Purchases and Sales Made in Q3 2021 in First Trust Emerging Markets A (FEM)
This table provides information about the institutional ownership of First Trust Emerging Markets A (FEM) during Q3 2021. The information is specifically focused on institutions that hold shares of FIRST TRUST EMERGING MARKETS A.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
Nov 15, 2021
Q3 2021
|
Morgan Stanley
New York, NY |
BUY
|
- |
2.04MNew |
$53.3M - $59.6M
|
2.04M
$45.8M
|
|
Nov 15, 2021
Q3 2021
|
Mml Investors Services, LLC
Springfield, MA |
BUY
|
- |
92.3K+ 126.88% |
$2.41M - $2.7M
|
165K
$3.71M
|
|
Nov 12, 2021
Q3 2021
|
Old Mission Capital LLC
|
BUY
|
- |
56.3K+ 54.3% |
$1.47M - $1.65M
|
160K
$3.59M
|
|
Nov 15, 2021
Q3 2021
|
Integrated Wealth Concepts LLC
|
BUY
|
- |
30.2K+ 50.62% |
$790K - $883K
|
90K
$2.02M
|
|
Nov 05, 2021
Q3 2021
|
Moors & Cabot, Inc.
Boston, MA |
BUY
|
- |
25.4KNew |
$664K - $742K
|
25.4K
$570K
|
|
Oct 29, 2021
Q3 2021
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
24.2K+ 23.73% |
$632K - $706K
|
126K
$2.83M
|
|
Nov 02, 2021
Q3 2021
|
Signature Securities Group Corporation
|
BUY
|
- |
11.4KNew |
$297K - $332K
|
11.4K
$255K
|
|
Nov 16, 2021
Q3 2021
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
10.6K+ 5.75% |
$278K - $310K
|
195K
$4.38M
|
|
Nov 12, 2021
Q3 2021
|
Virtu Financial LLC
New York, NY |
BUY
|
- |
9.14KNew |
$239K - $267K
|
9.14K
$205K
|
|
Oct 19, 2021
Q3 2021
|
Kestra Advisory Services, LLC
|
BUY
|
- |
7.69K+ 20.9% |
$201K - $225K
|
44.5K
$999K
|
|
Nov 12, 2021
Q3 2021
|
Acorn Wealth Advisors, LLC
Grand Blanc, MI |
BUY
|
- |
7.58KNew |
$198K - $221K
|
7.58K
$170K
|
|
Oct 22, 2021
Q3 2021
|
Spire Wealth Management
|
BUY
|
- |
7.42K+ 82.94% |
$194K - $217K
|
16.4K
$367K
|
|
Oct 12, 2021
Q3 2021
|
Koshinski Asset Management, Inc.
|
BUY
|
- |
7.15K+ 76.88% |
$187K - $209K
|
16.5K
$369K
|
|
Nov 12, 2021
Q3 2021
|
Baird Financial Group, Inc.
Milwaukee, WI |
BUY
|
- |
6.52K+ 3.43% |
$170K - $191K
|
197K
$4.42M
|
|
Nov 12, 2021
Q3 2021
|
Chicago Partners Investment Group LLC
|
BUY
|
- |
5.2K+ 12.24% |
$136K - $152K
|
47.7K
$1.07M
|
|
Oct 28, 2021
Q3 2021
|
Dynamic Advisor Solutions LLC
|
BUY
|
- |
3.97K+ 15.96% |
$104K - $116K
|
28.9K
$648K
|
|
Nov 12, 2021
Q3 2021
|
Kowal Investment Group, LLC
Waukesha, WI |
BUY
|
- |
2.57KNew |
$67.2K - $75.1K
|
2.57K
$57.7K
|
|
Dec 03, 2021
Q3 2021
|
Kingsview Wealth Management, LLC
Grants Pass, OR |
BUY
|
- |
2.41K+ 4.22% |
$62.9K - $70.3K
|
59.4K
$1.33M
|
|
Mar 22, 2023
Q3 2021
|
American Portfolios Advisors
Holbrook, NY |
BUY
|
- |
1.89K+ 2124.72% |
$49.4K - $55.2K
|
1.98K
$44.5K
|
|
Nov 10, 2021
Q3 2021
|
Comerica Securities,Inc.
