LLC
Greenwich, CT |
SELL
|
- |
-11.9KClosed |
$252K - $281K
|
0
$0
|
|
|
Nov 04, 2020
Q3 2020
|
Acorn Wealth Advisors, LLC
Grand Blanc, MI |
SELL
|
- |
-15.6KClosed |
$332K - $370K
|
0
$0
|
|
|
Oct 09, 2020
Q3 2020
|
Resources Investment Advisors, Llc.
Overland Park, KS |
SELL
|
- |
-20.3KClosed |
$430K - $480K
|
0
$0
|
|
|
Nov 16, 2020
Q3 2020
|
Stifel Financial Corp
St. Louis, MO |
SELL
|
- |
-23K- 19.69% |
$487K - $543K
|
93.7K
$2.1M
|
|
|
Nov 09, 2020
Q3 2020
|
American Financial Advisors, LLC
|
SELL
|
- |
-28.2K- 3.14% |
$598K - $667K
|
870K
$19.5M
|
|
|
Nov 12, 2020
Q3 2020
|
Ubs Group Ag
|
SELL
|
- |
-62.6K- 9.76% |
$1.33M - $1.48M
|
578K
$12.9M
|
|
|
Oct 08, 2020
Q3 2020
|
Larson Financial Group LLC
|
SELL
|
- |
-67.9K- 92.99% |
$1.44M - $1.61M
|
5.12K
$115K
|
|
|
Nov 30, 2020
Q3 2020
|
Strategic Wealth Advisors Group, LLC
Sacramento, CA |
SELL
|
- |
-70.5KClosed |
$1.5M - $1.67M
|
0
$0
|
|
|
Nov 04, 2020
Q3 2020
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-140K- 42.9% |
$2.97M - $3.31M
|
186K
$4.17M
|
|
|
Nov 12, 2020
Q3 2020
|
Qube Research & Technologies LTD
London, X0 |
SELL
|
- |
-194KClosed |
$4.11M - $4.58M
|
0
$0
|
|
|
Sep 15, 2021
Q3 2020
|
Cwm, LLC
|
SELL
|
- |
-224K- 55.89% |
$4.76M - $5.31M
|
177K
$3.96M
|
|
|
Nov 02, 2020
Q3 2020
|
Private Advisor Group, LLC
|
SELL
|
- |
-269K- 42.38% |
$5.7M - $6.36M
|
365K
$8.17M
|
|
|
Nov 05, 2020
Q3 2020
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-335K- 21.49% |
$7.11M - $7.93M
|
1.22M
$27.4M
|