Purchases and Sales Made in Q4 2020 in First Trust Emerging Markets A (FEM)
This table provides information about the institutional ownership of First Trust Emerging Markets A (FEM) during Q4 2020. The information is specifically focused on institutions that hold shares of FIRST TRUST EMERGING MARKETS A.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Jan 28, 2021
Q4 2020
|
Comerica Bank
|
SELL
|
- |
-22.4KClosed |
$472K - $565K
|
0
$0
|
|
|
Feb 16, 2021
Q4 2020
|
American Financial Advisors, LLC
|
SELL
|
- |
-29.4K- 3.37% |
$620K - $742K
|
841K
$18.9M
|
|
|
Feb 08, 2021
Q4 2020
|
Ifg Advisory, LLC
|
SELL
|
- |
-32.4K- 72.68% |
$685K - $820K
|
12.2K
$274K
|
|
|
Feb 16, 2021
Q4 2020
|
Flow Traders U.S. LLC
New York, NY |
SELL
|
- |
-33.8KClosed |
$713K - $854K
|
0
$0
|
|
|
Feb 11, 2021
Q4 2020
|
Ubs Group Ag
|
SELL
|
- |
-65.2K- 11.28% |
$1.38M - $1.65M
|
513K
$11.5M
|
|
|
Feb 01, 2021
Q4 2020
|
Ausdal Financial Partners, Inc.
Davenport, IA |
SELL
|
- |
-70.9KClosed |
$1.5M - $1.79M
|
0
$0
|
|
|
Feb 16, 2021
Q4 2020
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
SELL
|
- |
-77.5KClosed |
$1.64M - $1.96M
|
0
$0
|
|
|
Feb 12, 2021
Q4 2020
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-141K- 20.92% |
$2.96M - $3.55M
|
531K
$11.9M
|
|
|
Sep 15, 2021
Q4 2020
|
Cwm, LLC
|
SELL
|
- |
-166K- 48.33% |
$3.49M - $4.19M
|
177K
$3.98M
|
|
|
Feb 17, 2021
Q4 2020
|
Jane Street Group, LLC
New York, NY |
SELL
|
- |
-170KClosed |
$3.59M - $4.3M
|
0
$0
|
|
|
Feb 11, 2021
Q4 2020
|
Baird Financial Group, Inc.
Milwaukee, WI |
SELL
|
- |
-180K- 93.04% |
$3.79M - $4.54M
|
13.4K
$302K
|
|
|
Feb 16, 2021
Q4 2020
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
SELL
|
- |
-201KClosed |
$4.25M - $5.09M
|
0
$0
|