|
BUY
|
- |
1.5K+ 6.3% |
$39.2K - $43.8K
|
25.3K
$569K
|
|
Nov 15, 2021
Q3 2021
|
Epg Wealth Management LLC
Atlanta, GA |
BUY
|
- |
890+ 3.23% |
$23.3K - $26K
|
28.4K
$638K
|
|
Nov 15, 2021
Q3 2021
|
First Trust Advisors LP
Wheaton, IL |
BUY
|
- |
796+ 2.65% |
$20.8K - $23.3K
|
30.8K
$691K
|
|
Nov 10, 2021
Q3 2021
|
Us Bancorp \De\
|
BUY
|
- |
768+ 5.86% |
$20.1K - $22.4K
|
13.9K
$312K
|
|
Dec 09, 2021
Q3 2021
|
Wealth Plan Partners, LLC
Omaha, NE |
BUY
|
- |
654+ 2.44% |
$17.1K - $19.1K
|
27.5K
$617K
|
|
Nov 10, 2021
Q3 2021
|
Citigroup Inc
|
BUY
|
- |
600New |
$15.7K - $17.5K
|
600
$13.5K
|
|
Nov 12, 2021
Q3 2021
|
Steward Partners Investment Advisory, LLC
|
BUY
|
- |
434+ 0.93% |
$11.3K - $12.7K
|
47.3K
$1.06M
|
|
Nov 16, 2021
Q3 2021
|
Captrust Financial Advisors
Raleigh, NC |
BUY
|
- |
400New |
$10.5K - $11.7K
|
400
$8.98K
|
|
Nov 15, 2021
Q3 2021
|
Jacobi Capital Management LLC
|
BUY
|
- |
382+ 89.04% |
$9.98K - $11.2K
|
811
$18.2K
|
|
Nov 01, 2021
Q3 2021
|
Cedar Brook Financial Partners, LLC
Cleveland, OH |
BUY
|
- |
350+ 0.96% |
$9.15K - $10.2K
|
36.9K
$829K
|
|
Nov 15, 2021
Q3 2021
|
Claro Advisors LLC
Boston, MA |
BUY
|
- |
319+ 1.6% |
$8.34K - $9.32K
|
20.3K
$456K
|
|
Nov 12, 2021
Q3 2021
|
High Tower Advisors, LLC
Chicago, IL |
BUY
|
- |
202+ 1.5% |
$5.28K - $5.9K
|
13.6K
$306K
|
|
Nov 01, 2021
Q3 2021
|
Ausdal Financial Partners, Inc.
Davenport, IA |
BUY
|
- |
176+ 2.04% |
$4.6K - $5.14K
|
8.82K
$198K
|
|
Nov 15, 2021
Q3 2021
|
Mutual Advisors, LLC
Casper, WY |
BUY
|
- |
151+ 0.5% |
$3.95K - $4.41K
|
30.6K
$687K
|
|
Oct 12, 2021
Q3 2021
|
Ifg Advisory, LLC
|
BUY
|
- |
125+ 0.87% |
$3.27K - $3.65K
|
14.4K
$324K
|
|
Nov 04, 2021
Q3 2021
|
Larson Financial Group LLC
|
BUY
|
- |
25+ 1.19% |
$653 - $730
|
2.12K
$47.7K
|
|
Oct 05, 2021
Q3 2021
|
M&R Capital Management Inc
|
BUY
|
- |
22+ 100.0% |
$575 - $643
|
44
$988
|
|
Nov 02, 2021
Q3 2021
|
Clearview Wealth Advisors LLC
|
BUY
|
- |
18+ 2.05% |
$470 - $526
|
895
$20.1K
|
|
Nov 01, 2021
Q3 2021
|
Element Wealth, LLC
|
BUY
|
- |
5+ 0.04% |
$131 - $146
|
13.2K
$296K
|
|
Aug 10, 2023
Q3 2021
|
Tucker Asset Management LLC
Littleton, CO |
SELL
|
- |
-2- 0.34% |
$52.3 - $58.4
|
586
$13.2K
|
|
Nov 09, 2021
Q3 2021
|
Geneos Wealth Management Inc.
|
SELL
|
- |
-8- 0.21% |
$209 - $234
|
3.75K
$84.2K
|
|
Nov 05, 2021
Q3 2021
|
Truist Financial Corp
|
SELL
|
- |
-46- 0.43% |
$1.2K - $1.34K
|
10.6K
$238K
|
|
Nov 09, 2021
Q3 2021
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
SELL
|
- |
-51- 0.12% |
$1.33K - $1.49K
|
41.8K
$938K
|
|
Nov 15, 2021
Q3 2021
|
Iht Wealth Management, LLC
Chicago, IL |
SELL
|
- |
-52- 0.65% |
$1.36K - $1.52K
|
7.89K
$177K
|
|
Nov 05, 2021
Q3 2021
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
SELL
|
- |
-74- 7.46% |
$1.93K - $2.16K
|
918
$20.6K
|
|
Oct 21, 2021
Q3 2021
|
Lloyd Advisory Services, Llc.
Suwanee, GA |
SELL
|
- |
-83- 23.38% |
$2.17K - $2.42K
|
272
$6.11K
|
|
Oct 08, 2021
Q3 2021
|
Creative Financial Designs Inc
|
SELL
|
- |
-90- 7.29% |
$2.35K - $2.63K
|
1.15K
$25.7K
|
|
Oct 18, 2021
Q3 2021
|
Gradient Investments LLC
|
SELL
|
- |
-151Closed |
$3.95K - $4.41K
|
0
$0
|
|
Nov 15, 2021
Q3 2021
|
Wagner Wealth Management, LLC
Greenville, SC |
SELL
|
- |
-161- 28.25% |
$4.21K - $4.7K
|
409
$9.18K
|
|
Oct 28, 2021
Q3 2021
|
Signal Point Asset Management, LLC
|
SELL
|
- |
-231- 0.53% |
$6.04K - $6.75K
|
43.5K
$977K
|
|
Nov 01, 2021
Q3 2021
|
Ae Wealth Management LLC
|
SELL
|
- |
-235- 1.83% |
$6.14K - $6.86K
|
12.6K
$283K
|