Purchases and Sales Made in Q3 2020 in First Trust Emerging Markets A (FEM)
This table provides information about the institutional ownership of First Trust Emerging Markets A (FEM) during Q3 2020. The information is specifically focused on institutions that hold shares of FIRST TRUST EMERGING MARKETS A.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
Oct 19, 2020
Q3 2020
|
Cwm, LLC
|
BUY
|
- |
224K+ 126.68% |
$4.76M - $5.31M
|
401K
$9.01M
|
|
Nov 16, 2020
Q3 2020
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
BUY
|
- |
153K+ 313.54% |
$3.24M - $3.61M
|
201K
$4.52M
|
|
Nov 17, 2020
Q3 2020
|
Jane Street Group, LLC
New York, NY |
BUY
|
- |
130K+ 328.8% |
$2.77M - $3.08M
|
170K
$3.82M
|
|
Nov 09, 2020
Q3 2020
|
Kestra Private Wealth Services, LLC
|
BUY
|
- |
78.2KNew |
$1.66M - $1.85M
|
78.2K
$1.75M
|
|
Nov 16, 2020
Q3 2020
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
- |
77.5KNew |
$1.64M - $1.83M
|
77.5K
$1.74M
|
|
Nov 04, 2020
Q3 2020
|
Ausdal Financial Partners, Inc.
Davenport, IA |
BUY
|
- |
70.9KNew |
$1.5M - $1.68M
|
70.9K
$1.59M
|
|
Oct 09, 2020
Q3 2020
|
Envestnet Asset Management Inc
|
BUY
|
- |
33.5K+ 6.83% |
$711K - $792K
|
524K
$11.8M
|
|
Nov 12, 2020
Q3 2020
|
Kestra Advisory Services, LLC
|
BUY
|
- |
27.7KNew |
$588K - $656K
|
27.7K
$623K
|
|
Nov 19, 2020
Q3 2020
|
Chiron Capital Management, LLC
|
BUY
|
- |
26.4KNew |
$560K - $624K
|
26.4K
$592K
|
|
Nov 16, 2020
Q3 2020
|
Flow Traders U.S. LLC
New York, NY |
BUY
|
- |
22.2K+ 192.77% |
$472K - $526K
|
33.8K
$758K
|
|
Oct 14, 2020
Q3 2020
|
Avantax Advisory Services, Inc.
|
BUY
|
- |
11.7K+ 9.73% |
$248K - $277K
|
132K
$2.96M
|
|
Nov 02, 2020
Q3 2020
|
Epg Wealth Management LLC
Atlanta, GA |
BUY
|
- |
11.4K+ 11.25% |
$242K - $270K
|
113K
$2.53M
|
|
Nov 04, 2020
Q3 2020
|
Comerica Securities,Inc.
|
BUY
|
- |
9.39K+ 41.88% |
$199K - $222K
|
31.8K
$714K
|
|
Nov 05, 2020
Q3 2020
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
7.61K+ 4.66% |
$161K - $180K
|
171K
$3.84M
|
|
Nov 02, 2020
Q3 2020
|
Ifg Advisory, LLC
|
BUY
|
- |
7.35K+ 19.7% |
$156K - $174K
|
44.6K
$1M
|
|
Nov 16, 2020
Q3 2020
|
Eudaimonia Partners, LLC
Winchester, TN |
BUY
|
- |
7.17KNew |
$152K - $169K
|
7.17K
$161K
|
|
Oct 21, 2020
Q3 2020
|
Crumly & Associates Inc.
|
BUY
|
- |
4.63K+ 8.21% |
$98.2K - $109K
|
61K
$1.37M
|
|
Nov 13, 2020
Q3 2020
|
Truist Financial Corp
|
BUY
|
- |
4.54K+ 24.28% |
$96.4K - $107K
|
23.3K
$522K
|
|
Nov 06, 2020
Q3 2020
|
Ae Wealth Management LLC
|
BUY
|
- |
4.18K+ 26.51% |
$88.6K - $98.8K
|
19.9K
$448K
|
|
Oct 14, 2020
Q3 2020
|
Aprio Wealth Management, LLC
|
BUY
|
- |
3.91K+ 9.02% |
$82.9K - $92.5K
|
47.3K
$1.06M
|
|
Nov 19, 2020
Q3 2020
|
Kingsview Wealth Management, LLC
Grants Pass, OR |
BUY
|
- |
3.9K+ 37.45% |
$82.8K - $92.3K
|
14.3K
$322K
|
|
Nov 04, 2020
Q3 2020
|
Sawtooth Solutions, LLC
|
BUY
|
- |
3.86K+ 27.58% |
$81.9K - $91.3K
|
17.9K
$401K
|
|
Nov 13, 2020
Q3 2020
|
High Tower Advisors, LLC
Chicago, IL |
BUY
|
- |
3.39K+ 23.49% |
$71.9K - $80.2K
|
17.8K
$400K
|
|
Nov 12, 2020
Q3 2020
|
Deutsche Bank Ag\
Frankfurt Am Main, 2M |
BUY
|
- |
3.37K+ 339.92% |
$71.5K - $79.7K
|
4.36K
$98K
|
|
Nov 13, 2020
Q3 2020
|
Benjamin F. Edwards & Company, Inc.
