Purchases and Sales Made in Q4 2020 in First Trust Emerging Markets A (FEM)
This table provides information about the institutional ownership of First Trust Emerging Markets A (FEM) during Q4 2020. The information is specifically focused on institutions that hold shares of FIRST TRUST EMERGING MARKETS A.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
Jan 27, 2021
Q4 2020
|
Mtm Investment Management, LLC
Spartanburg, SC |
BUY
|
- |
540New |
$11.4K - $13.7K
|
540
$12.1K
|
|
Mar 02, 2021
Q4 2020
|
Capital Asset Advisory Services LLC
Haslett, MI |
BUY
|
- |
481New |
$10.1K - $12.2K
|
481
$10.8K
|
|
Jan 13, 2021
Q4 2020
|
Sowell Financial Services LLC
North Little Rock, AR |
BUY
|
- |
158+ 3.21% |
$3.33K - $3.99K
|
5.08K
$114K
|
|
Feb 11, 2021
Q4 2020
|
Signaturefd, LLC
Atlanta, GA |
BUY
|
- |
67New |
$1.41K - $1.69K
|
67
$1.5K
|
|
Feb 16, 2021
Q4 2020
|
Financial Gravity Asset Management, Inc.
|
BUY
|
- |
43New |
$907 - $1.09K
|
43
$965
|
|
Jan 12, 2021
Q4 2020
|
Walkner Condon Financial Advisors LLC
|
BUY
|
- |
42+ 0.26% |
$886 - $1.06K
|
16.2K
$364K
|
|
Feb 04, 2021
Q4 2020
|
Lloyd Advisory Services, Llc.
Suwanee, GA |
BUY
|
- |
40+ 11.49% |
$844 - $1.01K
|
388
$8.71K
|
|
Jan 26, 2021
Q4 2020
|
Signal Point Asset Management, LLC
|
BUY
|
- |
37+ 0.08% |
$781 - $935
|
44.8K
$1.01M
|
|
Feb 18, 2021
Q4 2020
|
Safeguard Investment Advisory Group, LLC
|
BUY
|
- |
7New |
$148 - $177
|
7
$157
|
|
Jan 15, 2021
Q4 2020
|
Patriot Financial Group Insurance Agency, LLC
|
BUY
|
- |
5+ 2.59% |
$106 - $126
|
198
$4.45K
|
|
Feb 02, 2021
Q4 2020
|
Savior LLC
|
BUY
|
- |
2+ 0.72% |
$42.2 - $50.6
|
279
$6.26K
|
|
Jan 05, 2021
Q4 2020
|
M&R Capital Management Inc
|
BUY
|
- |
1+ 2.7% |
$21.1 - $25.3
|
38
$853
|
|
Feb 04, 2021
Q4 2020
|
Us Bancorp \De\
|
SELL
|
- |
-48Closed |
$1.01K - $1.21K
|
0
$0
|
|
Jan 12, 2021
Q4 2020
|
Clarus Wealth Advisors
|
SELL
|
- |
-50- 0.4% |
$1.06K - $1.26K
|
12.3K
$277K
|
|
Jun 07, 2023
Q4 2020
|
Tucker Asset Management LLC
Littleton, CO |
SELL
|
- |
-69- 10.09% |
$1.46K - $1.74K
|
615
$13.8K
|
|
Feb 09, 2021
Q4 2020
|
Mcf Advisors LLC
Covington, KY |
SELL
|
- |
-108Closed |
$2.28K - $2.73K
|
0
$0
|
|
Jan 26, 2021
Q4 2020
|
Pinnacle Associates LTD
|
SELL
|
- |
-109- 0.59% |
$2.3K - $2.76K
|
18.4K
$412K
|
|
Feb 12, 2021
Q4 2020
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
SELL
|
- |
-166- 8.42% |
$3.5K - $4.2K
|
1.81K
$40.5K
|
|
Feb 12, 2021
Q4 2020
|
Rockefeller Capital Management L.P.
New York, NY |
SELL
|
- |
-239Closed |
$5.04K - $6.04K
|
0
$0
|
|
Mar 05, 2021
Q4 2020
|
Chiron Capital Management, LLC
|
SELL
|
- |
-378- 1.43% |
$7.98K - $9.56K
|
26K
$584K
|
|
Feb 05, 2021
Q4 2020
|
Element Wealth, LLC
|
SELL
|
- |
-514- 3.69% |
$10.8K - $13K
|
13.4K
$301K
|
|
Jan 27, 2021
Q4 2020
|
Stonebridge Financial Planning Group, LLC
|
SELL
|
- |
-600Closed |
$12.7K - $15.2K
|
0
$0
|
|
May 19, 2021
Q4 2020
|
Geneos Wealth Management Inc.
|
SELL
|
- |
-641- 14.59% |
$13.5K - $16.2K
|
3.75K
$84.2K
|
|
Feb 02, 2021
Q4 2020
|
First Trust Advisors LP
Wheaton, IL |
SELL
|
- |
-744- 2.88% |
$15.7K - $18.8K
|
25.1K
$563K
|
|
Jan 21, 2021
Q4 2020
|
Clearwater Capital Advisors, LLC
|
SELL
|
- |
-1.27K- 7.74% |
$26.7K - $32K
|
15.1K
$339K
|
|
Feb 10, 2021
Q4 2020
|
Quad Cities Investment Group, LLC
Davenport, IA |
SELL
|
- |
-1.36K- 10.82% |
$28.6K - $34.3K
|
11.2K
$251K
|
|
Feb 08, 2021
Q4 2020
|
Jacobi Capital Management LLC
|
SELL
|
- |
-1.59K- 84.48% |
$33.5K - $40.2K
|
292
$6.56K
|
|
Feb 10, 2021
Q4 2020
|
High Tower Advisors, LLC
Chicago, IL |
SELL
|
- |
-1.67K- 9.38% |
$35.3K - $42.3K
|
16.2K
$363K
|
|
Feb 04, 2021
Q4 2020
|
National Asset Management, Inc.
