Purchases and Sales Made in Q3 2021 in First Trust Emerging Markets A (FEM)
This table provides information about the institutional ownership of First Trust Emerging Markets A (FEM) during Q3 2021. The information is specifically focused on institutions that hold shares of FIRST TRUST EMERGING MARKETS A.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 12, 2021
Q3 2021
|
Eqis Capital Management, Inc.
San Rafael, CA |
SELL
|
- |
-241- 3.03% |
$6.3K - $7.04K
|
7.72K
$173K
|
|
|
Oct 21, 2021
Q3 2021
|
Chiron Capital Management, LLC
|
SELL
|
- |
-257- 1.07% |
$6.72K - $7.51K
|
23.7K
$532K
|
|
|
Oct 20, 2021
Q3 2021
|
Crumly & Associates Inc.
|
SELL
|
- |
-271- 0.8% |
$7.08K - $7.92K
|
33.5K
$753K
|
|
|
Oct 06, 2021
Q3 2021
|
Clarus Wealth Advisors
|
SELL
|
- |
-273- 1.92% |
$7.13K - $7.97K
|
13.9K
$312K
|
|
|
Nov 04, 2021
Q3 2021
|
Rathbones Group PLC
Liverpool, X0 |
SELL
|
- |
-275- 1.44% |
$7.19K - $8.03K
|
18.9K
$424K
|
|
|
Oct 05, 2021
Q3 2021
|
Savior LLC
|
SELL
|
- |
-316Closed |
$8.26K - $9.23K
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Harbour Investments, Inc.
Madison, WI |
SELL
|
- |
-332- 1.09% |
$8.68K - $9.7K
|
30.2K
$678K
|
|
|
Nov 15, 2021
Q3 2021
|
Stifel Financial Corp
St. Louis, MO |
SELL
|
- |
-388- 0.3% |
$10.1K - $11.3K
|
130K
$2.91M
|
|
|
Nov 18, 2021
Q3 2021
|
Wealthsource Partners, LLC
|
SELL
|
- |
-403- 4.37% |
$10.5K - $11.8K
|
8.82K
$198K
|
|
|
Nov 15, 2021
Q3 2021
|
Northwestern Mutual Wealth Management CO
|
SELL
|
- |
-411Closed |
$10.7K - $12K
|
0
$0
|
|
|
Nov 12, 2021
Q3 2021
|
Wealth Shield Partners, LLC
Cary, NC |
SELL
|
- |
-540Closed |
$14.1K - $15.8K
|
0
$0
|
|
|
Nov 05, 2021
Q3 2021
|
Lindbrook Capital, LLC
|
SELL
|
- |
-700Closed |
$18.3K - $20.4K
|
0
$0
|
|
|
Oct 19, 2021
Q3 2021
|
Pinnacle Associates LTD
|
SELL
|
- |
-740- 4.4% |
$19.3K - $21.6K
|
16.1K
$361K
|
|
|
Nov 16, 2021
Q3 2021
|
Migdal Insurance & Financial Holdings Ltd.
|
SELL
|
- |
-745- 74.5% |
$19.5K - $21.8K
|
255
$5.72K
|
|
|
Nov 02, 2021
Q3 2021
|
Benjamin Edwards Inc
Clayton, MO |
SELL
|
- |
-1.13K- 27.63% |
$29.4K - $32.9K
|
2.95K
$66.1K
|
|
|
Nov 09, 2021
Q3 2021
|
Barclays PLC
London, X0 |
SELL
|
- |
-1.26KClosed |
$32.8K - $36.7K
|
0
$0
|
|
|
Nov 02, 2021
Q3 2021
|
Benjamin F. Edwards & Company, Inc.
St. Louis, MO |
SELL
|
- |
-1.83K- 2.68% |
$47.7K - $53.3K
|
66.2K
$1.49M
|
|
|
Nov 12, 2021
Q3 2021
|
Quad Cities Investment Group, LLC
Davenport, IA |
SELL
|
- |
-2.25K- 23.12% |
$58.9K - $65.8K
|
7.49K
$168K
|
|
|
Nov 12, 2021
Q3 2021
|
Strategic Blueprint, LLC
Atlanta, GA |
SELL
|
- |
-2.9KClosed |
$75.8K - $84.8K
|
0
$0
|
|
|
Oct 19, 2021
Q3 2021
|
Rfg Advisory, LLC
Birmingham, AL |
SELL
|
- |
-3.35K- 30.47% |
$87.5K - $97.8K
|
7.64K
$171K
|
|
|
Nov 04, 2021
Q3 2021
|
Deutsche Bank Ag\
Frankfurt Am Main, 2M |
SELL
|
- |
-4.36KClosed |
$114K - $127K
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
D.A. Davidson & Co.
|
SELL
|
- |
-6.27K- 11.28% |
$164K - $183K
|
49.3K
$1.11M
|
|
|
Nov 16, 2021
Q3 2021
|
Cetera Advisor Networks LLC
El Segundo, CA |
SELL
|
- |
-6.47K- 12.32% |
$169K - $189K
|
46.1K
$1.03M
|
|
|
Oct 20, 2021
Q3 2021
|
Stone X Group Inc.
