Purchases and Sales Made in Q3 2022 in First Trust Emerging Markets A (FEM)
This table provides information about the institutional ownership of First Trust Emerging Markets A (FEM) during Q3 2022. The information is specifically focused on institutions that hold shares of FIRST TRUST EMERGING MARKETS A.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 14, 2022
Q3 2022
|
Jane Street Group, LLC
New York, NY |
BUY
|
- |
343K+ 1522.9% |
$6.33M - $7.6M
|
365K
$8.2M
|
|
|
Nov 14, 2022
Q3 2022
|
Jane Street Group, LLC
New York, NY |
BUY
|
- |
343K+ 1522.9% |
$6.33M - $7.6M
|
365K
$8.2M
|
|
|
Nov 14, 2022
Q3 2022
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
BUY
|
- |
107K+ 724.05% |
$1.97M - $2.36M
|
121K
$2.72M
|
|
|
Nov 14, 2022
Q3 2022
|
Flow Traders U.S. LLC
New York, NY |
BUY
|
- |
70.3KNew |
$1.3M - $1.56M
|
70.3K
$1.58M
|
|
|
Nov 02, 2022
Q3 2022
|
Empirical Financial Services, LLC D.B.A. Empirical Wealth Management
|
BUY
|
- |
53.9K+ 10.11% |
$996K - $1.2M
|
587K
$13.2M
|
|
|
Nov 14, 2022
Q3 2022
|
Bank Of New York Mellon Corp
New York, NY |
BUY
|
- |
34.3K+ 151.42% |
$633K - $760K
|
57K
$1.28M
|
|
|
Nov 10, 2022
Q3 2022
|
Envestnet Asset Management Inc
|
BUY
|
- |
33.9K+ 8.64% |
$626K - $752K
|
427K
$9.58M
|
|
|
Nov 09, 2022
Q3 2022
|
Snowden Capital Advisors LLC
New York, NY |
BUY
|
- |
33.9K+ 270.05% |
$625K - $751K
|
46.4K
$1.04M
|
|
|
Nov 14, 2022
Q3 2022
|
Kingsview Wealth Management, LLC
Grants Pass, OR |
BUY
|
- |
28.9K+ 39.24% |
$534K - $641K
|
103K
$2.3M
|
|
|
Nov 14, 2022
Q3 2022
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
24K+ 65.22% |
$444K - $533K
|
60.9K
$1.37M
|
|
|
Nov 14, 2022
Q3 2022
|
Baird Financial Group, Inc.
Milwaukee, WI |
BUY
|
- |
20.9K+ 171.94% |
$386K - $463K
|
33K
$742K
|
|
|
Nov 14, 2022
Q3 2022
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
19.6K+ 9.63% |
$362K - $434K
|
223K
$5.01M
|
|
|
Oct 17, 2022
Q3 2022
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
18.4K+ 8.43% |
$340K - $408K
|
237K
$5.31M
|
|
|
Nov 10, 2022
Q3 2022
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
16.5K+ 6.69% |
$304K - $365K
|
263K
$5.91M
|
|
|
Nov 10, 2022
Q3 2022
|
Sigma Planning Corp
Ann Arbor, MI |
BUY
|
- |
16.2K+ 33.32% |
$300K - $360K
|
65K
$1.46M
|
|
|
Oct 17, 2022
Q3 2022
|
American Financial Advisors, LLC
|
BUY
|
- |
14.4KNew |
$266K - $319K
|
14.4K
$323K
|
|
|
Nov 09, 2022
Q3 2022
|
Chicago Partners Investment Group LLC
|
BUY
|
- |
13.4K+ 20.11% |
$248K - $297K
|
80.1K
$1.8M
|
|
|
Oct 27, 2022
Q3 2022
|
Cwm, LLC
|
BUY
|
- |
10.3K+ 5.22% |
$190K - $228K
|
208K
$4.66M
|
|
|
Oct 19, 2022
Q3 2022
|
Empirical Asset Management, LLC
|
BUY
|
- |
10.2K+ 63.54% |
$189K - $226K
|
26.3K
$590K
|
|
|
Oct 20, 2022
Q3 2022
|
Dynamic Advisor Solutions LLC
|
BUY
|
- |
9.74K+ 16.65% |
$180K - $216K
|
68.2K
$1.53M
|
|
|
Oct 25, 2022
Q3 2022
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
8.71K+ 10.81% |
$161K - $193K
|
89.3K
$2M
|
|
|
Dec 12, 2022
Q3 2022
|
Wealth Plan Investment Management, LLC
Omaha, NE |
BUY
|
- |
8.55K+ 15.53% |
$158K - $189K
|
63.6K
$1.43M
|
|
|
Oct 25, 2022
Q3 2022
|
Ae Wealth Management LLC
|
BUY
|
- |
8.03K+ 24.96% |
$148K - $178K
|
40.2K
$902K
|
|
|
Nov 08, 2022
Q3 2022
|
Ifp Advisors, Inc
|
BUY
|
- |
4.56K+ 7.1% |
$84.2K - $101K
|
68.8K
$1.54M
|
|
|
Nov 14, 2022
Q3 2022
|
First Manhattan CO
New York, NY |
BUY
|
- |
3.98KNew |
$73.5K - $88.2K
|
3.98K
$89.3K
|
|
|
Nov 09, 2022
Q3 2022
|
High Tower Advisors, LLC
Chicago, IL |
BUY
|
- |
3.55K+ 12.38% |
$65.6K - $78.8K
|
32.3K
$724K
|
|
|
Nov 10, 2022
Q3 2022
|
Cetera Advisor Networks LLC
El Segundo, CA |
BUY
|
- |
3.47K+ 16.46% |
$64.1K - $76.9K
|
24.6K
$551K
|
|
|
Oct 17, 2022
Q3 2022
|
Private Trust CO Na
|
BUY
|
- |
2.99K+ 789.68% |
$55.1K - $66.1K
|
3.36K
$75.5K
|
|
|
Nov 01, 2022
Q3 2022
|
Kestra Advisory Services, LLC
|
BUY
|
- |
2.34K+ 3.82% |
$43.1K - $51.7K
|
63.5K
$1.43M
|
|
|
Oct 28, 2022
Q3 2022
|
Benjamin F. Edwards & Company, Inc.