Boca Raton, FL |
SELL
|
- |
-2.22K- 17.17% |
$46.7K - $56K
|
10.7K
$240K
|
|
Jan 27, 2021
Q4 2020
|
Camelot Portfolios, LLC
|
SELL
|
- |
-2.24K- 14.45% |
$47.2K - $56.6K
|
13.3K
$298K
|
|
Feb 12, 2021
Q4 2020
|
Northwestern Mutual Wealth Management CO
|
SELL
|
- |
-2.48KClosed |
$52.4K - $62.8K
|
0
$0
|
|
Feb 11, 2021
Q4 2020
|
Eqis Capital Management, Inc.
San Rafael, CA |
SELL
|
- |
-2.57K- 13.81% |
$54.1K - $64.9K
|
16K
$360K
|
|
Feb 02, 2021
Q4 2020
|
Rfg Advisory, LLC
Birmingham, AL |
SELL
|
- |
-2.77K- 16.16% |
$58.5K - $70.1K
|
14.4K
$323K
|
|
Jan 14, 2021
Q4 2020
|
Larson Financial Group LLC
|
SELL
|
- |
-3.06K- 59.7% |
$64.5K - $77.3K
|
2.06K
$46.3K
|
|
Feb 17, 2021
Q4 2020
|
Cetera Advisor Networks LLC
El Segundo, CA |
SELL
|
- |
-3.36K- 6.91% |
$70.8K - $84.8K
|
45.2K
$1.01M
|
|
Jan 21, 2021
Q4 2020
|
Kestra Private Wealth Services, LLC
|
SELL
|
- |
-3.42K- 4.37% |
$72.1K - $86.4K
|
74.7K
$1.68M
|
|
Feb 12, 2021
Q4 2020
|
1776 Wealth LLC
|
SELL
|
- |
-3.47KClosed |
$73.1K - $87.6K
|
0
$0
|
|
Feb 02, 2021
Q4 2020
|
Acg Wealth
|
SELL
|
- |
-3.64K- 7.35% |
$76.7K - $91.9K
|
45.8K
$1.03M
|
|
Jan 27, 2021
Q4 2020
|
Chicago Partners Investment Group LLC
|
SELL
|
- |
-4.11K- 9.79% |
$86.7K - $104K
|
37.9K
$850K
|
|
Feb 16, 2021
Q4 2020
|
Frontier Wealth Management LLC
Kansas City, MO |
SELL
|
- |
-4.17K- 16.35% |
$87.9K - $105K
|
21.3K
$478K
|
|
Feb 18, 2021
Q4 2020
|
Eudaimonia Partners, LLC
Winchester, TN |
SELL
|
- |
-6.37K- 88.96% |
$134K - $161K
|
791
$17.8K
|
|
Jan 29, 2021
Q4 2020
|
Epg Wealth Management LLC
Atlanta, GA |
SELL
|
- |
-6.87K- 6.1% |
$145K - $174K
|
106K
$2.38M
|
|
Feb 12, 2021
Q4 2020
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-7.54K- 7.43% |
$159K - $191K
|
93.9K
$2.11M
|
|
Jan 05, 2021
Q4 2020
|
Private Trust CO Na
|
SELL
|
- |
-9.4KClosed |
$198K - $238K
|
0
$0
|
|
Feb 18, 2021
Q4 2020
|
Truist Financial Corp
|
SELL
|
- |
-12.2K- 52.31% |
$257K - $308K
|
11.1K
$249K
|
|
Feb 09, 2021
Q4 2020
|
Sigma Planning Corp
Ann Arbor, MI |
SELL
|
- |
-14.9K- 21.11% |
$315K - $377K
|
55.8K
$1.25M
|
|
Feb 08, 2021
Q4 2020
|
Wintrust Investments LLC
Chicago, IL |
SELL
|
- |
-16.6K- 16.15% |
$350K - $419K
|
86K
$1.93M
|
|
Feb 12, 2021
Q4 2020
|
Cedar Brook Financial Partners, LLC
Cleveland, OH |
SELL
|
- |
-17.1K- 25.93% |
$362K - $433K
|
49K
$1.1M
|
|
Feb 02, 2021
Q4 2020
|
Koshinski Asset Management, Inc.
|
SELL
|
- |
-20.3KClosed |
$428K - $512K
|
0
$0
|
|
Jan 25, 2021
Q4 2020
|
Crumly & Associates Inc.
|
SELL
|
- |
-21.6K- 35.36% |
$455K - $546K
|
39.5K
$886K
|