|
SELL
|
- |
-6.48K- 10.82% |
$169K - $189K
|
53.4K
$1.2M
|
|
|
Nov 12, 2021
Q3 2021
|
Frontier Wealth Management LLC
Kansas City, MO |
SELL
|
- |
-6.5K- 37.28% |
$170K - $190K
|
10.9K
$246K
|
|
|
Nov 04, 2021
Q3 2021
|
Walkner Condon Financial Advisors LLC
|
SELL
|
- |
-7.09K- 35.76% |
$185K - $207K
|
12.7K
$286K
|
|
|
Nov 16, 2021
Q3 2021
|
Advisor Resource Council
|
SELL
|
- |
-7.34KClosed |
$192K - $214K
|
0
$0
|
|
|
Nov 12, 2021
Q3 2021
|
Pinnacle Family Advisors, LLC
Springfield, MO |
SELL
|
- |
-7.53K- 42.11% |
$197K - $220K
|
10.4K
$232K
|
|
|
Nov 12, 2021
Q3 2021
|
Bank Of New York Mellon Corp
New York, NY |
SELL
|
- |
-8.01KClosed |
$209K - $234K
|
0
$0
|
|
|
Nov 04, 2021
Q3 2021
|
Transcend Capital Advisors, LLC
|
SELL
|
- |
-9.22KClosed |
$241K - $269K
|
0
$0
|
|
|
Feb 23, 2022
Q3 2021
|
Fsb Premier Wealth Management, Inc.
|
SELL
|
- |
-9.28KClosed |
$242K - $271K
|
0
$0
|
|
|
Oct 13, 2021
Q3 2021
|
Choice Wealth Advisors, LLC
Waterville, ME |
SELL
|
- |
-9.29KClosed |
$243K - $271K
|
0
$0
|
|
|
Nov 02, 2021
Q3 2021
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-9.31K- 9.38% |
$243K - $272K
|
89.9K
$2.02M
|
|
|
Nov 15, 2021
Q3 2021
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-9.6K- 1.86% |
$251K - $280K
|
507K
$11.4M
|
|
|
Jan 25, 2022
Q3 2021
|
Fulcrum Equity Management
|
SELL
|
- |
-11.4KClosed |
$298K - $333K
|
0
$0
|
|
|
Nov 04, 2021
Q3 2021
|
Camelot Portfolios, LLC
|
SELL
|
- |
-11.4KClosed |
$299K - $334K
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Ubs Group Ag
|
SELL
|
- |
-11.8K- 2.23% |
$308K - $344K
|
516K
$11.6M
|
|
|
Oct 14, 2021
Q3 2021
|
Private Advisor Group, LLC
|
SELL
|
- |
-12.5K- 2.98% |
$327K - $365K
|
406K
$9.13M
|
|
|
Oct 29, 2021
Q3 2021
|
Janney Montgomery Scott LLC
|
SELL
|
- |
-13.7K- 19.66% |
$357K - $399K
|
55.8K
$1.25M
|
|
|
Nov 05, 2021
Q3 2021
|
American Financial Advisors, LLC
|
SELL
|
- |
-13.7K- 30.24% |
$359K - $401K
|
31.7K
$711K
|
|
|
Oct 28, 2021
Q3 2021
|
Sigma Planning Corp
Ann Arbor, MI |
SELL
|
- |
-14.8K- 18.47% |
$388K - $433K
|
65.5K
$1.47M
|
|
|
Nov 01, 2021
Q3 2021
|
1900 Wealth Management LLC
|
SELL
|
- |
-15KClosed |
$392K - $438K
|
0
$0
|
|
|
Nov 02, 2021
Q3 2021
|
Empirical Financial Services, LLC D.B.A. Empirical Wealth Management
|
SELL
|
- |
-15.5K- 4.12% |
$404K - $451K
|
359K
$8.06M
|
|
|
Oct 19, 2021
Q3 2021
|
Arkadios Wealth Advisors
|
SELL
|
- |
-16.7K- 90.35% |
$436K - $487K
|
1.78K
$40K
|
|
|
Nov 15, 2021
Q3 2021
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
SELL
|
- |
-19K- 71.87% |
$495K - $554K
|
7.42K
$167K
|
|
|
Nov 02, 2021
Q3 2021
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-19.3K- 11.03% |
$504K - $564K
|
156K
$3.49M
|
|
|
Nov 12, 2021
Q3 2021
|
Cornerstone Wealth Management, LLC
|
SELL
|
- |
-24.4KClosed |
$637K - $712K
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Flow Traders U.S. LLC
New York, NY |
SELL
|
- |
-28.3K- 69.37% |
$738K - $825K
|
12.5K
$280K
|
|
|
Nov 02, 2021
Q3 2021
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-29.5K- 9.41% |
$770K - $860K
|
284K
$6.37M
|
|
|
Nov 16, 2021
Q3 2021
|
Jane Street Group, LLC
New York, NY |
SELL
|
- |
-34.9K- 21.23% |
$912K - $1.02M
|
130K
$2.91M
|