St. Louis, MO |
BUY
|
- |
3.27K+ 24.57% |
$69.3K - $77.3K
|
16.6K
$372K
|
|
Nov 02, 2020
Q3 2020
|
D.A. Davidson & Co.
|
BUY
|
- |
2.57K+ 5.94% |
$54.4K - $60.7K
|
45.8K
$1.03M
|
|
Nov 13, 2020
Q3 2020
|
Northwestern Mutual Wealth Management CO
|
BUY
|
- |
2.48KNew |
$52.7K - $58.7K
|
2.48K
$55.7K
|
|
Nov 12, 2020
Q3 2020
|
Wintrust Investments LLC
Chicago, IL |
BUY
|
- |
2.13K+ 2.12% |
$45.1K - $50.3K
|
103K
$2.3M
|
|
Oct 27, 2020
Q3 2020
|
Dynamic Advisor Solutions LLC
|
BUY
|
- |
1.94K+ 17.54% |
$41.2K - $46K
|
13K
$292K
|
|
Mar 22, 2023
Q3 2020
|
American Portfolios Advisors
Holbrook, NY |
BUY
|
- |
1.88K+ 2112.36% |
$39.9K - $44.5K
|
1.97K
$44.2K
|
|
Nov 09, 2020
Q3 2020
|
National Asset Management, Inc.
Boca Raton, FL |
BUY
|
- |
1.67K+ 14.88% |
$35.4K - $39.5K
|
12.9K
$290K
|
|
Nov 09, 2020
Q3 2020
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
1.55K+ 0.23% |
$32.8K - $36.6K
|
672K
$15.1M
|
|
Nov 13, 2020
Q3 2020
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
1.2K+ 2.97% |
$25.4K - $28.3K
|
41.5K
$931K
|
|
Oct 19, 2020
Q3 2020
|
Camelot Portfolios, LLC
|
BUY
|
- |
935+ 6.42% |
$19.8K - $22.1K
|
15.5K
$348K
|
|
Oct 29, 2020
Q3 2020
|
Ifp Advisors, Inc
|
BUY
|
- |
800+ 1.09% |
$17K - $18.9K
|
74.5K
$1.67M
|
|
Nov 09, 2020
Q3 2020
|
Quad Cities Investment Group, LLC
Davenport, IA |
BUY
|
- |
670+ 5.65% |
$14.2K - $15.8K
|
12.5K
$281K
|
|
Nov 16, 2020
Q3 2020
|
Benjamin Edwards Inc
Clayton, MO |
BUY
|
- |
631+ 15.92% |
$13.4K - $14.9K
|
4.59K
$103K
|
|
Jan 08, 2024
Q3 2020
|
Snowden Capital Advisors LLC
New York, NY |
BUY
|
- |
554+ 4.08% |
$11.8K - $13.1K
|
14.1K
$318K
|
|
Nov 12, 2020
Q3 2020
|
Acg Wealth
|
BUY
|
- |
298+ 0.61% |
$6.32K - $7.05K
|
49.5K
$1.11M
|
|
Oct 26, 2020
Q3 2020
|
Savior LLC
|
BUY
|
- |
259+ 1438.89% |
$5.49K - $6.13K
|
277
$6.22K
|
|
Oct 13, 2020
Q3 2020
|
Rfg Advisory, LLC
Birmingham, AL |
BUY
|
- |
149+ 0.88% |
$3.16K - $3.52K
|
17.2K
$385K
|
|
Nov 16, 2020
Q3 2020
|
Claro Advisors LLC
Boston, MA |
BUY
|
- |
88+ 0.45% |
$1.87K - $2.08K
|
19.8K
$445K
|
|
Nov 10, 2020
Q3 2020
|
Us Bancorp \De\
|
BUY
|
- |
48New |
$1.02K - $1.14K
|
48
$1.08K
|
|
Oct 30, 2020
Q3 2020
|
Jacobi Capital Management LLC
|
BUY
|
- |
38+ 2.06% |
$806 - $899
|
1.88K
$42.2K
|
|
Sep 07, 2021
Q3 2020
|
Geneos Wealth Management Inc.
|
BUY
|
- |
7+ 0.16% |
$148 - $166
|
4.39K
$98.6K
|
|
Oct 28, 2020
Q3 2020
|
Lloyd Advisory Services, Llc.
Suwanee, GA |
SELL
|
- |
-27- 7.2% |
$573 - $639
|
348
$7.81K
|
|
Nov 06, 2020
Q3 2020
|
Janney Montgomery Scott LLC
|
SELL
|
- |
-35- 0.05% |
$742 - $828
|
75K
$1.68M
|
|
Nov 12, 2020
Q3 2020
|
Sowell Financial Services LLC
North Little Rock, AR |
SELL
|
- |
-114- 2.26% |
$2.42K - $2.7K
|
4.93K
$111K
|
|
Nov 10, 2020
Q3 2020
|
R Pg Family Wealth Advisory, LLC
Burlington, MA |
SELL
|
- |
-170- 0.82% |
$3.61K - $4.02K
|
20.6K
$462K
|
|
Nov 13, 2020
Q3 2020
|
Rathbones Group PLC
Liverpool, X0 |
SELL
|
- |
-234- 0.98% |
$4.96K - $5.53K
|
23.7K
$533K
|