St. Louis, MO |
BUY
|
- |
2.19K+ 11.27% |
$40.4K - $48.5K
|
21.6K
$485K
|
|
|
Nov 14, 2022
Q3 2022
|
Kestra Private Wealth Services, LLC
|
BUY
|
- |
2.11K+ 4.03% |
$38.9K - $46.7K
|
54.4K
$1.22M
|
|
|
Oct 27, 2022
Q3 2022
|
Asset Dedication, LLC
|
BUY
|
- |
1.44KNew |
$26.5K - $31.9K
|
1.44K
$32.3K
|
|
|
Nov 01, 2022
Q3 2022
|
Avantax Advisory Services, Inc.
|
BUY
|
- |
1.1K+ 1.57% |
$20.3K - $24.4K
|
71.5K
$1.6M
|
|
|
Oct 27, 2022
Q3 2022
|
Money Concepts Capital Corp
|
BUY
|
- |
655+ 16.47% |
$12.1K - $14.5K
|
4.63K
$104K
|
|
|
Nov 15, 2022
Q3 2022
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
582+ 8.72% |
$10.7K - $12.9K
|
7.26K
$163K
|
|
|
Nov 14, 2022
Q3 2022
|
First Trust Advisors LP
Wheaton, IL |
BUY
|
- |
431+ 1.43% |
$7.96K - $9.55K
|
30.7K
$688K
|
|
|
Nov 15, 2022
Q3 2022
|
Oxler Private Wealth LLC
New York, NY |
BUY
|
- |
404New |
$7.46K - $8.95K
|
404
$9.07K
|
|
|
Nov 02, 2022
Q3 2022
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
355+ 147.92% |
$6.55K - $7.87K
|
595
$13.4K
|
|
|
Nov 09, 2022
Q3 2022
|
Acorn Wealth Advisors, LLC
Grand Blanc, MI |
BUY
|
- |
227+ 2.1% |
$4.19K - $5.03K
|
11K
$248K
|
|
|
Mar 17, 2023
Q3 2022
|
American Portfolios Advisors
Holbrook, NY |
BUY
|
- |
89New |
$1.64K - $1.97K
|
89
$2K
|
|
|
Nov 03, 2022
Q3 2022
|
Global Retirement Partners, LLC
|
BUY
|
- |
62+ 16.45% |
$1.14K - $1.37K
|
439
$9.86K
|
|
|
May 11, 2023
Q3 2022
|
Tucker Asset Management LLC
Littleton, CO |
BUY
|
- |
55+ 9.34% |
$1.02K - $1.22K
|
644
$14.5K
|
|
|
Nov 15, 2022
Q3 2022
|
Signature Securities Group Corporation
|
BUY
|
- |
53+ 0.52% |
$978 - $1.17K
|
10.2K
$228K
|
|
|
Nov 14, 2022
Q3 2022
|
Wagner Wealth Management, LLC
Greenville, SC |
BUY
|
- |
27+ 11.79% |
$498 - $598
|
256
$5.75K
|
|
|
Oct 18, 2022
Q3 2022
|
Clearview Wealth Advisors LLC
|
BUY
|
- |
7+ 3.32% |
$129 - $155
|
218
$4.89K
|
|
|
Oct 27, 2022
Q3 2022
|
Financial Enhancement Group LLC
Anderson, IN |
BUY
|
- |
6+ 150.0% |
$111 - $133
|
10
$225
|
|
|
Nov 10, 2022
Q3 2022
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
BUY
|
- |
6+ 0.65% |
$111 - $133
|
931
$20.9K
|
|
|
Oct 26, 2022
Q3 2022
|
Nelson, Van Denburg & Campbell Wealth Management Group, LLC
Omaha, NE |
BUY
|
- |
3+ 3.85% |
$55.4 - $66.5
|
81
$1.82K
|
|
|
Nov 01, 2022
Q3 2022
|
Creative Financial Designs Inc
|
BUY
|
- |
1+ 0.1% |
$18.5 - $22.2
|
1.04K
$23.3K
|
|
|
Nov 03, 2022
Q3 2022
|
Financial Gravity Asset Management, Inc.
|
SELL
|
- |
-3- 14.29% |
$55.4 - $66.5
|
18
$404
|